Stock Transactions — Putnam Municipal Opportunities Trust

Total Bought
831,019
40 transactions
Total Sold
622,362
29 transactions
Net
+208,657
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Karpus Management, Inc.99,548231,992+132,4440.030.07+0.04buy
GUGGENHEIM CAPITAL LLC479,766604,966+125,2000.050.05+0.00buy
PARK AVENUE SECURITIES LLC0113,916+113,9160.000.01+0.01buy
ROBINSON CAPITAL MANAGEMENT, LLC088,439+88,4390.000.37+0.37buy
Advisors Asset Management, Inc.247,095307,116+60,0210.050.05+0.01buy
Invesco Ltd.23,97278,733+54,7610.000.00+0.00buy
BANK OF AMERICA CORP /DE/126,334152,349+26,0150.000.00+0.00buy
HighTower Advisors, LLC022,168+22,1680.000.00+0.00buy
Catalina Capital Group, LLC020,515+20,5150.000.14+0.14buy
AMERICAN NATIONAL BANK & TRUST020,000+20,0000.000.02+0.02buy
OPPENHEIMER & CO INC017,646+17,6460.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC4,94318,044+13,1010.000.00+0.00buy
WELLS FARGO & COMPANY/MN211,714224,814+13,1000.000.00-0.00buy
Aviance Capital Partners, LLC012,944+12,9440.000.02+0.02buy
Allworth Financial LP012,000+12,0000.000.00+0.00buy
Wellspring Financial Advisors, LLC010,500+10,5000.000.01+0.01buy
Prospera Financial Services Inc010,338+10,3380.000.00+0.00buy
Meridian Wealth Management, LLC010,108+10,1080.000.00+0.00buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
COHEN & STEERS, INC.124,200134,200+10,0000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC118,072126,126+8,0540.000.00-0.00buy
LPL Financial LLC122,200127,233+5,0330.000.00-0.00buy
DUNCKER STREETT & CO INC04,900+4,9000.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC315,544319,994+4,4500.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.21,06025,018+3,9580.170.19+0.02buy
RIVERBRIDGE PARTNERS LLC71,86574,966+3,1010.010.01+0.00buy
ST GERMAIN D J CO INC03,000+3,0000.000.00+0.00buy
CX Institutional02,969+2,9690.000.00+0.00buy
VAN ECK ASSOCIATES CORP182,887185,254+2,3670.000.00-0.00buy
Intellus Advisors LLC124,197126,464+2,2670.220.19-0.03buy
OSAIC HOLDINGS, INC.40,58542,809+2,2240.000.00-0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC245,696247,520+1,8240.130.14+0.00buy
BANK OF MONTREAL /CAN/21,41122,405+9940.000.00-0.00buy
Concurrent Investment Advisors, LLC17,38517,990+6050.000.00-0.00buy
Rockefeller Capital Management L.P.92,72093,238+5180.000.00-0.00buy
SIMON QUICK ADVISORS, LLC11,30211,759+4570.010.01-0.00buy
TECTONIC ADVISORS LLC35,87536,290+4150.020.02-0.00buy
LEIGH BALDWIN & CO., LLC25,22025,512+2920.210.17-0.04buy
Geneos Wealth Management Inc.1,3291,563+2340.000.00-0.00buy
US BANCORP \DE\4,5454,686+1410.000.00-0.00buy
MAI Capital Management7,2017,20100.000.00-0.00hold
STALEY CAPITAL ADVISERS INC12,50012,50000.010.01-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,9232,92300.010.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC31,29431,29400.050.04-0.01hold
Anchor Investment Management, LLC1,0001,00000.000.00-0.00hold
Kovitz Investment Group Partners, LLC32,00032,00000.000.00-0.00hold
Matisse Capital166,367166,36700.890.78-0.12hold
Mascoma Wealth Management LLC1,1911,19100.000.00-0.00hold
Successful Portfolios LLC12,42812,42800.090.08-0.01hold
Nova R Wealth, Inc.93,05993,05900.470.43-0.04hold
Global Retirement Partners, LLC4,3484,34800.000.00-0.00hold
Cresset Asset Management, LLC20,30020,30000.000.00-0.00hold
Private Wealth Advisors, LLC11,77411,77400.050.05-0.00hold
Spire Wealth Management14,00014,00000.000.00+0.00hold
Activest Wealth Management4,1504,15000.010.01-0.00hold
Allspring Global Investments Holdings, LLC94,40894,40800.000.00-0.00hold
Collaborative Wealth Managment Inc.13,40013,40000.060.06-0.01hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP47647600.000.00+0.00hold
Burford Brothers, Inc.19,90019,90000.100.09-0.01hold
Tyche Wealth Partners LLC11,94011,94000.030.02-0.00hold
Sunpointe, LLC15,37015,37000.080.06-0.02hold
Hilltop National Bank78078000.000.00-0.00hold
Generation Capital Management LLC16,74816,74800.150.13-0.02hold
FIFTH THIRD BANCORP2,5392,53900.000.00-0.00hold
GILL CAPITAL PARTNERS, LLC23,09023,09000.080.07-0.01hold
HARBOUR INVESTMENTS, INC.1,4081,40800.000.00-0.00hold
COMERICA BANK5,0485,038-100.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC550-550.000.00-0.00sell
WPG Advisers, LLC1040-1040.000.00-0.00sell
ROYAL BANK OF CANADA22,24622,074-1720.000.00-0.00sell
STIFEL FINANCIAL CORP34,60534,349-2560.000.00-0.00sell
MELFA WEALTH MANAGEMENT, INC.480,794480,444-3503.313.00-0.30sell
SMITH, MOORE & CO.79,23178,003-1,2280.070.06-0.01sell
Indiana Trust & Investment Management Co3,0000-3,0000.010.00-0.01sell
Cetera Investment Advisers14,18110,898-3,2830.000.00-0.00sell
Fiera Capital Corp294,855291,232-3,6230.010.01-0.00sell
Capital Investment Advisors, LLC95,18091,005-4,1750.020.02-0.00sell
1607 Capital Partners, LLC382,761377,411-5,3500.310.30-0.01sell
Moors & Cabot, Inc.17,09511,449-5,6460.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO26,50020,623-5,8770.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC76,67770,174-6,5030.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.457,293450,366-6,9270.210.18-0.03sell
Elequin Capital, LP7,1048-7,0960.010.00-0.01sell
Cambridge Investment Research Advisors, Inc.47,88539,567-8,3180.000.00-0.00sell
Cyndeo Wealth Partners, LLC34,86825,469-9,3990.020.01-0.01sell
Seelaus Asset Management LLC10,3880-10,3880.100.00-0.10sell
DAVENPORT & Co LLC10,6010-10,6010.000.00-0.00sell
Fortitude Family Office, LLC12,3090-12,3090.040.00-0.04sell
Avior Wealth Management, LLC16,0350-16,0350.010.00-0.01sell
AMERIPRISE FINANCIAL INC216,827183,878-32,9490.000.00-0.00sell
MORGAN STANLEY411,354367,661-43,6930.000.00-0.00sell
Baird Financial Group, Inc.45,5320-45,5320.000.00-0.00sell
UBS Group AG265,521158,635-106,8860.000.00-0.00sell
Pathstone Holdings, LLC641,316529,718-111,5980.030.02-0.01sell
ROTHSCHILD INVESTMENT LLC163,3882,389-160,9990.110.00-0.11sell
Page 1 of 1