Stock Transactions — WESTERN ASSET HIGH INCOME OP

Total Bought
3,047,938
60 transactions
Total Sold
749,558
30 transactions
Net
+2,298,380
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC1,047,5241,678,424+630,9000.090.13+0.04buy
MORGAN STANLEY8,914,6849,312,131+397,4470.000.00-0.00buy
Kanen Wealth Management LLC392,918697,018+304,1000.600.89+0.30buy
UBS Group AG471,575753,190+281,6150.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC0265,356+265,3560.000.01+0.01buy
Penserra Capital Management LLC1,228,5511,429,226+200,6750.070.07-0.00buy
HRT FINANCIAL LP0138,908+138,9080.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0105,177+105,1770.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP093,517+93,5170.000.02+0.02buy
Marex Group plc089,867+89,8670.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP258,298319,730+61,4320.000.00+0.00buy
JANE STREET GROUP, LLC40,27092,141+51,8710.000.00+0.00buy
Virtu Financial LLC037,251+37,2510.000.01+0.01buy
LPL Financial LLC244,506279,318+34,8120.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV033,123+33,1230.000.00+0.00buy
WELLS FARGO & COMPANY/MN657,224684,193+26,9690.000.00-0.00buy
Fortis Group Advisors, LLC188,787215,659+26,8720.140.14+0.01buy
High Net Worth Advisory Group LLC022,353+22,3530.000.02+0.02buy
RAYMOND JAMES FINANCIAL INC686,164707,833+21,6690.000.00-0.00buy
Samalin Investment Counsel, LLC020,843+20,8430.000.03+0.03buy
&PARTNERS019,396+19,3960.000.00+0.00buy
OSAIC HOLDINGS, INC.105,365123,994+18,6290.000.00-0.00buy
Cetera Investment Advisers77,99295,072+17,0800.000.00-0.00buy
FCA CORP /TX1,171,9481,187,591+15,6431.401.27-0.13buy
STIFEL FINANCIAL CORP116,982130,148+13,1660.000.00+0.00buy
Invesco Ltd.1,006,4971,019,607+13,1100.000.00-0.00buy
BALYASNY ASSET MANAGEMENT L.P.013,054+13,0540.000.00+0.00buy
Mach-1 Financial Group, LLC012,999+12,9990.000.01+0.01buy
Shaker Financial Services, LLC199,744210,902+11,1580.290.28-0.01buy
TWO SIGMA SECURITIES, LLC13,40821,865+8,4570.010.01+0.01buy
ROYAL BANK OF CANADA121,401128,685+7,2840.000.00-0.00buy
Wela Strategies, Inc.120,126127,018+6,8920.190.18-0.00buy
Farther Finance Advisors, LLC1,2547,584+6,3300.000.00+0.00buy
Fiera Capital Corp476,070482,315+6,2450.010.01-0.00buy
ENVESTNET ASSET MANAGEMENT INC126,879131,959+5,0800.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.5,90010,900+5,0000.000.00+0.00buy
Mountain Hill Investment Partners Corp.04,000+4,0000.000.01+0.01buy
Arax Advisory Partners02,620+2,6200.000.00+0.00buy
Spire Wealth Management2602,787+2,5270.000.00+0.00buy
COMERICA BANK30,26132,321+2,0600.000.00-0.00buy
Aptus Capital Advisors, LLC18,46720,281+1,8140.000.00-0.00buy
CHOREO, LLC44,12445,800+1,6760.000.00-0.00buy
PARK AVENUE SECURITIES LLC22,66223,933+1,2710.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors43,24344,251+1,0080.020.02-0.00buy
NWF Advisory Services Inc.63,36964,333+9640.030.03-0.00buy
Merit Financial Group, LLC16,00716,809+8020.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0750+7500.000.00+0.00buy
Pinnacle Bancorp, Inc.7,0007,700+7000.010.01+0.00buy
MML INVESTORS SERVICES, LLC27,63928,255+6160.000.00-0.00buy
Pathway Financial Advisers, LLC271,778272,327+5490.350.30-0.05buy
ACCREDITED INVESTOR SERVICES, LLC17,26917,769+5000.050.05-0.01buy
Suncoast Equity Management17,71318,192+4790.010.01-0.00buy
PIN OAK INVESTMENT ADVISORS INC232,328232,628+3000.780.64-0.14buy
MAI Capital Management24,96725,241+2740.000.00-0.00buy
WPG Advisers, LLC3,0303,284+2540.010.01-0.00buy
Sigma Planning Corp17,42817,632+2040.000.00-0.00buy
Equitable Holdings, Inc.10,86011,019+1590.000.00-0.00buy
Concurrent Investment Advisors, LLC48,85648,941+850.000.00-0.00buy
Newbridge Financial Services Group, Inc.1,2381,272+340.000.00-0.00buy
Steward Partners Investment Advisory, LLC93,76793,779+120.000.00-0.00buy
WEDBUSH SECURITIES INC11,84311,84300.000.00-0.00hold
STEEL GROVE CAPITAL ADVISORS, LLC11,98911,98900.010.01+0.00hold
Allworth Financial LP48648600.000.00-0.00hold
Advisory Services Network, LLC17,50017,50000.000.00-0.00hold
Russell Investments Group, Ltd.19019000.000.00-0.00hold
Meridian Wealth Management, LLC11,20011,20000.000.00-0.00hold
Uncommon Cents Investing LLC26,32726,32700.030.03-0.00hold
Larson Financial Group LLC5,8505,85000.000.00-0.00hold
Integrated Wealth Concepts LLC15,17515,17500.000.00-0.00hold
Jackson Hole Capital Partners, LLC14,20014,20000.010.01-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC50,98550,98500.070.06-0.00hold
MTM Investment Management, LLC17017000.000.00-0.00hold
FOURPATH CAPITAL MANAGEMENT, LLC15,46615,46600.010.01-0.00hold
MELFA WEALTH MANAGEMENT, INC.78,95078,95000.200.18-0.02hold
DUDLEY CAPITAL MANAGEMENT, LLC31,10031,10000.060.05-0.01hold
Nova Wealth Management, Inc.10,45010,45000.030.03-0.00hold
Corps Capital Advisors, LLC25,00025,00000.160.15-0.01hold
THRIVENT FINANCIAL FOR LUTHERANS524,334524,33400.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC3300.000.00-0.00hold
TRUIST FINANCIAL CORP72,15972,15900.000.00-0.00hold
US BANCORP \DE\8,0138,000-130.000.00-0.00sell
CWM, LLC2010-2010.000.00-0.00sell
EVERGREEN CAPITAL MANAGEMENT LLC20,23920,034-2050.000.00-0.00sell
Stratos Wealth Partners, LTD.59,67559,300-3750.000.00-0.00sell
CHAPIN DAVIS, INC.34,14133,380-7610.040.03-0.01sell
Pekin Hardy Strauss, Inc.14,87313,973-9000.010.01-0.00sell
Annis Gardner Whiting Capital Advisors, LLC1,0900-1,0900.000.00-0.00sell
Everstar Asset Management, LLC54,62753,180-1,4470.130.12-0.02sell
Wilson & Boucher Capital Management, LLC38,00036,100-1,9000.110.09-0.01sell
NewEdge Advisors, LLC53,21750,845-2,3720.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC53,30450,112-3,1920.000.00-0.00sell
OPPENHEIMER & CO INC74,22970,601-3,6280.000.00-0.00sell
Encompass More Asset Management15,52711,895-3,6320.010.01-0.01sell
Chicago Partners Investment Group LLC398,477394,380-4,0970.050.04-0.01sell
Cape Investment Advisory, Inc.24,60018,300-6,3000.040.07+0.03sell
Occidental Asset Management, LLC18,56411,588-6,9760.010.01-0.00sell
Mariner, LLC29,58021,952-7,6280.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC10,0720-10,0720.000.00-0.00sell
Harbour Capital Advisors, LLC13,0300-13,0300.010.00-0.01sell
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