| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 357,624 | 575,167 | +217,543 | 0.02 | 0.03 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 480,850 | 480,850 | 0 | 3.46 | 3.26 | -0.20 | hold |
| MORGAN STANLEY | 323,657 | 412,589 | +88,932 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 328,768 | 368,040 | +39,272 | 0.03 | 0.03 | +0.01 | buy |
| 1607 Capital Partners, LLC | 235,381 | 362,681 | +127,300 | 0.23 | 0.30 | +0.06 | buy |
| Hennion & Walsh Asset Management, Inc. | 15,353 | 344,532 | +329,179 | 0.01 | 0.16 | +0.15 | buy |
| Fiera Capital Corp | 307,586 | 315,632 | +8,046 | 0.01 | 0.01 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 333,317 | 307,683 | -25,634 | 0.01 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 151,575 | 291,314 | +139,739 | 0.03 | 0.05 | +0.02 | buy |
| UBS Group AG | 257,162 | 283,668 | +26,506 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 179,697 | 262,568 | +82,871 | 0.09 | 0.13 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 227,641 | 233,858 | +6,217 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 201,084 | 195,647 | -5,437 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 190,000 | 190,000 | 0 | 1.01 | 0.98 | -0.03 | hold |
| ROTHSCHILD INVESTMENT LLC | 192,921 | 186,921 | -6,000 | 0.14 | 0.12 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 131,807 | 151,244 | +19,437 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 117,115 | 125,584 | +8,469 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 165,921 | 124,073 | -41,848 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 105,047 | 112,497 | +7,450 | 0.01 | 0.01 | -0.00 | buy |
| LPL Financial LLC | 122,153 | 107,686 | -14,467 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 104,200 | 104,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 61,850 | 98,038 | +36,188 | 0.02 | 0.03 | +0.01 | buy |
| Capital Investment Advisors, LLC | 104,939 | 95,485 | -9,454 | 0.02 | 0.02 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 41,086 | 94,408 | +53,322 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 139,457 | 93,526 | -45,931 | 0.00 | 0.00 | -0.00 | sell |
| Nova R Wealth, Inc. | 93,059 | 93,059 | 0 | 0.50 | 0.48 | -0.02 | hold |
| SMITH, MOORE & CO. | 66,336 | 77,712 | +11,376 | 0.07 | 0.07 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 66,799 | 65,618 | -1,181 | 0.01 | 0.01 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 49,877 | 48,380 | -1,497 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 66,493 | 46,795 | -19,698 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 45,779 | 45,531 | -248 | 0.00 | 0.00 | -0.00 | sell |
| Cyndeo Wealth Partners, LLC | 32,793 | 38,629 | +5,836 | 0.02 | 0.03 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 34,136 | 36,865 | +2,729 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 35,601 | 36,713 | +1,112 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 235,873 | 35,936 | -199,937 | 0.64 | 0.12 | -0.52 | sell |
| TECTONIC ADVISORS LLC | 35,054 | 35,397 | +343 | 0.03 | 0.02 | -0.00 | buy |
| Kovitz Investment Group Partners, LLC | 32,000 | 32,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 25,095 | 31,845 | +6,750 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 31,441 | +31,441 | 0.00 | 0.00 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 31,294 | 31,294 | 0 | 0.05 | 0.05 | -0.01 | hold |
| NOMURA HOLDINGS INC | 10,997 | 29,972 | +18,975 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 79,579 | 26,736 | -52,843 | 0.41 | 0.05 | -0.36 | sell |
| GILL CAPITAL PARTNERS, LLC | 23,090 | 23,090 | 0 | 0.09 | 0.08 | -0.01 | hold |
| BANK OF MONTREAL /CAN/ | 21,868 | 22,764 | +896 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 47,829 | 22,760 | -25,069 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 18,393 | 20,325 | +1,932 | 0.15 | 0.16 | +0.01 | buy |
| Cresset Asset Management, LLC | 21,900 | 20,300 | -1,600 | 0.00 | 0.00 | +0.00 | sell |
| Burford Brothers, Inc. | 19,900 | 19,900 | 0 | 0.11 | 0.10 | -0.01 | hold |
| OPPENHEIMER & CO INC | 50,209 | 19,496 | -30,713 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 20,037 | 19,084 | -953 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 0 | 17,414 | +17,414 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 16,853 | 16,954 | +101 | 0.01 | 0.01 | -0.00 | buy |
| Cetera Investment Advisers | 15,765 | 15,489 | -276 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 11,932 | 15,358 | +3,426 | 0.01 | 0.01 | +0.00 | buy |
| Collaborative Wealth Managment Inc. | 15,324 | 15,324 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Concurrent Investment Advisors, LLC | 15,110 | 15,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 14,000 | 14,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Spire Wealth Management | 14,000 | 14,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| STALEY CAPITAL ADVISERS INC | 12,500 | 12,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,792 | 12,495 | -31,297 | 0.05 | 0.01 | -0.04 | sell |
| Successful Portfolios LLC | 12,428 | 12,428 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Fortitude Family Office, LLC | 12,309 | 12,309 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Tyche Wealth Partners LLC | 11,940 | 11,940 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Private Wealth Advisors, LLC | 11,774 | 11,774 | 0 | 0.05 | 0.05 | -0.00 | hold |
| DAVENPORT & Co LLC | 11,284 | 11,284 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunpointe, LLC | 20,924 | 11,200 | -9,724 | 0.19 | 0.06 | -0.13 | sell |
| SIMON QUICK ADVISORS, LLC | 10,222 | 10,989 | +767 | 0.01 | 0.01 | -0.00 | buy |
| Seelaus Asset Management LLC | 10,488 | 10,488 | 0 | 0.10 | 0.10 | -0.01 | hold |
| MAI Capital Management | 0 | 7,201 | +7,201 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 5,038 | 5,054 | +16 | 0.00 | 0.00 | -0.00 | buy |
| US BANCORP \DE\ | 4,545 | 4,545 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 4,348 | 4,348 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 4,150 | 4,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,023 | 4,023 | -3,000 | 0.01 | 0.01 | -0.01 | sell |
| FIFTH THIRD BANCORP | 2,539 | 2,539 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 1,408 | 2,142 | +734 | 0.00 | 0.00 | +0.00 | buy |
| BOKF, NA | 1,660 | 1,660 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 1,191 | 1,191 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 552 | 931 | +379 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 521 | 797 | +276 | 0.00 | 0.00 | +0.00 | buy |
| Hilltop National Bank | 780 | 780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 476 | 476 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 17,368 | 0 | -17,368 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 18,517 | 0 | -18,517 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 63,488 | 0 | -63,488 | 0.01 | 0.00 | -0.01 | sell |
| Jaffetilchin Investment Partners, LLC | 1,321 | 0 | -1,321 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 11,117 | 0 | -11,117 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 12,349 | 0 | -12,349 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 17,310 | 0 | -17,310 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 10,879 | 0 | -10,879 | 0.00 | 0.00 | -0.00 | sell |
| Ellis Investment Partners, LLC | 19,196 | 0 | -19,196 | 0.04 | 0.00 | -0.04 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 12,944 | 0 | -12,944 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 5,888 | 0 | -5,888 | 0.00 | 0.00 | -0.00 | sell |
| 1ST SOURCE BANK | 39,791 | 0 | -39,791 | 0.02 | 0.00 | -0.02 | sell |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UMB Bank, n.a. | 1,272 | 0 | -1,272 | 0.00 | 0.00 | -0.00 | sell |