Stock TransactionsRoyce Micro-Cap Trust, Inc.

Total Bought
1,804,524
45 transactions
Total Sold
878,548
40 transactions
Net
+925,976
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Saba Capital Management, L.P.2,965,4003,346,703+381,3031.071.50+0.42buy
OSAIC HOLDINGS, INC.169,394412,077+242,6830.000.01+0.00buy
Bulldog Investors, LLP0181,964+181,9640.000.59+0.59buy
Allspring Global Investments Holdings, LLC1,014,4631,188,872+174,4090.020.03+0.01buy
Advisors Asset Management, Inc.100,827257,085+156,2580.020.06+0.04buy
Atlas Wealth LLC0122,864+122,8640.000.26+0.26buy
Kovack Advisors, Inc.067,299+67,2990.000.05+0.05buy
Diversify Advisory Services, LLC064,652+64,6520.000.01+0.01buy
Altium Capital Management LLC243,050278,051+35,0016.548.58+2.03buy
BARD ASSOCIATES INC89,355123,838+34,4830.250.40+0.15buy
BANK OF AMERICA CORP /DE/573,183602,498+29,3150.000.00+0.00buy
XTX Topco Ltd028,786+28,7860.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC631,683659,921+28,2381.031.20+0.18buy
CITADEL ADVISORS LLC027,925+27,9250.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.39,19264,823+25,6310.000.00+0.00buy
Calamos Advisors LLC023,362+23,3620.000.00+0.00buy
Farther Finance Advisors, LLC47123,255+22,7840.000.00+0.00buy
STIFEL FINANCIAL CORP108,998129,719+20,7210.000.00+0.00buy
JANE STREET GROUP, LLC020,480+20,4800.000.00+0.00buy
LPL Financial LLC1,082,5561,101,870+19,3140.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC528,385546,040+17,6550.260.31+0.04buy
COHEN & STEERS, INC.012,000+12,0000.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC2,70014,156+11,4560.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV08,779+8,7790.000.00+0.00buy
TrueMark Investments, LLC106,443113,982+7,5390.230.21-0.03buy
FCA CORP /TX313,186320,074+6,8881.001.15+0.15buy
UHLMANN PRICE SECURITIES, LLC87,40093,730+6,3300.070.05-0.02buy
Private Capital Management, LLC21,91927,165+5,2460.030.04+0.01buy
&PARTNERS30,55635,071+4,5150.000.00+0.00buy
STEPHENS INC /AR/14,03118,289+4,2580.000.00+0.00buy
Concurrent Investment Advisors, LLC25,12328,571+3,4480.000.00+0.00buy
Janney Montgomery Scott LLC16,18618,490+2,3040.000.00+0.00buy
HORIZON KINETICS ASSET MANAGEMENT LLC132,808134,738+1,9300.020.02+0.01buy
Comprehensive Money Management Services LLC40,46541,715+1,2500.300.38+0.08buy
Waterfront Wealth Inc.208,749209,595+8460.430.46+0.02buy
SAPIENT CAPITAL LLC48,55949,274+7150.010.01+0.00buy
Allworth Financial LP100677+5770.000.00+0.00buy
ASSETMARK, INC16447+4310.000.00+0.00buy
OPPENHEIMER & CO INC16,59816,841+2430.000.00+0.00buy
Steward Partners Investment Advisory, LLC23,51523,756+2410.000.00+0.00buy
FIRST TRUST ADVISORS LP57,45457,654+2000.000.00+0.00buy
BROWN ADVISORY INC74,83674,938+1020.000.00+0.00buy
VERUS CAPITAL PARTNERS, LLC13,28613,338+520.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,9983,043+450.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO02+20.000.00+0.00buy
COMMERCE BANK29,71229,71200.000.00+0.00hold
LAZARD ASSET MANAGEMENT LLC300,000300,00000.010.01+0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC62,16162,16100.080.09+0.01hold
Diversified Trust Co20,39620,39600.000.00+0.00hold
TD Capital Management LLC4,4964,49600.000.01+0.00hold
Institute for Wealth Management, LLC.19,94819,94800.020.03+0.00hold
JFS WEALTH ADVISORS, LLC13,89613,89600.010.01+0.00hold
EverSource Wealth Advisors, LLC1,3021,30200.000.00+0.00hold
Summit Financial, LLC11,04011,04000.000.00+0.00hold
Soltis Investment Advisors LLC11,91911,91900.010.01+0.00hold
SITTNER & NELSON, LLC4,4444,44400.020.02+0.00hold
SAX WEALTH ADVISORS, LLC31,43031,43000.020.01-0.00hold
Wedmont Private Capital13,88613,88600.010.01-0.00hold
Spinnaker Investment Group, LLC15,87715,87700.040.04+0.00hold
Lodestone Wealth Management LLC17317300.000.00+0.00hold
DIVERSIFY WEALTH MANAGEMENT, LLC64,65264,65200.010.01-0.00hold
DKM Wealth Management, Inc.23,00223,00200.190.22+0.03hold
FIFTH THIRD BANCORP4400.000.00+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV616100.000.00+0.00hold
Atlantic Union Bankshares Corp2,0962,09600.000.00+0.00hold
BARRETT & COMPANY, INC.3,2503,25000.010.01+0.00hold
NBT BANK N A /NY4,0314,03100.000.00+0.00hold
Hennion & Walsh Asset Management, Inc.63,59663,411-1850.020.03+0.00sell
Karpus Management, Inc.63,00362,653-3500.020.03+0.00sell
D.A. DAVIDSON & CO.25,86225,451-4110.000.00+0.00sell
Kingsview Wealth Management, LLC31,43830,943-4950.000.01+0.00sell
ECLECTIC ASSOCIATES INC /ADV17,20516,457-7480.030.03+0.00sell
Colonial Trust Advisors1,0000-1,0000.000.00-0.00sell
Golden State Equity Partners1,5340-1,5340.000.00-0.00sell
SPIREPOINT PRIVATE CLIENT, LLC47,86246,278-1,5840.050.05+0.00sell
Moors & Cabot, Inc.116,467114,617-1,8500.060.07+0.01sell
CAPTRUST FINANCIAL ADVISORS98,32996,093-2,2360.000.00+0.00sell
NWF Advisory Services Inc.50,62848,192-2,4360.060.07+0.00sell
NewEdge Advisors, LLC28,26425,757-2,5070.000.00-0.00sell
HighTower Advisors, LLC24,21620,892-3,3240.000.00+0.00sell
Advisory Services Network, LLC3,4720-3,4720.000.00-0.00sell
EP Wealth Advisors, LLC43,32939,536-3,7930.000.00-0.00sell
Mraz, Amerine & Associates, Inc.350,908346,327-4,5810.590.73+0.14sell
Quantedge Capital Pte Ltd29,39724,397-5,0000.180.27+0.09sell
UBS Group AG865,397859,790-5,6070.000.00+0.00sell
Clearstead Advisors, LLC203,173195,743-7,4300.020.03+0.01sell
Hara Capital LLC10,0602,240-7,8200.060.02-0.04sell
ROYAL BANK OF CANADA212,414204,158-8,2560.000.00+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC124,998115,961-9,0370.000.00+0.00sell
GUGGENHEIM CAPITAL LLC36,11526,641-9,4740.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP10,2790-10,2790.000.00-0.00sell
Alexander Randolph Advisory, Inc.980,555970,065-10,4909.5611.70+2.14sell
Traub Capital Management LLC11,4410-11,4410.130.00-0.13sell
ROBERTS GLORE & CO INC /IL/68,12155,290-12,8310.210.20-0.01sell
RAYMOND JAMES FINANCIAL INC330,128314,958-15,1700.000.00+0.00sell
Kestra Advisory Services, LLC17,4850-17,4850.000.00-0.00sell
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.545,665522,665-23,0000.360.38+0.02sell
Beacon Pointe Advisors, LLC124,72098,721-25,9990.010.01-0.00sell
WealthShield Partners, LLC34,4550-34,4550.040.00-0.04sell
Cetera Investment Advisers50,03613,457-36,5790.000.00-0.00sell
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