Stock Transactions — ALERUS FINL CORP

Total Bought
1,076,983
82 transactions
Total Sold
447,326
37 transactions
Net
+629,657
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Phocas Financial Corp.165,370334,357+168,9870.470.98+0.50buy
M3F, Inc.262,403411,163+148,7601.652.54+0.90buy
GOLDMAN SACHS GROUP INC217,461298,060+80,5990.000.00+0.00buy
FJ Capital Management LLC067,134+67,1340.000.17+0.17buy
AMERICAN CENTURY COMPANIES INC125,498182,533+57,0350.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP796,693830,052+33,3590.000.00+0.00buy
Qube Research & Technologies Ltd110,168140,579+30,4110.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC89,079119,012+29,9330.000.00+0.00buy
MARSHALL WACE, LLP58,69887,178+28,4800.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP94,331117,914+23,5830.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC579,989603,392+23,4030.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND28,98152,214+23,2330.000.00+0.00buy
CITADEL ADVISORS LLC022,388+22,3880.000.00+0.00buy
Trexquant Investment LP020,745+20,7450.000.00+0.00buy
VANGUARD GROUP INC1,269,2531,289,690+20,4370.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP226,007245,497+19,4900.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD018,800+18,8000.000.00+0.00buy
Quantinno Capital Management LP39,39457,498+18,1040.000.00+0.00buy
CSM Advisors, LLC184,480201,940+17,4600.110.12+0.01buy
STATE OF WISCONSIN INVESTMENT BOARD015,077+15,0770.000.00+0.00buy
HSBC HOLDINGS PLC32,64046,666+14,0260.000.00+0.00buy
Black Maple Capital Management LP10,95224,576+13,6240.180.41+0.24buy
Cetera Investment Advisers21,35834,690+13,3320.000.00+0.00buy
Man Group plc51,04164,111+13,0700.000.00+0.00buy
PANAGORA ASSET MANAGEMENT INC012,353+12,3530.000.00+0.00buy
BlackRock, Inc.1,789,6921,801,441+11,7490.000.00-0.00buy
CITIGROUP INC36110,607+10,2460.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS12,61121,900+9,2890.000.00+0.00buy
JANE STREET GROUP, LLC21,87230,882+9,0100.000.00+0.00buy
BANK OF AMERICA CORP /DE/40,02248,918+8,8960.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC95,436103,334+7,8980.010.01+0.00buy
WELLS FARGO & COMPANY/MN19,02326,857+7,8340.000.00+0.00buy
Bank of New York Mellon Corp111,642119,042+7,4000.000.00+0.00buy
FMR LLC1,2987,807+6,5090.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC9,75015,940+6,1900.000.01+0.00buy
Creative Planning21,93327,493+5,5600.000.00+0.00buy
GSA CAPITAL PARTNERS LLP44,08249,079+4,9970.080.10+0.01buy
STATE STREET CORP471,746476,030+4,2840.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV11,36115,363+4,0020.000.00+0.00buy
MARTINGALE ASSET MANAGEMENT L P76,74980,750+4,0010.040.05+0.00buy
BARCLAYS PLC47,49051,283+3,7930.000.00+0.00buy
AMERIPRISE FINANCIAL INC375,845379,540+3,6950.000.00+0.00buy
Mariner, LLC29,79232,715+2,9230.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.11,86214,730+2,8680.000.00+0.00buy
JPMORGAN CHASE & CO73,01975,773+2,7540.000.00+0.00buy
ENDEAVOUR CAPITAL ADVISORS INC513,935516,532+2,5973.443.24-0.21buy
AlphaQuest LLC2,6724,816+2,1440.000.01+0.00buy
FIRST TRUST ADVISORS LP78,68580,705+2,0200.000.00+0.00buy
Sippican Capital Advisors111,866113,841+1,9751.641.65+0.01buy
Lafayette Investments, Inc.20,10021,900+1,8000.090.09+0.01buy
CWM, LLC72,00773,596+1,5890.000.00-0.00buy
IEQ CAPITAL, LLC32,04433,585+1,5410.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/12,27613,594+1,3180.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,08812,696+6080.000.00+0.00buy
Gator Capital Management, LLC64,90565,410+5050.370.30-0.06buy
Larson Financial Group LLC1,0001,500+5000.000.00+0.00buy
CANADA LIFE ASSURANCE Co1,7672,222+4550.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC38,91139,249+3380.000.00-0.00buy
FEDERATED HERMES, INC.46,66546,984+3190.000.00-0.00buy
Inspire Investing, LLC20,62320,878+2550.040.04-0.00buy
Triumph Capital Management0200+2000.000.00+0.00buy
EverSource Wealth Advisors, LLC754894+1400.000.00+0.00buy
Quarry LP0134+1340.000.00+0.00buy
IFP Advisors, Inc201330+1290.000.00+0.00buy
NewEdge Advisors, LLC1,4481,563+1150.000.00-0.00buy
ACADIAN ASSET MANAGEMENT LLC90,69690,806+1100.000.00-0.00buy
Allworth Financial LP406503+970.000.00+0.00buy
Farther Finance Advisors, LLC64128+640.000.00+0.00buy
US BANCORP \DE\2,1302,180+500.000.00+0.00buy
FORTRESS FINANCIAL GROUP, LLC67,29667,339+431.141.12-0.02buy
ROTHSCHILD INVESTMENT LLC113152+390.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,4101,446+360.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC036+360.000.00+0.00buy
Cornerstone Planning Group LLC031+310.000.00+0.00buy
Parallel Advisors, LLC026+260.000.00+0.00buy
MAI Capital Management013+130.000.00+0.00buy
State of Wyoming505517+120.000.00+0.00buy
SJS Investment Consulting Inc.07+70.000.00+0.00buy
Tower Research Capital LLC (TRC)814820+60.000.00-0.00buy
Covestor Ltd4550+50.000.00-0.00buy
SBI Securities Co., Ltd.1216+40.000.00+0.00buy
True Wealth Design, LLC6364+10.000.00-0.00buy
Ameritas Investment Partners, Inc.1,9641,96400.000.00+0.00hold
GENDELL JEFFREY L233,700233,70000.100.09-0.00hold
GABELLI FUNDS LLC137,821137,82100.020.02+0.00hold
BASSWOOD CAPITAL MANAGEMENT, L.L.C.60,24060,24000.060.06-0.00hold
THOMPSON INVESTMENT MANAGEMENT, INC.1,4701,47000.000.00-0.00hold
State of Alaska, Department of Revenue1,0251,02500.000.00+0.00hold
Horrell Capital Management, Inc.4,4404,44000.040.04+0.00hold
Hanson & Doremus Investment Management9,8449,84400.030.03-0.00hold
Pinnacle Holdings, LLC48,99948,99900.380.37-0.01hold
MetLife Investment Management, LLC13,10913,10900.000.00+0.00hold
Aviance Capital Partners, LLC13,11113,11100.030.03-0.00hold
Capital Advisors, Ltd. LLC242400.000.00-0.00hold
First PREMIER Bank17,03617,03600.090.09+0.00hold
Harbor Advisors LLC9,8679,86700.030.03-0.00hold
Optiver Holding B.V.18218200.000.00+0.00hold
Cherry Tree Wealth Management, LLC83083000.000.00-0.00hold
Smartleaf Asset Management LLC13613600.000.00-0.00hold
Wealth Forward, LLC50,27950,27900.650.64-0.01hold
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