Stock Transactions — Royce Micro-Cap Trust, Inc.

Total Bought
2,310,423
38 transactions
Total Sold
1,482,436
41 transactions
Net
+827,987
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.271,6141,408,081+1,136,4670.070.48+0.41buy
RIVERNORTH CAPITAL MANAGEMENT, LLC221,849837,781+615,9320.110.50+0.38buy
Allspring Global Investments Holdings, LLC832,898963,753+130,8550.010.02+0.00buy
TrueMark Investments, LLC098,533+98,5330.000.18+0.18buy
LPL Financial LLC747,666809,918+62,2520.000.00+0.00buy
Jaffetilchin Investment Partners, LLC19,18279,526+60,3440.010.05+0.04buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC473,547519,350+45,8030.730.82+0.09buy
SPIREPOINT PRIVATE CLIENT, LLC038,468+38,4680.000.04+0.04buy
HRT FINANCIAL LP013,570+13,5700.000.00+0.00buy
UHLMANN PRICE SECURITIES, LLC70,24983,415+13,1660.460.53+0.07buy
NewEdge Advisors, LLC30,67743,592+12,9150.000.00+0.00buy
Cetera Investment Advisers012,702+12,7020.000.00+0.00buy
UBS Group AG1,031,4981,043,876+12,3780.000.00+0.00buy
Comprehensive Money Management Services LLC19,30528,910+9,6050.140.21+0.08buy
Private Capital Management, LLC11,83421,415+9,5810.010.02+0.01buy
FCA CORP /TX306,458312,547+6,0890.850.90+0.05buy
FIRST TRUST ADVISORS LP45,67350,943+5,2700.000.00+0.00buy
&PARTNERS69,20272,742+3,5400.000.00-0.00buy
Advisory Services Network, LLC03,472+3,4720.000.00+0.00buy
CX Institutional03,222+3,2220.000.00+0.00buy
Moors & Cabot, Inc.112,823115,452+2,6290.050.05+0.00buy
D.A. DAVIDSON & CO.23,62626,228+2,6020.000.00+0.00buy
ROYAL BANK OF CANADA215,068216,786+1,7180.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS105,315107,028+1,7130.000.00+0.00buy
VERUS CAPITAL PARTNERS, LLC11,59313,150+1,5570.010.01+0.00buy
Diversify Advisory Services, LLC64,07165,302+1,2310.020.02-0.00buy
STIFEL FINANCIAL CORP68,19869,394+1,1960.000.00+0.00buy
SAPIENT CAPITAL LLC45,88046,672+7920.010.01-0.00buy
WealthShield Partners, LLC36,05336,620+5670.040.04+0.00buy
Cambridge Investment Research Advisors, Inc.38,41138,924+5130.000.00+0.00buy
Janney Montgomery Scott LLC26,64026,981+3410.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0290+2900.000.00+0.00buy
OPPENHEIMER & CO INC15,68715,956+2690.000.00+0.00buy
Steward Partners Investment Advisory, LLC22,58822,835+2470.000.00-0.00buy
STEPHENS INC /AR/13,26013,488+2280.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0227+2270.000.00+0.00buy
SITTNER & NELSON, LLC4,2724,345+730.020.02+0.00buy
EHRLICH FINANCIAL GROUP10,55410,620+660.060.07+0.00buy
COMMERCE BANK29,71229,71200.000.00+0.00hold
VANGUARD GROUP INC11,05111,05100.000.00+0.00hold
PEAPACK GLADSTONE FINANCIAL CORP10,27910,27900.000.00+0.00hold
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.616,718616,71800.350.37+0.02hold
ASSETMARK, INC161600.000.00+0.00hold
BROWN ADVISORY INC74,71974,71900.000.00+0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC62,16162,16100.080.08+0.00hold
Diversified Trust Co19,26919,26900.000.00+0.00hold
TD Capital Management LLC4,4964,49600.000.00+0.00hold
Institute for Wealth Management, LLC.19,94819,94800.020.02+0.00hold
CWM, LLC47,00047,00000.000.00-0.00hold
Allworth Financial LP10010000.000.00+0.00hold
JFS WEALTH ADVISORS, LLC13,89613,89600.010.01+0.00hold
EverSource Wealth Advisors, LLC1,3021,30200.000.00-0.00hold
Summit Financial, LLC14,44014,44000.000.00-0.00hold
Soltis Investment Advisors LLC11,91911,91900.010.01-0.00hold
Heritage Wealth Management, Inc.12,34512,34500.040.04+0.00hold
DKM Wealth Management, Inc.23,00223,00200.180.19+0.01hold
CREATIVE FINANCIAL DESIGNS INC /ADV616100.000.00+0.00hold
Atlantic Union Bankshares Corp2,0962,09600.000.00-0.00hold
BARRETT & COMPANY, INC.3,2503,25000.010.01+0.00hold
NBT BANK N A /NY4,0314,03100.000.00+0.00hold
COMERICA BANK7977-20.000.00+0.00sell
Hennion & Walsh Asset Management, Inc.63,29663,194-1020.020.02+0.00sell
FLAGSHIP HARBOR ADVISORS, LLC516,858516,558-3000.230.23+0.01sell
Kingsview Wealth Management, LLC31,77131,413-3580.000.00+0.00sell
FIFTH THIRD BANCORP4350-4350.000.00-0.00sell
FMR LLC8550-8550.000.00-0.00sell
Private Advisor Group, LLC101,09799,815-1,2820.010.01+0.00sell
Colonial Trust Advisors3,5001,500-2,0000.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC326,073324,056-2,0170.000.00+0.00sell
HighTower Advisors, LLC27,23325,137-2,0960.000.00-0.00sell
HORIZON KINETICS ASSET MANAGEMENT LLC136,840134,227-2,6130.020.02+0.00sell
Hara Capital LLC42,01039,360-2,6500.240.24+0.00sell
BANK OF AMERICA CORP /DE/533,966530,796-3,1700.000.00+0.00sell
1607 Capital Partners, LLC52,52749,327-3,2000.040.04-0.00sell
NWF Advisory Services Inc.69,02665,565-3,4610.080.07-0.00sell
CITIGROUP INC3,6060-3,6060.000.00-0.00sell
OSAIC HOLDINGS, INC.128,956124,574-4,3820.000.00-0.00sell
Traub Capital Management LLC33,03927,655-5,3840.280.28+0.00sell
Mraz, Amerine & Associates, Inc.363,426357,316-6,1100.540.58+0.04sell
Clearstead Advisors, LLC223,577214,832-8,7450.030.03+0.00sell
Walleye Capital LLC34,06424,849-9,2150.000.00-0.00sell
Eisler Capital Management Ltd.10,0000-10,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC131,934120,124-11,8100.000.00+0.00sell
Alexander Randolph Advisory, Inc.963,906950,196-13,7107.998.14+0.15sell
Modern Wealth Management, LLC1,095,5691,081,258-14,3110.250.22-0.03sell
ROBERTS GLORE & CO INC /IL/89,04570,186-18,8590.240.20-0.04sell
BALYASNY ASSET MANAGEMENT L.P.18,9290-18,9290.000.00-0.00sell
ARK & TLK INVESTMENTS, LLC22,8170-22,8170.070.00-0.07sell
GUGGENHEIM CAPITAL LLC82,96959,673-23,2960.010.00-0.00sell
Quantedge Capital Pte Ltd88,69763,297-25,4000.750.36-0.39sell
AQR Arbitrage LLC29,2710-29,2710.010.00-0.01sell
BARD ASSOCIATES INC153,901119,929-33,9720.460.33-0.13sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.80,88831,796-49,0920.060.02-0.04sell
NORTHERN TRUST CORP74,1620-74,1620.000.00-0.00sell
WELLS FARGO & COMPANY/MN701,040615,365-85,6750.000.00-0.00sell
READYSTATE ASSET MANAGEMENT LP131,71135,863-95,8480.050.02-0.03sell
Shaker Financial Services, LLC1,021,723909,058-112,6653.433.24-0.19sell
Advisors Asset Management, Inc.125,9150-125,9150.020.00-0.02sell
WOLVERINE ASSET MANAGEMENT LLC492,646356,932-135,7140.080.05-0.02sell
Polar Asset Management Partners Inc.238,36871,294-167,0740.050.02-0.04sell
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