Stock TransactionsSpecial Opptys Fund

Total Bought
474,951
18 transactions
Total Sold
368,306
19 transactions
Net
+106,645
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Shaker Financial Services, LLC372,043664,992+292,9491.782.81+1.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC294,894356,979+62,0850.580.60+0.02buy
Permanent Capital Management, LP022,114+22,1140.000.04+0.04buy
CSS LLC/IL344,986362,349+17,3630.480.40-0.08buy
LEAVELL INVESTMENT MANAGEMENT, INC.016,800+16,8000.000.01+0.01buy
OPPENHEIMER & CO INC21,37236,489+15,1170.000.01+0.00buy
GatePass Capital, LLC143,320155,800+12,4801.731.48-0.25buy
XTX Topco Ltd010,990+10,9900.000.00+0.00buy
NBC SECURITIES, INC.16,65726,664+10,0070.020.02+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC16,21021,854+5,6440.000.00+0.00buy
CSS LLC/IL118,749122,529+3,7800.090.07-0.02buy
RAYMOND JAMES FINANCIAL INC32,04034,054+2,0140.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV01,185+1,1850.000.00+0.00buy
TrueMark Investments, LLC16,20817,348+1,1400.040.03-0.01buy
Cetera Investment Advisers19,87220,443+5710.000.00-0.00buy
Detalus Advisors, LLC10,44310,823+3800.030.03-0.00buy
Global Retirement Partners, LLC3,3833,705+3220.000.00-0.00buy
Aspect Partners, LLC010+100.000.00+0.00buy
EASTERN BANK75075000.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,7872,78700.010.01-0.00hold
Indiana Trust & Investment Management Co262600.000.00-0.00hold
NewEdge Advisors, LLC2,2622,26200.000.00-0.00hold
Sowell Financial Services LLC17,93317,93300.010.01-0.00hold
Rockefeller Capital Management L.P.91891800.000.00-0.00hold
Live Oak Private Wealth LLC15,33315,33300.030.03-0.00hold
CVA Family Office, LLC393900.000.00-0.00hold
PATRON PARTNERS, LLC14,27414,27400.090.07-0.01hold
HIGHLINE WEALTH PARTNERS LLC20620600.000.00-0.00hold
WINMILL & CO. INC20020000.000.00-0.00hold
WINMILL & CO. INC2,0932,09300.010.01-0.00hold
FIRST MANHATTAN CO. LLC.44,28044,28000.000.00-0.00hold
Beverly Hills Private Wealth, LLC31,94831,926-220.130.15+0.02sell
OSAIC HOLDINGS, INC.19,29219,187-1050.000.00-0.00sell
WELLS FARGO & COMPANY/MN18,37418,174-2000.000.00-0.00sell
GUGGENHEIM CAPITAL LLC20,77820,419-3590.000.00-0.00sell
NWF Advisory Services Inc.14,23413,606-6280.020.02-0.00sell
Sound Income Strategies, LLC7400-7400.000.00-0.00sell
Advisory Services Network, LLC9100-9100.000.00-0.00sell
Advisors Asset Management, Inc.107,254106,335-9190.020.02-0.00sell
SCOTIA CAPITAL INC.110,043108,784-1,2590.010.01-0.00sell
HARBOUR INVESTMENTS, INC.16,81313,000-3,8130.000.00-0.00sell
MAI Capital Management5,3720-5,3720.000.00-0.00sell
Ancora Advisors LLC22,88716,250-6,6370.010.00-0.00sell
WELLS FARGO & COMPANY/MN11,1690-11,1690.000.00-0.00sell
Independent Advisor Alliance21,1880-21,1880.000.00-0.00sell
Focus Partners Wealth1,118,8731,095,220-23,6530.030.03-0.00sell
GatePass Capital, LLC112,85957,374-55,4850.760.30-0.46sell
RIVERNORTH CAPITAL MANAGEMENT, LLC82,06917,348-64,7210.060.01-0.05sell
WOLVERINE ASSET MANAGEMENT LLC95,28314,490-80,7930.020.00-0.02sell
Focus Partners Wealth1,335,5181,245,185-90,3330.020.02-0.00sell
Page 1 of 1