Stock Transactions — Royce Micro-Cap Trust, Inc.

Total Bought
1,796,594
46 transactions
Total Sold
1,213,194
35 transactions
Net
+583,400
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.2,614,9092,965,400+350,4910.911.07+0.16buy
LAZARD ASSET MANAGEMENT LLC0300,000+300,0000.000.01+0.01buy
Waterfront Wealth Inc.0208,749+208,7490.000.43+0.43buy
Altium Capital Management LLC87,078243,050+155,9723.596.54+2.95buy
Advisors Asset Management, Inc.0100,827+100,8270.000.02+0.02buy
WELLS FARGO & COMPANY/MN516,026594,726+78,7000.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC560,788631,683+70,8950.861.03+0.17buy
DIVERSIFY WEALTH MANAGEMENT, LLC064,652+64,6520.000.01+0.01buy
Karpus Management, Inc.063,003+63,0030.000.02+0.02buy
LPL Financial LLC1,022,2401,082,556+60,3160.000.00+0.00buy
OSAIC HOLDINGS, INC.116,103169,394+53,2910.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC048,071+48,0710.000.00+0.00buy
STIFEL FINANCIAL CORP64,772108,998+44,2260.000.00+0.00buy
Cetera Investment Advisers12,92050,036+37,1160.000.00+0.00buy
Concurrent Investment Advisors, LLC025,123+25,1230.000.00+0.00buy
ECLECTIC ASSOCIATES INC /ADV017,205+17,2050.000.03+0.03buy
Wedmont Private Capital013,886+13,8860.000.01+0.01buy
Kestra Advisory Services, LLC3,84617,485+13,6390.000.00+0.00buy
Alexander Randolph Advisory, Inc.968,549980,555+12,0068.409.56+1.16buy
Allspring Global Investments Holdings, LLC1,002,9391,014,463+11,5240.020.02+0.00buy
BANK OF AMERICA CORP /DE/562,435573,183+10,7480.000.00+0.00buy
Comprehensive Money Management Services LLC32,01540,465+8,4500.230.30+0.07buy
RAYMOND JAMES FINANCIAL INC322,266330,128+7,8620.000.00+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC41,31747,862+6,5450.040.05+0.01buy
RIVERNORTH CAPITAL MANAGEMENT, LLC893,126898,550+5,4240.440.51+0.07buy
TrueMark Investments, LLC101,019106,443+5,4240.200.23+0.03buy
FCA CORP /TX307,851313,186+5,3350.911.00+0.09buy
FIRST TRUST ADVISORS LP52,27157,454+5,1830.000.00+0.00buy
Advisory Services Network, LLC03,472+3,4720.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC85,33187,400+2,0690.530.07-0.46buy
Golden State Equity Partners01,534+1,5340.000.00+0.00buy
Colonial Trust Advisors01,000+1,0000.000.00+0.00buy
SAPIENT CAPITAL LLC47,74048,559+8190.010.01+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC527,776528,385+6090.260.26+0.00buy
Farther Finance Advisors, LLC0471+4710.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.63,16463,596+4320.020.02+0.00buy
Diversified Trust Co20,05120,396+3450.000.00+0.00buy
OPPENHEIMER & CO INC16,31916,598+2790.000.00-0.00buy
STEPHENS INC /AR/13,79514,031+2360.000.00+0.00buy
Private Capital Management, LLC21,70021,919+2190.020.03+0.00buy
BROWN ADVISORY INC74,71974,836+1170.000.00+0.00buy
ROBERTS GLORE & CO INC /IL/68,00768,121+1140.190.21+0.02buy
D.A. DAVIDSON & CO.25,76125,862+1010.000.00+0.00buy
VERUS CAPITAL PARTNERS, LLC13,22713,286+590.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,9472,998+510.000.00+0.00buy
FIFTH THIRD BANCORP04+40.000.00+0.00buy
COMMERCE BANK29,71229,71200.000.00-0.00hold
PEAPACK GLADSTONE FINANCIAL CORP10,27910,27900.000.00+0.00hold
ASSETMARK, INC161600.000.00+0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC62,16162,16100.070.08+0.01hold
TD Capital Management LLC4,4964,49600.000.00+0.00hold
Institute for Wealth Management, LLC.19,94819,94800.020.02+0.00hold
CWM, LLC47,00047,00000.000.00+0.00hold
Allworth Financial LP10010000.000.00+0.00hold
JFS WEALTH ADVISORS, LLC13,89613,89600.010.01+0.00hold
EverSource Wealth Advisors, LLC1,3021,30200.000.00-0.00hold
Summit Financial, LLC11,04011,04000.000.00-0.00hold
Kingsview Wealth Management, LLC31,43831,43800.000.00+0.00hold
Soltis Investment Advisors LLC11,91911,91900.010.01+0.00hold
SITTNER & NELSON, LLC4,4444,44400.020.02-0.00hold
SAX WEALTH ADVISORS, LLC31,43031,43000.020.02+0.00hold
Blue Trust, Inc.0000.000.00+0.00hold
Spinnaker Investment Group, LLC15,87715,87700.030.04+0.01hold
Lodestone Wealth Management LLC17317300.000.00+0.00hold
DKM Wealth Management, Inc.23,00223,00200.180.19+0.01hold
CREATIVE FINANCIAL DESIGNS INC /ADV616100.000.00+0.00hold
Atlantic Union Bankshares Corp2,0962,09600.000.00+0.00hold
BARRETT & COMPANY, INC.3,2503,25000.010.01+0.00hold
NBT BANK N A /NY4,0314,03100.000.00+0.00hold
BARD ASSOCIATES INC89,46389,355-1080.240.25+0.01sell
HIGHLINE WEALTH PARTNERS LLC2000-2000.000.00-0.00sell
Steward Partners Investment Advisory, LLC23,73223,515-2170.000.00-0.00sell
WealthShield Partners, LLC34,81934,455-3640.040.04+0.00sell
Cambridge Investment Research Advisors, Inc.39,64239,192-4500.000.00+0.00sell
Navalign, LLC5570-5570.000.00-0.00sell
EP Wealth Advisors, LLC44,44643,329-1,1170.000.00+0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC134,227132,808-1,4190.020.02-0.00sell
Moors & Cabot, Inc.118,537116,467-2,0700.050.06+0.00sell
HighTower Advisors, LLC27,60424,216-3,3880.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC128,545124,998-3,5470.000.00+0.00sell
Mraz, Amerine & Associates, Inc.355,378350,908-4,4700.550.59+0.03sell
Clearstead Advisors, LLC208,557203,173-5,3840.030.02-0.01sell
CAPTRUST FINANCIAL ADVISORS105,37298,329-7,0430.000.00-0.00sell
NWF Advisory Services Inc.58,35150,628-7,7230.070.06-0.00sell
Private Advisor Group, LLC112,838104,993-7,8450.010.01+0.00sell
Janney Montgomery Scott LLC27,66216,186-11,4760.000.00-0.00sell
Heritage Wealth Management, Inc.12,3450-12,3450.040.00-0.04sell
Sage Capital Management, LLC12,7000-12,7000.060.00-0.06sell
NewEdge Advisors, LLC41,03828,264-12,7740.000.00-0.00sell
Traub Capital Management LLC26,06911,441-14,6280.260.13-0.13sell
MORGAN STANLEY2,652,4122,631,830-20,5820.000.00+0.00sell
UBS Group AG888,800865,397-23,4030.000.00-0.00sell
GUGGENHEIM CAPITAL LLC60,59936,115-24,4840.000.00-0.00sell
Quantedge Capital Pte Ltd53,99729,397-24,6000.270.18-0.09sell
Modern Wealth Management, LLC1,051,5551,026,680-24,8750.200.20+0.00sell
ROYAL BANK OF CANADA240,168212,414-27,7540.000.00+0.00sell
Hara Capital LLC37,96010,060-27,9000.220.06-0.16sell
&PARTNERS75,98230,556-45,4260.000.00-0.00sell
1607 Capital Partners, LLC49,3270-49,3270.040.00-0.04sell
Diversify Advisory Services, LLC65,3020-65,3020.020.00-0.02sell
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