| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 384,001 | 428,448 | +44,447 | 0.22 | 0.24 | +0.03 | buy |
| CLOUGH CAPITAL PARTNERS L P | 0 | 41,306 | +41,306 | 0.00 | 0.05 | +0.05 | buy |
| Matisse Capital | 0 | 22,786 | +22,786 | 0.00 | 0.14 | +0.14 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 14,140 | +14,140 | 0.00 | 0.01 | +0.01 | buy |
| Advisory Services Network, LLC | 0 | 3,839 | +3,839 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 88,007 | 91,266 | +3,259 | 0.01 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 265,274 | 267,652 | +2,378 | 0.78 | 0.76 | -0.02 | buy |
| Quarry LP | 0 | 2,206 | +2,206 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 281,296 | 282,834 | +1,538 | 0.53 | 0.50 | -0.03 | buy |
| Alpine Global Management, LLC | 20,404 | 21,424 | +1,020 | 0.05 | 0.07 | +0.02 | buy |
| NewEdge Advisors, LLC | 10,000 | 10,800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 23,058 | 23,616 | +558 | 0.12 | 0.10 | -0.02 | buy |
| HARBOUR INVESTMENTS, INC. | 15,197 | 15,565 | +368 | 0.01 | 0.01 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 21,718 | 21,986 | +268 | 0.00 | 0.00 | -0.00 | buy |
| CVA Family Office, LLC | 0 | 30 | +30 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 14,462 | 14,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dynamic Advisor Solutions LLC | 10,545 | 10,545 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Crewe Advisors LLC | 6,970 | 6,970 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Live Oak Private Wealth LLC | 14,853 | 14,853 | 0 | 0.03 | 0.03 | -0.00 | hold |
| RPO LLC | 17,158 | 17,158 | 0 | 0.32 | 0.32 | +0.00 | hold |
| WINMILL & CO. INC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WINMILL & CO. INC | 2,000 | 2,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 21,200 | 21,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 292 | 186 | -106 | 0.00 | 0.00 | -0.00 | sell |
| NBC SECURITIES, INC. | 14,711 | 14,550 | -161 | 0.02 | 0.02 | -0.00 | sell |
| CWM, LLC | 175 | 0 | -175 | 0.00 | 0.00 | -0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 34,940 | 34,000 | -940 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 18,000 | 16,500 | -1,500 | 0.05 | 0.04 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,935 | 0 | -1,935 | 0.00 | 0.00 | -0.00 | sell |
| Sowell Financial Services LLC | 21,050 | 18,427 | -2,623 | 0.01 | 0.01 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,056 | 0 | -3,056 | 0.02 | 0.00 | -0.02 | sell |
| HighTower Advisors, LLC | 16,783 | 12,053 | -4,730 | 0.00 | 0.00 | -0.00 | sell |
| Ancora Advisors LLC | 32,482 | 25,834 | -6,648 | 0.01 | 0.01 | -0.00 | sell |
| MORGAN STANLEY | 142,735 | 135,870 | -6,865 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 39,400 | 32,300 | -7,100 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 269,601 | 261,384 | -8,217 | 0.25 | 0.24 | -0.00 | sell |
| UBS Group AG | 8,634 | 0 | -8,634 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 13,435 | 0 | -13,435 | 0.03 | 0.00 | -0.03 | sell |
| Shaker Financial Services, LLC | 213,508 | 197,348 | -16,160 | 1.09 | 0.96 | -0.13 | sell |
| EPIQ PARTNERS, LLC | 159,060 | 141,195 | -17,865 | 1.31 | 1.20 | -0.11 | sell |
| OSAIC HOLDINGS, INC. | 92,894 | 73,579 | -19,315 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26,792 | 0 | -26,792 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 32,490 | 0 | -32,490 | 0.14 | 0.00 | -0.14 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 42,338 | 0 | -42,338 | 0.20 | 0.00 | -0.20 | sell |