Stock Transactions — Royce Micro-Cap Trust, Inc.

Total Bought
637,198
37 transactions
Total Sold
593,649
36 transactions
Net
+43,549
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY1,487,9541,690,371+202,4170.000.00+0.00buy
Shaker Financial Services, LLC310,633488,719+178,0861.181.79+0.61buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC203,502228,790+25,2880.450.46+0.01buy
Atria Wealth Solutions, Inc.023,646+23,6460.000.00+0.00buy
Logan Stone Capital, LLC020,809+20,8090.000.04+0.04buy
Walleye Capital LLC020,777+20,7770.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC018,910+18,9100.000.00+0.00buy
Fisher Asset Management, LLC016,724+16,7240.000.00+0.00buy
LPL Financial LLC272,060288,109+16,0490.000.00-0.00buy
GUGGENHEIM CAPITAL LLC29,97645,544+15,5680.000.00+0.00buy
Jaffetilchin Investment Partners, LLC11,65126,471+14,8200.010.02+0.01buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.75,18985,176+9,9870.060.07+0.01buy
FLAGSHIP HARBOR ADVISORS, LLC352,208361,560+9,3520.240.22-0.02buy
STIFEL FINANCIAL CORP49,37058,555+9,1850.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO08,426+8,4260.000.00+0.00buy
ROBERTS GLORE & CO INC /IL/80,24987,036+6,7870.230.25+0.02buy
Steward Partners Investment Advisory, LLC6,06111,625+5,5640.000.00+0.00buy
FIRST TRUST ADVISORS LP33,54438,403+4,8590.000.00+0.00buy
UBS Group AG971,466975,361+3,8950.000.00-0.00buy
OSAIC HOLDINGS, INC.182,168185,865+3,6970.000.00+0.00buy
FCA CORP /TX290,854294,136+3,2820.920.90-0.02buy
Alexander Randolph Advisory, Inc.991,297994,556+3,2598.338.23-0.09buy
NewEdge Advisors, LLC19,28422,531+3,2470.000.00+0.00buy
ROYAL BANK OF CANADA151,550153,987+2,4370.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS98,810101,089+2,2790.000.00+0.00buy
Moors & Cabot, Inc.103,401105,135+1,7340.060.05-0.01buy
SAPIENT CAPITAL LLC85,68087,292+1,6120.020.02-0.00buy
HARBOUR INVESTMENTS, INC.01,350+1,3500.000.00+0.00buy
EverSource Wealth Advisors, LLC01,302+1,3020.000.00+0.00buy
EP Wealth Advisors, LLC53,26654,194+9280.010.01-0.00buy
Financial Advocates Investment Management30,65831,234+5760.020.02-0.00buy
D.A. DAVIDSON & CO.42,59042,749+1590.000.00-0.00buy
EHRLICH FINANCIAL GROUP10,39610,476+800.100.08-0.01buy
SITTNER & NELSON, LLC3,7873,858+710.020.02-0.00buy
CIBC Private Wealth Group LLC018+180.000.00+0.00buy
ASSETMARK, INC016+160.000.00+0.00buy
Soltis Investment Advisors LLC11,91911,921+20.010.01+0.00buy
VANGUARD GROUP INC10,82810,82800.000.00-0.00hold
COHEN & STEERS, INC.50,88450,88400.000.00+0.00hold
First Financial Bank - Trust Division10,74110,74100.010.01-0.00hold
North Star Investment Management Corp.1,1761,17600.000.00-0.00hold
BROWN ADVISORY INC83,69983,69900.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC62,16162,16100.060.11+0.06hold
TD Capital Management LLC4,4964,49600.000.00-0.00hold
CAROLINAS WEALTH CONSULTING LLC9,3429,34200.020.02-0.00hold
Hunter Perkins Capital Management, LLC16,35116,35100.030.03+0.00hold
Kestra Advisory Services, LLC13,89013,89000.000.00-0.00hold
Spire Wealth Management5,4795,47900.000.00-0.00hold
Prairie Sky Financial Group LLC26,67626,67600.160.15-0.01hold
ARK & TLK INVESTMENTS, LLC22,81722,81700.080.08-0.00hold
FIRST FINANCIAL CORP /IN/35835800.000.00+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV17317300.000.00-0.00hold
CITIGROUP INC1100.000.00-0.00hold
BARRETT & COMPANY, INC.3,2503,25000.020.01-0.00hold
COMERICA BANK15777-800.000.00-0.00sell
Geneos Wealth Management Inc.860-860.000.00-0.00sell
Hara Capital LLC37,96037,760-2000.250.21-0.03sell
Institute for Wealth Management, LLC.20,90420,700-2040.030.03-0.01sell
Kingsview Wealth Management, LLC34,76034,325-4350.010.01-0.00sell
Apollon Wealth Management, LLC50,16349,619-5440.020.01-0.00sell
NWF Advisory Services Inc.89,25188,391-8600.160.14-0.02sell
Stratos Wealth Partners, LTD.14,17813,253-9250.000.00-0.00sell
Cetera Investment Advisers277,948276,996-9520.020.01-0.01sell
Farther Finance Advisors, LLC1,2140-1,2140.000.00-0.00sell
Advisory Services Network, LLC1,3400-1,3400.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC147,085144,050-3,0350.000.00-0.00sell
WealthShield Partners, LLC44,22841,121-3,1070.070.06-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC143,317139,715-3,6020.030.02-0.00sell
MERCER GLOBAL ADVISORS INC /ADV14,34410,657-3,6870.000.00-0.00sell
WELLS FARGO & COMPANY/MN493,445489,683-3,7620.000.00-0.00sell
Private Advisor Group, LLC89,57785,188-4,3890.010.01-0.00sell
Diversified Trust Co23,39016,394-6,9960.010.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP26,48819,459-7,0290.000.00-0.00sell
Janney Montgomery Scott LLC32,18524,998-7,1870.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.57,79949,050-8,7490.000.00-0.00sell
DAVENPORT & Co LLC10,7950-10,7950.000.00-0.00sell
Mraz, Amerine & Associates, Inc.429,670416,882-12,7880.830.74-0.09sell
Karpus Management, Inc.50,00036,054-13,9460.010.01-0.00sell
Wealthcare Advisory Partners LLC20,9200-20,9200.010.00-0.01sell
Family Firm, Inc.273,466252,093-21,3730.650.58-0.07sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC23,1860-23,1860.000.00-0.00sell
Advisors Asset Management, Inc.968,694942,077-26,6170.180.17-0.01sell
Advisor Resource Council28,2150-28,2150.030.00-0.03sell
BANK OF AMERICA CORP /DE/478,791450,195-28,5960.000.00-0.00sell
Allspring Global Investments Holdings, LLC1,463,8101,431,325-32,4850.020.02-0.00sell
AQR Arbitrage LLC195,828160,054-35,7740.070.05-0.02sell
BARD ASSOCIATES INC224,601188,501-36,1000.790.64-0.15sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.1,097,7861,056,987-40,7990.590.57-0.02sell
ENVESTNET ASSET MANAGEMENT INC40,9800-40,9800.000.00-0.00sell
1607 Capital Partners, LLC607,962445,270-162,6920.390.34-0.05sell
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