| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Almitas Capital LLC | 113,652 | 170,163 | +56,511 | 1.22 | 1.26 | +0.04 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 49,671 | +49,671 | 0.00 | 0.10 | +0.10 | buy |
| Matisse Capital | 0 | 37,950 | +37,950 | 0.00 | 0.43 | +0.43 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 11,918 | +11,918 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 119,848 | 131,255 | +11,407 | 0.00 | 0.00 | -0.00 | buy |
| 1607 Capital Partners, LLC | 128,497 | 139,406 | +10,909 | 0.22 | 0.21 | -0.01 | buy |
| Walleye Capital LLC | 0 | 10,634 | +10,634 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 308,469 | 316,323 | +7,854 | 0.23 | 0.21 | -0.03 | buy |
| UBS Group AG | 129,296 | 136,953 | +7,657 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 77,765 | 82,669 | +4,904 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 95,943 | 99,125 | +3,182 | 0.00 | 0.00 | -0.00 | buy |
| Quantedge Capital Pte Ltd | 43,377 | 46,277 | +2,900 | 0.53 | 0.49 | -0.04 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 1,993 | +1,993 | 0.00 | 0.00 | +0.00 | buy |
| GOULD ASSET MANAGEMENT LLC /CA/ | 10,634 | 10,884 | +250 | 0.07 | 0.06 | -0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 176 | 416 | +240 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF VERMONT | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GHP Investment Advisors, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Qube Research & Technologies Ltd | 33,749 | 33,749 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 42 | 42 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GP Brinson Investments LLC | 18,000 | 18,000 | 0 | 0.31 | 0.18 | -0.12 | hold |
| Beaird Harris Wealth Management, LLC | 740 | 740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STRS OHIO | 54,716 | 54,716 | 0 | 0.01 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 320 | 320 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Samalin Investment Counsel, LLC | 11,481 | 11,480 | -1 | 0.15 | 0.12 | -0.02 | sell |
| BESSEMER GROUP INC | 268 | 178 | -90 | 0.00 | 0.00 | -0.00 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 321 | 0 | -321 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,490 | 8,090 | -400 | 0.00 | 0.00 | -0.00 | sell |
| NORTH STAR ASSET MANAGEMENT INC | 16,297 | 15,805 | -492 | 0.02 | 0.02 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 13,360 | 12,760 | -600 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,886 | 5,294 | -1,592 | 0.04 | 0.03 | -0.01 | sell |
| Elequin Capital, LP | 4,260 | 2,094 | -2,166 | 0.02 | 0.01 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 563,236 | 560,548 | -2,688 | 0.02 | 0.02 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 712,844 | 709,478 | -3,366 | 0.02 | 0.02 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 13,641 | 9,886 | -3,755 | 0.01 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 47,690 | 39,590 | -8,100 | 0.09 | 0.07 | -0.02 | sell |
| HighTower Advisors, LLC | 11,042 | 0 | -11,042 | 0.00 | 0.00 | -0.00 | sell |
| JTC Employer Solutions Trustee Ltd | 14,205 | 0 | -14,205 | 0.03 | 0.00 | -0.03 | sell |
| LETKO, BROSSEAU & ASSOCIATES INC | 215,000 | 193,375 | -21,625 | 0.09 | 0.08 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 39,665 | 10,613 | -29,052 | 0.02 | 0.00 | -0.01 | sell |
| Atlas Wealth LLC | 44,964 | 0 | -44,964 | 0.19 | 0.00 | -0.19 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,435,129 | 1,032,364 | -402,765 | 2.81 | 1.81 | -1.00 | sell |