| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 949,628 | 1,041,724 | +92,096 | 1.42 | 1.43 | +0.01 | buy |
| Karpus Management, Inc. | 395,688 | 477,621 | +81,933 | 0.25 | 0.31 | +0.06 | buy |
| CARY STREET PARTNERS FINANCIAL LLC | 0 | 59,097 | +59,097 | 0.00 | 0.03 | +0.03 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 43,129 | +43,129 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 28,060 | +28,060 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 755,897 | 782,728 | +26,831 | 0.50 | 0.55 | +0.05 | buy |
| XTX Topco Ltd | 0 | 17,615 | +17,615 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 11,164 | +11,164 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 10,355 | +10,355 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 8,863 | +8,863 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 134,180 | 140,787 | +6,607 | 0.06 | 0.06 | -0.00 | buy |
| ROYAL BANK OF CANADA | 35,708 | 38,070 | +2,362 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 5,960 | 7,835 | +1,875 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 1,641 | +1,641 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 1,546 | +1,546 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 97,735 | 99,074 | +1,339 | 0.00 | 0.00 | -0.00 | buy |
| Maridea Wealth Management LLC | 11,234 | 12,096 | +862 | 0.03 | 0.03 | -0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 73,672 | 73,672 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOULD ASSET MANAGEMENT LLC /CA/ | 13,624 | 13,624 | 0 | 0.05 | 0.05 | +0.00 | hold |
| TRUST CO OF VERMONT | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 72 | 72 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,667 | 12,667 | 0 | 0.04 | 0.04 | -0.00 | hold |
| GHP Investment Advisors, Inc. | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 350 | 350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Altium Capital Management LLC | 79,031 | 79,031 | 0 | 3.87 | 3.80 | -0.07 | hold |
| SOA Wealth Advisors, LLC. | 42 | 42 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GP Brinson Investments LLC | 18,000 | 18,000 | 0 | 0.17 | 0.17 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 90,022 | 90,022 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STRS OHIO | 54,716 | 54,716 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 115 | 115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTH STAR ASSET MANAGEMENT INC | 10,287 | 10,286 | -1 | 0.01 | 0.01 | +0.00 | sell |
| 1607 Capital Partners, LLC | 11,706 | 11,206 | -500 | 0.02 | 0.02 | +0.00 | sell |
| Allworth Financial LP | 4,490 | 3,990 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Calamos Advisors LLC | 16,208 | 15,043 | -1,165 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 88,888 | 87,630 | -1,258 | 0.02 | 0.01 | -0.00 | sell |
| Samalin Investment Counsel, LLC | 14,078 | 12,134 | -1,944 | 0.10 | 0.09 | -0.01 | sell |
| LAZARD ASSET MANAGEMENT LLC | 609,359 | 606,913 | -2,446 | 0.02 | 0.02 | +0.00 | sell |
| STIFEL FINANCIAL CORP | 74,631 | 70,942 | -3,689 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 20,669 | 14,709 | -5,960 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 162,290 | 154,451 | -7,839 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 13,622 | 0 | -13,622 | 0.00 | 0.00 | -0.00 | sell |
| Equitable Holdings, Inc. | 24,684 | 0 | -24,684 | 0.00 | 0.00 | -0.00 | sell |