Stock Transactions — WESTERN ASSET HIGH INCOME OP

Total Bought
4,150,295
56 transactions
Total Sold
1,939,330
40 transactions
Net
+2,210,965
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY9,632,81211,392,747+1,759,9350.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC2,235,2642,812,278+577,0140.160.21+0.04buy
LPL Financial LLC385,003752,004+367,0010.000.00+0.00buy
Quarry LP0305,111+305,1110.000.22+0.22buy
ABSOLUTE INVESTMENT ADVISERS, LLC327,231469,158+141,9270.140.20+0.06buy
Invesco Ltd.1,220,9521,354,893+133,9410.000.00+0.00buy
Rareview Capital LLC572,495691,641+119,1461.481.61+0.14buy
RFG Advisory, LLC180,783287,063+106,2800.010.02+0.01buy
UBS Group AG534,544601,872+67,3280.000.00-0.00buy
FCA CORP /TX1,140,5611,206,739+66,1781.191.24+0.04buy
JONES FINANCIAL COMPANIES LLLP417,109473,862+56,7530.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC57,44398,322+40,8790.000.00+0.00buy
NOMURA HOLDINGS INC037,500+37,5000.000.00+0.00buy
Independent Advisor Alliance036,873+36,8730.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC133,124169,738+36,6140.000.00+0.00buy
Virtu Financial LLC025,265+25,2650.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS524,334548,932+24,5980.000.00+0.00buy
FIFTH THIRD BANCORP022,861+22,8610.000.00+0.00buy
WELLS FARGO & COMPANY/MN776,289799,149+22,8600.000.00+0.00buy
Creative Planning022,147+22,1470.000.00+0.00buy
Penserra Capital Management LLC1,574,9871,596,120+21,1330.070.07-0.00buy
Calamos Advisors LLC144,295163,795+19,5000.000.00+0.00buy
Private Advisor Group, LLC016,525+16,5250.000.00+0.00buy
Savvy Advisors, Inc.016,446+16,4460.000.00+0.00buy
Integrated Wealth Concepts LLC015,175+15,1750.000.00+0.00buy
RPg Family Wealth Advisory, LLC011,667+11,6670.000.01+0.01buy
Cetera Investment Advisers98,413109,681+11,2680.000.00+0.00buy
Stonebrook Private Inc.010,168+10,1680.000.01+0.01buy
Kanen Wealth Management LLC480,454490,454+10,0000.540.64+0.10buy
CHOREO, LLC46,22655,115+8,8890.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC24,07031,422+7,3520.060.07+0.01buy
Mariner, LLC22,14427,837+5,6930.000.00+0.00buy
Merit Financial Group, LLC20,29525,484+5,1890.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.10,91213,405+2,4930.000.01+0.00buy
Occidental Asset Management, LLC11,50513,786+2,2810.010.01+0.00buy
Advisory Services Network, LLC17,50019,500+2,0000.000.00+0.00buy
STIFEL FINANCIAL CORP90,11391,902+1,7890.000.00+0.00buy
Pathway Financial Advisers, LLC277,703279,433+1,7300.300.29-0.01buy
WPG Advisers, LLC4,1925,634+1,4420.010.02+0.00buy
One Capital Management, LLC11,69012,895+1,2050.000.00-0.00buy
Suncoast Equity Management18,88220,036+1,1540.010.01+0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors39,76440,745+9810.020.02+0.00buy
KELLEHER FINANCIAL ADVISORS33,43634,308+8720.030.03+0.00buy
Sound Income Strategies, LLC0816+8160.000.00+0.00buy
Spire Wealth Management2,2903,021+7310.000.00+0.00buy
Samalin Investment Counsel, LLC21,61722,235+6180.030.03+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC16,03316,634+6010.000.00-0.00buy
WHITTIER TRUST CO OF NEVADA INC0587+5870.000.00+0.00buy
Western Wealth Management, LLC0528+5280.000.00+0.00buy
&PARTNERS20,04620,565+5190.000.00-0.00buy
High Net Worth Advisory Group LLC10,06210,355+2930.010.01+0.00buy
Equitable Holdings, Inc.11,18811,429+2410.000.00-0.00buy
Concurrent Investment Advisors, LLC49,37649,488+1120.000.00-0.00buy
Stratos Wealth Partners, LTD.59,36559,416+510.000.00-0.00buy
HARBOUR INVESTMENTS, INC.021+210.000.00+0.00buy
Steward Partners Investment Advisory, LLC93,79793,811+140.000.00-0.00buy
Pekin Hardy Strauss, Inc.13,97313,97300.000.01+0.00hold
WEDBUSH SECURITIES INC11,84311,84300.000.00-0.00hold
STEEL GROVE CAPITAL ADVISORS, LLC11,98911,98900.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.46,40446,40400.000.00-0.00hold
Allworth Financial LP48648600.000.00-0.00hold
Aptus Capital Advisors, LLC20,28120,28100.000.00-0.00hold
Pinnacle Bancorp, Inc.1,7001,70000.000.00-0.00hold
Uncommon Cents Investing LLC26,32726,32700.020.02-0.00hold
Jackson Hole Capital Partners, LLC14,20014,20000.010.01-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC50,98550,98500.060.05-0.01hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC9900.000.00+0.00hold
MTM Investment Management, LLC17017000.000.00-0.00hold
FOURPATH CAPITAL MANAGEMENT, LLC15,46615,46600.010.01+0.00hold
Cape Investment Advisory, Inc.18,30018,30000.020.02+0.00hold
MELFA WEALTH MANAGEMENT, INC.78,95078,95000.170.16-0.00hold
DUDLEY CAPITAL MANAGEMENT, LLC31,10031,10000.050.05-0.00hold
Farther Finance Advisors, LLC1,2541,25400.000.00-0.00hold
Everstar Asset Management, LLC53,18053,18000.110.10-0.00hold
HIGHLINE WEALTH PARTNERS LLC75075000.000.00-0.00hold
Nova Wealth Management, Inc.10,45010,45000.030.02-0.00hold
Corps Capital Advisors, LLC25,00025,00000.100.08-0.02hold
US BANCORP \DE\8,0008,00000.000.00+0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.10,90010,90000.000.00+0.00hold
Clearstead Advisors, LLC34,37534,37500.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC3300.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV30,15930,15900.000.00-0.00hold
TRUIST FINANCIAL CORP72,15972,15900.000.00-0.00hold
Lloyd Advisory Services, LLC.10-10.000.00-0.00sell
Arax Advisory Partners2,6202,500-1200.000.00-0.00sell
Russell Investments Group, Ltd.1907-1830.000.00-0.00sell
Rockefeller Capital Management L.P.830114-7160.000.00-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC42,20241,212-9900.000.00-0.00sell
PARK AVENUE SECURITIES LLC25,84724,754-1,0930.000.00-0.00sell
CoreCap Advisors, LLC2,1881,094-1,0940.000.00-0.00sell
PIN OAK INVESTMENT ADVISORS INC234,308233,058-1,2500.620.60-0.02sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,2270-2,2270.000.00-0.00sell
CHAPIN DAVIS, INC.29,20526,909-2,2960.030.02-0.00sell
Fortis Group Advisors, LLC213,476210,571-2,9050.130.13-0.01sell
Wilson & Boucher Capital Management, LLC36,10032,975-3,1250.090.08-0.01sell
Mountain Hill Investment Partners Corp.4,0000-4,0000.010.00-0.01sell
MAI Capital Management10,8396,467-4,3720.000.00-0.00sell
ROYAL BANK OF CANADA151,874146,113-5,7610.000.00+0.00sell
NWF Advisory Services Inc.64,33356,921-7,4120.030.02-0.00sell
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