| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 4,110,000 | 7,810,000 | +3,700,000 | 0.45 | 0.51 | +0.06 | buy |
| Woodline Partners LP | 1,731,671 | 4,974,512 | +3,242,841 | 0.02 | 0.03 | +0.01 | buy |
| Altium Capital Management LLC | 11,419 | 3,000,000 | +2,988,581 | 0.00 | 0.87 | +0.86 | buy |
| 22NW, LP | 0 | 2,191,750 | +2,191,750 | 0.00 | 1.29 | +1.29 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 5,654,878 | 7,201,089 | +1,546,211 | 0.02 | 0.02 | -0.00 | buy |
| Ikarian Capital, LLC | 1,312,405 | 2,029,028 | +716,623 | 0.53 | 0.54 | +0.01 | buy |
| Exome Asset Management LLC | 0 | 618,174 | +618,174 | 0.00 | 0.43 | +0.43 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 3,327,633 | 3,910,786 | +583,153 | 0.01 | 0.01 | -0.00 | buy |
| SAMLYN CAPITAL, LLC | 9,199,951 | 9,667,048 | +467,097 | 0.19 | 0.14 | -0.05 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,150,829 | 1,580,916 | +430,087 | 0.04 | 0.04 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 52,118 | 469,769 | +417,651 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 52,118 | 469,769 | +417,651 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 501,590 | 833,256 | +331,666 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 913,300 | 1,182,995 | +269,695 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 35,170 | 244,701 | +209,531 | 0.00 | 0.02 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 348,968 | 555,876 | +206,908 | 0.01 | 0.02 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 183,413 | +183,413 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 1,363,170 | 1,537,355 | +174,185 | 0.00 | 0.00 | -0.00 | buy |
| Squarepoint Ops LLC | 0 | 139,758 | +139,758 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 386,656 | 514,364 | +127,708 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 47,734 | 175,193 | +127,459 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 15,969,345 | 16,091,581 | +122,236 | 0.00 | 0.00 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 60,492 | 181,679 | +121,187 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 281,602 | 373,948 | +92,346 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 650,841 | 730,875 | +80,034 | 0.00 | 0.00 | -0.00 | buy |
| Graham Capital Management, L.P. | 19,057 | 96,911 | +77,854 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 238,846 | 312,693 | +73,847 | 0.00 | 0.00 | -0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 65,759 | +65,759 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 31,249 | 81,846 | +50,597 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 473,090 | 522,409 | +49,319 | 0.00 | 0.00 | -0.00 | buy |
| Monaco Asset Management SAM | 1,997,220 | 2,032,868 | +35,648 | 1.09 | 0.84 | -0.25 | buy |
| US Asset Management LLC | 0 | 33,484 | +33,484 | 0.00 | 0.03 | +0.03 | buy |
| SEI INVESTMENTS CO | 62,498 | 94,152 | +31,654 | 0.00 | 0.00 | +0.00 | buy |
| Harvest Investment Services, LLC | 0 | 29,244 | +29,244 | 0.00 | 0.01 | +0.01 | buy |
| ARMISTICE CAPITAL, LLC | 1,000,000 | 1,024,000 | +24,000 | 0.03 | 0.02 | -0.01 | buy |
| WELLS FARGO & COMPANY/MN | 86,153 | 108,975 | +22,822 | 0.00 | 0.00 | -0.00 | buy |
| HB Wealth Management, LLC | 44,500 | 64,100 | +19,600 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 16,707 | +16,707 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 33,734 | 50,277 | +16,543 | 0.00 | 0.00 | -0.00 | buy |
| Moloney Securities Asset Management, LLC | 35,105 | 50,000 | +14,895 | 0.01 | 0.01 | +0.00 | buy |
| NORTHERN TRUST CORP | 1,402,158 | 1,414,984 | +12,826 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,454,168 | 1,466,159 | +11,991 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 95,637 | 107,318 | +11,681 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 182,037 | 192,978 | +10,941 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 17,696 | 27,654 | +9,958 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 646,808 | 655,526 | +8,718 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 130,122 | 137,647 | +7,525 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 6,988 | 12,677 | +5,689 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 567 | 5,719 | +5,152 | 0.00 | 0.00 | +0.00 | buy |
| BLAIR WILLIAM & CO/IL | 12,944 | 17,677 | +4,733 | 0.00 | 0.00 | -0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 97,954 | 102,362 | +4,408 | 0.00 | 0.00 | -0.00 | buy |
| Neuberger Berman Group LLC | 16,293 | 20,522 | +4,229 | 0.00 | 0.00 | -0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 12,932 | 16,847 | +3,915 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 10,798 | 11,889 | +1,091 | 0.00 | 0.00 | -0.00 | buy |
| ATLAS CAPITAL ADVISORS INC. | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 16 | 416 | +400 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 171 | +171 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Planning Group LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 17,490 | 17,490 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FEDERATED HERMES, INC. | 1,256 | 1,256 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 12,936 | 12,936 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 49,200 | 49,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kimelman & Baird, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 410,316 | 410,316 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Marquette Asset Management, LLC | 158,809 | 158,809 | 0 | 0.03 | 0.02 | -0.01 | hold |
| MACQUARIE GROUP LTD | 256,385 | 256,385 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIGNATUREFD, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 106,506 | 106,506 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 10,140 | 10,140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Almitas Capital LLC | 920,225 | 920,225 | 0 | 0.42 | 0.19 | -0.23 | hold |
| AllSquare Wealth Management LLC | 277 | 277 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Intellectus Partners, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 15,820 | 15,820 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Versant Capital Management, Inc | 169 | 169 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Maltin Wealth Management, Inc. | 13,000 | 13,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Salomon & Ludwin, LLC | 46 | 46 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LIBERTY WEALTH MANAGEMENT LLC | 19,000 | 19,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IEQ CAPITAL, LLC | 21,978 | 21,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TCG Crossover Management, LLC | 4,000,000 | 4,000,000 | 0 | 0.44 | 0.36 | -0.08 | hold |
| CM Management, LLC | 750,000 | 750,000 | 0 | 0.78 | 0.62 | -0.16 | hold |
| M. Kulyk & Associates, LLC | 20,000 | 20,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Covestor Ltd | 5 | 5 | 0 | 0.00 | 0.00 | 0.00 | hold |
| LGT Group Foundation | 11,246 | 11,246 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAR1 Capital Management, LLC | 67,754 | 67,754 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Compass Wealth Management LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 15,399 | 15,399 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 155 | 155 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 18,800 | 18,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 6,177 | 6,177 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TUDOR INVESTMENT CORP ET AL | 57,083 | 57,083 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 88,549 | 88,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 54,502 | 54,500 | -2 | 0.00 | 0.00 | -0.00 | sell |
| EARNED WEALTH ADVISORS, LLC | 66 | 0 | -66 | 0.00 | 0.00 | -0.00 | sell |
| VERUS CAPITAL PARTNERS, LLC | 28,808 | 28,695 | -113 | 0.00 | 0.00 | -0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 317 | 201 | -116 | 0.00 | 0.00 | -0.00 | sell |