Stock Transactions — Putnam Municipal Opportunities Trust

Total Bought
519,907
26 transactions
Total Sold
1,009,228
30 transactions
Net
-489,321
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ENVESTNET ASSET MANAGEMENT INC0121,770+121,7700.000.00+0.00buy
PARK AVENUE SECURITIES LLC0115,800+115,8000.000.02+0.02buy
Logan Stone Capital, LLC067,076+67,0760.000.15+0.15buy
NINE MASTS CAPITAL Ltd065,146+65,1460.000.17+0.17buy
WELLS FARGO & COMPANY/MN64,30798,613+34,3060.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC902,947935,354+32,4073.303.30-0.01buy
INTEGRATED CAPITAL MANAGEMENT, INC.016,594+16,5940.000.14+0.14buy
NOMURA HOLDINGS INC13,25029,175+15,9250.000.00+0.00buy
Cetera Investment Advisers015,703+15,7030.000.00+0.00buy
Rockefeller Capital Management L.P.112,815125,535+12,7200.000.00-0.00buy
STIFEL FINANCIAL CORP21,96726,167+4,2000.000.00+0.00buy
BANK OF AMERICA CORP /DE/148,065151,646+3,5810.000.00-0.00buy
SMITH, MOORE & CO.32,40935,954+3,5450.040.04-0.00buy
NewEdge Advisors, LLC23,15025,518+2,3680.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC1,7003,670+1,9700.000.00+0.00buy
MORGAN STANLEY221,370223,001+1,6310.000.00-0.00buy
Moors & Cabot, Inc.12,33913,909+1,5700.010.01-0.00buy
SIMON QUICK ADVISORS, LLC13,21914,710+1,4910.010.01-0.00buy
Tower Research Capital LLC (TRC)0509+5090.000.00+0.00buy
Concurrent Investment Advisors, LLC14,72915,110+3810.010.01-0.00buy
TECTONIC ADVISORS LLC33,99134,338+3470.030.03-0.00buy
Cresset Asset Management, LLC21,90022,180+2800.000.00-0.00buy
IFP Advisors, Inc26,92027,195+2750.010.01-0.00buy
Ellis Investment Partners, LLC18,61518,805+1900.040.04-0.00buy
OPPENHEIMER & CO INC55,46455,573+1090.010.01-0.00buy
Tyche Wealth Partners LLC23,68523,698+130.060.06+0.00buy
STALEY CAPITAL ADVISERS INC12,50012,50000.010.01-0.00hold
COHEN & STEERS, INC.27,92327,92300.000.00+0.00hold
Indiana Trust & Investment Management Co14,00014,00000.060.06-0.01hold
TWIN FOCUS CAPITAL PARTNERS, LLC31,29431,29400.030.06+0.03hold
Avior Wealth Management, LLC9,9279,92700.010.00-0.00hold
Anchor Investment Management, LLC1,0001,00000.000.00-0.00hold
Mascoma Wealth Management LLC1,1911,19100.000.00-0.00hold
Seelaus Asset Management LLC10,48810,48800.100.11+0.00hold
Successful Portfolios LLC12,42812,42800.100.09-0.01hold
Nova R Wealth, Inc.99,99799,99700.640.53-0.11hold
FNY Investment Advisers, LLC40040000.000.00-0.00hold
Global Retirement Partners, LLC34834800.000.00-0.00hold
Geneos Wealth Management Inc.52152100.000.00-0.00hold
Private Wealth Advisors, LLC11,77411,77400.050.05-0.00hold
Spire Wealth Management14,00014,00000.000.00-0.00hold
ARS Wealth Advisors Group, LLC15,09415,09400.020.02-0.00hold
Collaborative Wealth Managment Inc.15,32415,32400.080.08-0.01hold
Sonora Investment Management Group, LLC10,00010,00000.010.01-0.00hold
Farther Finance Advisors, LLC6,6386,63800.000.00-0.00hold
Burford Brothers, Inc.19,90019,90000.140.13-0.01hold
FIFTH THIRD BANCORP2,5392,53900.000.00-0.00hold
US BANCORP \DE\4,5454,54500.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
GILL CAPITAL PARTNERS, LLC23,09023,09000.100.09-0.01hold
HARBOUR INVESTMENTS, INC.1,4081,40800.000.00-0.00hold
ST GERMAIN D J CO INC3,0003,00000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC194,921194,92100.170.14-0.02hold
COMERICA BANK4,4104,381-290.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO53,65553,058-5970.000.00-0.00sell
UMB Bank, n.a.2,6992,034-6650.000.00-0.00sell
B. Riley Wealth Advisors, Inc.16,87016,182-6880.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC329,477328,355-1,1220.010.01-0.00sell
Cambridge Investment Research Advisors, Inc.65,84864,131-1,7170.000.00-0.00sell
Capital Investment Advisors, LLC110,935109,074-1,8610.030.03-0.00sell
Summit Trail Advisors, LLC12,44310,420-2,0230.000.00-0.00sell
1ST SOURCE BANK64,11161,894-2,2170.040.04-0.00sell
MELFA WEALTH MANAGEMENT, INC.484,967482,371-2,5964.673.54-1.13sell
Advisors Asset Management, Inc.159,465156,288-3,1770.030.03-0.00sell
OSAIC HOLDINGS, INC.122,051118,534-3,5170.000.00+0.00sell
Baird Financial Group, Inc.71,88768,287-3,6000.000.00-0.00sell
LPL Financial LLC62,85256,063-6,7890.000.00-0.00sell
BANK OF MONTREAL /CAN/39,04131,613-7,4280.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.106,16496,565-9,5990.100.09-0.01sell
Elequin Capital, LP10,4640-10,4640.030.00-0.03sell
ROYAL BANK OF CANADA21,34010,845-10,4950.000.00-0.00sell
HighTower Advisors, LLC11,3320-11,3320.000.00-0.00sell
MOODY NATIONAL BANK TRUST DIVISION11,6810-11,6810.010.00-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,7810-11,7810.000.00-0.00sell
UBS Group AG287,226275,250-11,9760.000.00-0.00sell
CITADEL ADVISORS LLC13,9610-13,9610.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,42013,806-15,6140.000.00-0.00sell
Invesco Ltd.114,36988,683-25,6860.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC45,22118,517-26,7040.000.00-0.00sell
VAN ECK ASSOCIATES CORP236,283203,372-32,9110.000.00-0.00sell
Fiera Capital Corp605,654467,939-137,7150.020.01-0.01sell
Saba Capital Management, L.P.283,0220-283,0220.070.00-0.07sell
AMERIPRISE FINANCIAL INC652,022293,761-358,2610.000.00-0.00sell
Page 1 of 1