Stock Transactions — WESTERN ASSET HIGH INCOME OP

Total Bought
4,358,562
51 transactions
Total Sold
1,919,470
39 transactions
Net
+2,439,092
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Rareview Capital LLC0572,495+572,4950.001.48+1.48buy
SIT INVESTMENT ASSOCIATES INC1,678,4242,235,264+556,8400.130.16+0.03buy
Shaker Financial Services, LLC210,902613,763+402,8610.280.72+0.44buy
READYSTATE ASSET MANAGEMENT LP93,517477,054+383,5370.020.08+0.06buy
WOLVERINE ASSET MANAGEMENT LLC265,356640,496+375,1400.010.03+0.02buy
ABSOLUTE INVESTMENT ADVISERS, LLC0327,231+327,2310.000.14+0.14buy
MORGAN STANLEY9,312,1319,632,812+320,6810.000.00-0.00buy
Invesco Ltd.1,019,6071,220,952+201,3450.000.00-0.00buy
Penserra Capital Management LLC1,429,2261,574,987+145,7610.070.07+0.00buy
Calamos Advisors LLC0144,295+144,2950.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.0130,863+130,8630.000.03+0.03buy
LPL Financial LLC279,318385,003+105,6850.000.00+0.00buy
JANE STREET GROUP, LLC92,141195,056+102,9150.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP319,730417,109+97,3790.000.00+0.00buy
WELLS FARGO & COMPANY/MN684,193776,289+92,0960.000.00+0.00buy
XTX Topco Ltd074,557+74,5570.000.01+0.01buy
Segment Wealth Management, LLC049,332+49,3320.000.01+0.01buy
Logan Stone Capital, LLC042,419+42,4190.000.04+0.04buy
BOOTHBAY FUND MANAGEMENT, LLC042,202+42,2020.000.00+0.00buy
KELLEHER FINANCIAL ADVISORS033,436+33,4360.000.03+0.03buy
Global Retirement Partners, LLC027,152+27,1520.000.00+0.00buy
Quadrature Capital Ltd023,257+23,2570.000.00+0.00buy
ROYAL BANK OF CANADA128,685151,874+23,1890.000.00+0.00buy
Blue Barn Wealth, LLC016,446+16,4460.000.09+0.09buy
One Capital Management, LLC011,690+11,6900.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.010,912+10,9120.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC50,11257,443+7,3310.000.00+0.00buy
ACCREDITED INVESTOR SERVICES, LLC17,76924,070+6,3010.050.06+0.01buy
Pathway Financial Advisers, LLC272,327277,703+5,3760.300.30-0.01buy
Chicago Partners Investment Group LLC394,380398,939+4,5590.040.04-0.00buy
Merit Financial Group, LLC16,80920,295+3,4860.000.00+0.00buy
Cetera Investment Advisers95,07298,413+3,3410.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO02,227+2,2270.000.00+0.00buy
CoreCap Advisors, LLC02,188+2,1880.000.00+0.00buy
PARK AVENUE SECURITIES LLC23,93325,847+1,9140.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC232,628234,308+1,6800.640.62-0.02buy
ENVESTNET ASSET MANAGEMENT INC131,959133,124+1,1650.000.00+0.00buy
WPG Advisers, LLC3,2844,192+9080.010.01+0.00buy
Rockefeller Capital Management L.P.0830+8300.000.00+0.00buy
Samalin Investment Counsel, LLC20,84321,617+7740.030.03+0.00buy
Suncoast Equity Management18,19218,882+6900.010.01+0.00buy
&PARTNERS19,39620,046+6500.000.00-0.00buy
Concurrent Investment Advisors, LLC48,94149,376+4350.000.00-0.00buy
CHOREO, LLC45,80046,226+4260.000.00-0.00buy
Mariner, LLC21,95222,144+1920.000.00-0.00buy
Equitable Holdings, Inc.11,01911,188+1690.000.00-0.00buy
Encompass More Asset Management11,89512,006+1110.010.01-0.00buy
Stratos Wealth Partners, LTD.59,30059,365+650.000.00-0.00buy
Steward Partners Investment Advisory, LLC93,77993,797+180.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC09+90.000.00+0.00buy
Lloyd Advisory Services, LLC.01+10.000.00+0.00buy
Pekin Hardy Strauss, Inc.13,97313,97300.010.00-0.00hold
WEDBUSH SECURITIES INC11,84311,84300.000.00-0.00hold
STEEL GROVE CAPITAL ADVISORS, LLC11,98911,98900.010.00-0.00hold
Allworth Financial LP48648600.000.00-0.00hold
Advisory Services Network, LLC17,50017,50000.000.00-0.00hold
Arax Advisory Partners2,6202,62000.000.00+0.00hold
Aptus Capital Advisors, LLC20,28120,28100.000.00-0.00hold
Russell Investments Group, Ltd.19019000.000.00-0.00hold
Meridian Wealth Management, LLC11,20011,20000.000.00-0.00hold
Uncommon Cents Investing LLC26,32726,32700.030.02-0.00hold
Jackson Hole Capital Partners, LLC14,20014,20000.010.01-0.00hold
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC50,98550,98500.060.06-0.00hold
MTM Investment Management, LLC17017000.000.00-0.00hold
FOURPATH CAPITAL MANAGEMENT, LLC15,46615,46600.010.01-0.00hold
Wilson & Boucher Capital Management, LLC36,10036,10000.090.09-0.00hold
Cape Investment Advisory, Inc.18,30018,30000.070.02-0.05hold
MELFA WEALTH MANAGEMENT, INC.78,95078,95000.180.17-0.01hold
DUDLEY CAPITAL MANAGEMENT, LLC31,10031,10000.050.05-0.00hold
Everstar Asset Management, LLC53,18053,18000.120.11-0.01hold
HIGHLINE WEALTH PARTNERS LLC75075000.000.00+0.00hold
NWF Advisory Services Inc.64,33364,33300.030.03-0.00hold
Nova Wealth Management, Inc.10,45010,45000.030.03-0.00hold
Corps Capital Advisors, LLC25,00025,00000.150.10-0.05hold
Mountain Hill Investment Partners Corp.4,0004,00000.010.01-0.00hold
THRIVENT FINANCIAL FOR LUTHERANS524,334524,33400.000.00-0.00hold
US BANCORP \DE\8,0008,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.10,90010,90000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC3300.000.00-0.00hold
TRUIST FINANCIAL CORP72,15972,15900.000.00-0.00hold
Occidental Asset Management, LLC11,58811,505-830.010.01-0.00sell
Spire Wealth Management2,7872,290-4970.000.00-0.00sell
TWO SIGMA SECURITIES, LLC21,86521,147-7180.010.01-0.00sell
Newbridge Financial Services Group, Inc.1,2720-1,2720.000.00-0.00sell
Fortis Group Advisors, LLC215,659213,476-2,1830.140.13-0.01sell
MERCER GLOBAL ADVISORS INC /ADV33,12330,159-2,9640.000.00-0.00sell
COMERICA BANK32,32128,983-3,3380.000.00-0.00sell
EVERGREEN CAPITAL MANAGEMENT LLC20,03416,033-4,0010.000.00-0.00sell
CHAPIN DAVIS, INC.33,38029,205-4,1750.030.03-0.01sell
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors44,25139,764-4,4870.020.02-0.00sell
Sigma Planning Corp17,63212,704-4,9280.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC707,833702,709-5,1240.000.00-0.00sell
NewEdge Advisors, LLC50,84545,535-5,3100.000.00-0.00sell
Larson Financial Group LLC5,8500-5,8500.000.00-0.00sell
Pinnacle Bancorp, Inc.7,7001,700-6,0000.010.00-0.01sell
Farther Finance Advisors, LLC7,5841,254-6,3300.000.00-0.00sell
FIRST TRUST ADVISORS LP250,928240,618-10,3100.000.00-0.00sell
High Net Worth Advisory Group LLC22,35310,062-12,2910.020.01-0.01sell
Mach-1 Financial Group, LLC12,9990-12,9990.010.00-0.01sell
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