| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 201,872 | 287,644 | +85,772 | 2.04 | 1.91 | -0.14 | buy |
| Saba Capital Management, L.P. | 675,703 | 741,531 | +65,828 | 0.45 | 0.47 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 16,593 | +16,593 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 65,506 | 73,289 | +7,783 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 135,792 | 141,456 | +5,664 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 17,618 | 22,218 | +4,600 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 106,222 | 110,250 | +4,028 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 8,230 | 10,929 | +2,699 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 7,669 | 10,000 | +2,331 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 109,493 | 111,797 | +2,304 | 0.00 | 0.00 | -0.00 | buy |
| Elequin Capital, LP | 0 | 2,149 | +2,149 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,883 | 7,683 | +1,800 | 0.03 | 0.04 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 53,504 | 53,804 | +300 | 0.48 | 0.50 | +0.02 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 8,090 | 8,290 | +200 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 565 | 576 | +11 | 0.01 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 33,780 | 33,780 | 0 | 0.06 | 0.05 | -0.01 | hold |
| TRUST CO OF VERMONT | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Almitas Capital LLC | 86,320 | 86,320 | 0 | 0.92 | 0.48 | -0.44 | hold |
| Matisse Capital | 37,950 | 37,950 | 0 | 0.56 | 0.49 | -0.07 | hold |
| SOA Wealth Advisors, LLC. | 42 | 42 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GP Brinson Investments LLC | 18,000 | 18,000 | 0 | 0.22 | 0.19 | -0.03 | hold |
| Beaird Harris Wealth Management, LLC | 207 | 207 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 295 | 295 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 8,394 | 8,394 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STRS OHIO | 54,716 | 54,716 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 115 | 115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 362 | 350 | -12 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 229 | 205 | -24 | 0.00 | 0.00 | -0.00 | sell |
| Hara Capital LLC | 85 | 50 | -35 | 0.00 | 0.00 | -0.00 | sell |
| GHP Investment Advisors, Inc. | 500 | 300 | -200 | 0.00 | 0.00 | -0.00 | sell |
| GOULD ASSET MANAGEMENT LLC /CA/ | 10,884 | 10,564 | -320 | 0.07 | 0.06 | -0.01 | sell |
| Samalin Investment Counsel, LLC | 13,122 | 12,785 | -337 | 0.17 | 0.14 | -0.03 | sell |
| NORTH STAR ASSET MANAGEMENT INC | 11,793 | 11,097 | -696 | 0.02 | 0.01 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 24,360 | 23,660 | -700 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 1,159 | 0 | -1,159 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 24,242 | 22,523 | -1,719 | 0.01 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 2,137 | 0 | -2,137 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 642,430 | 631,882 | -10,548 | 0.03 | 0.02 | -0.00 | sell |
| Calamos Advisors LLC | 13,557 | 0 | -13,557 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,907 | 8,679 | -15,228 | 0.07 | 0.02 | -0.05 | sell |
| Karpus Management, Inc. | 312,790 | 272,037 | -40,753 | 0.26 | 0.20 | -0.06 | sell |
| 1607 Capital Partners, LLC | 110,850 | 44,771 | -66,079 | 0.30 | 0.09 | -0.21 | sell |
| LETKO, BROSSEAU & ASSOCIATES INC | 192,375 | 114,500 | -77,875 | 0.10 | 0.06 | -0.05 | sell |
| Allspring Global Investments Holdings, LLC | 410,140 | 324,393 | -85,747 | 0.02 | 0.01 | -0.01 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 167,943 | 0 | -167,943 | 0.02 | 0.00 | -0.02 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 243,955 | 58,476 | -185,479 | 0.64 | 0.15 | -0.49 | sell |