| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 10,613 | 32,777 | +22,164 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 16,536 | +16,536 | 0.00 | 0.01 | +0.01 | buy |
| Eschler Asset Management LLP | 0 | 16,536 | +16,536 | 0.00 | 0.25 | +0.25 | buy |
| ROYAL BANK OF CANADA | 0 | 14,010 | +14,010 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 12,760 | 24,860 | +12,100 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 82,669 | 93,535 | +10,866 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 0 | 9,476 | +9,476 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 10,634 | 19,989 | +9,355 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 136,953 | 139,143 | +2,190 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 316,323 | 318,486 | +2,163 | 0.21 | 0.21 | +0.00 | buy |
| Samalin Investment Counsel, LLC | 11,480 | 13,122 | +1,642 | 0.12 | 0.14 | +0.02 | buy |
| Quantedge Capital Pte Ltd | 46,277 | 47,577 | +1,300 | 0.49 | 0.46 | -0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,294 | 5,906 | +612 | 0.03 | 0.03 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,993 | 2,594 | +601 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 169 | +169 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 416 | 443 | +27 | 0.00 | 0.00 | +0.00 | buy |
| GOULD ASSET MANAGEMENT LLC /CA/ | 10,884 | 10,884 | 0 | 0.06 | 0.06 | -0.00 | hold |
| TRUST CO OF VERMONT | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LETKO, BROSSEAU & ASSOCIATES INC | 193,375 | 193,375 | 0 | 0.08 | 0.08 | +0.00 | hold |
| GHP Investment Advisors, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 37,950 | 37,950 | 0 | 0.43 | 0.42 | -0.02 | hold |
| Qube Research & Technologies Ltd | 33,749 | 33,749 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 42 | 42 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GP Brinson Investments LLC | 18,000 | 18,000 | 0 | 0.18 | 0.18 | -0.01 | hold |
| Beaird Harris Wealth Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,090 | 8,090 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STRS OHIO | 54,716 | 54,716 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BESSEMER GROUP INC | 178 | 164 | -14 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 320 | 115 | -205 | 0.00 | 0.00 | -0.00 | sell |
| NORTH STAR ASSET MANAGEMENT INC | 15,805 | 15,432 | -373 | 0.02 | 0.02 | -0.00 | sell |
| 1607 Capital Partners, LLC | 139,406 | 138,489 | -917 | 0.21 | 0.26 | +0.05 | sell |
| Elequin Capital, LP | 2,094 | 0 | -2,094 | 0.01 | 0.00 | -0.01 | sell |
| CSS LLC/IL | 39,590 | 35,090 | -4,500 | 0.07 | 0.07 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 131,255 | 123,907 | -7,348 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 49,671 | 41,201 | -8,470 | 0.10 | 0.08 | -0.01 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 9,886 | 0 | -9,886 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,918 | 0 | -11,918 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 560,548 | 524,548 | -36,000 | 0.02 | 0.02 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 99,125 | 60,747 | -38,378 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 170,163 | 112,191 | -57,972 | 1.26 | 1.06 | -0.20 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,032,364 | 957,645 | -74,719 | 1.81 | 1.81 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 709,478 | 622,439 | -87,039 | 0.02 | 0.02 | -0.00 | sell |