Stock Transactions — Special Opptys Fund

Total Bought
322,875
16 transactions
Total Sold
466,288
23 transactions
Net
-143,413
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Independent Advisor Alliance094,349+94,3490.000.02+0.02buy
Shaker Financial Services, LLC63,636157,812+94,1760.330.88+0.55buy
Jefferies Financial Group Inc.030,010+30,0100.000.00+0.00buy
OPPENHEIMER & CO INC022,766+22,7660.000.00+0.00buy
TRUIST FINANCIAL CORP022,439+22,4390.000.00+0.00buy
ASPIRIANT, LLC013,246+13,2460.000.01+0.01buy
ABSOLUTE INVESTMENT ADVISERS, LLC010,504+10,5040.000.02+0.02buy
K2 PRINCIPAL FUND, L.P.010,000+10,0000.000.02+0.02buy
SCOTIA CAPITAL INC.84,49189,632+5,1410.010.01+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors10,97215,542+4,5700.020.03+0.01buy
MAI Capital Management03,753+3,7530.000.00+0.00buy
Global Retirement Partners, LLC03,103+3,1030.000.00+0.00buy
Quarry LP03,023+3,0230.000.01+0.01buy
CSS LLC/IL278,199280,854+2,6550.380.41+0.02buy
OSAIC HOLDINGS, INC.19,50022,140+2,6400.000.00+0.00buy
UBS Group AG34,61035,110+5000.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC3,0563,05600.010.01+0.00hold
Sowell Financial Services LLC17,36917,36900.010.01+0.00hold
Sound Income Strategies, LLC63963900.000.00+0.00hold
Live Oak Private Wealth LLC14,85314,85300.030.04+0.00hold
CVA Family Office, LLC393900.000.00+0.00hold
PATRON PARTNERS, LLC13,82513,82500.110.11+0.00hold
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC25,05425,05400.610.52-0.09hold
WINMILL & CO. INC20020000.000.00-0.00hold
WINMILL & CO. INC2,0002,00000.010.01+0.00hold
FIRST MANHATTAN CO. LLC.30,50030,50000.000.00+0.00hold
HARBOUR INVESTMENTS, INC.16,28416,28400.010.01+0.00hold
GODSEY & GIBB, INC1,1551,15500.000.00+0.00hold
COMMONWEALTH EQUITY SERVICES, LLC13,76913,674-950.000.00+0.00sell
WELLS FARGO & COMPANY/MN21,20020,961-2390.000.00-0.00sell
BESSEMER GROUP INC2500-2500.000.00-0.00sell
WELLS FARGO & COMPANY/MN15,58813,894-1,6940.000.00-0.00sell
Ancora Advisors LLC29,47624,892-4,5840.010.01-0.00sell
Kovitz Investment Group Partners, LLC1,309,5171,304,663-4,8540.220.15-0.07sell
Crewe Advisors LLC6,9700-6,9700.010.00-0.01sell
Dynamic Advisor Solutions LLC10,1250-10,1250.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP12,6090-12,6090.000.00-0.00sell
NewEdge Advisors, LLC15,3622,162-13,2000.000.00-0.00sell
HighTower Advisors, LLC13,3740-13,3740.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.14,7550-14,7550.020.00-0.02sell
NBC SECURITIES, INC.15,72315-15,7080.020.02+0.00sell
NWF Advisory Services Inc.15,9000-15,9000.030.00-0.03sell
Private Advisor Group, LLC16,4620-16,4620.000.00-0.00sell
MORGAN STANLEY129,900113,119-16,7810.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC269,555250,220-19,3350.720.70-0.02sell
Kovitz Investment Group Partners, LLC1,565,8871,545,405-20,4820.150.11-0.04sell
Matisse Capital22,7860-22,7860.150.00-0.15sell
Alpine Global Management, LLC25,0000-25,0000.080.00-0.08sell
CSS LLC/IL258,384202,802-55,5820.210.18-0.03sell
EPIQ PARTNERS, LLC67,4260-67,4260.520.00-0.52sell
RIVERNORTH CAPITAL MANAGEMENT, LLC310,363202,286-108,0770.210.14-0.07sell
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