| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 482,174 | 645,866 | +163,692 | 0.94 | 1.21 | +0.27 | buy |
| Altium Capital Management LLC | 0 | 29,210 | +29,210 | 0.00 | 2.88 | +2.88 | buy |
| CIBC WORLD MARKET INC. | 0 | 11,350 | +11,350 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 0 | 11,251 | +11,251 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 171,223 | 181,241 | +10,018 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 8,588 | +8,588 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 87,536 | 94,630 | +7,094 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 114,771 | 121,279 | +6,508 | 0.07 | 0.07 | +0.00 | buy |
| Calamos Advisors LLC | 10,804 | 14,278 | +3,474 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 31,468 | 34,188 | +2,720 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 770,263 | 772,654 | +2,391 | 0.03 | 0.03 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 7,800 | 8,700 | +900 | 0.02 | 0.02 | +0.00 | buy |
| Maridea Wealth Management LLC | 10,561 | 10,756 | +195 | 0.05 | 0.04 | -0.00 | buy |
| Arax Advisory Partners | 1,640 | 1,641 | +1 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 199,507 | 199,507 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GOULD ASSET MANAGEMENT LLC /CA/ | 10,854 | 10,854 | 0 | 0.05 | 0.05 | -0.01 | hold |
| TRUST CO OF VERMONT | 179 | 179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 196 | 196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 72 | 72 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,698 | 12,698 | 0 | 0.05 | 0.05 | -0.00 | hold |
| GHP Investment Advisors, Inc. | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1607 Capital Partners, LLC | 11,706 | 11,706 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Verition Fund Management LLC | 80,643 | 80,643 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 391 | 391 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Samalin Investment Counsel, LLC | 13,023 | 13,023 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,350 | 1,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 42 | 42 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GP Brinson Investments LLC | 18,000 | 18,000 | 0 | 0.19 | 0.19 | +0.00 | hold |
| STRS OHIO | 54,716 | 54,716 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 115 | 115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 45 | 0 | -45 | 0.00 | 0.00 | -0.00 | sell |
| NORTH STAR ASSET MANAGEMENT INC | 10,339 | 10,287 | -52 | 0.01 | 0.01 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,290 | 2,190 | -100 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 3,689 | 3,110 | -579 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 5,090 | 4,490 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 175,552 | 173,700 | -1,852 | 0.15 | 0.12 | -0.03 | sell |
| Rockefeller Capital Management L.P. | 2,035 | 0 | -2,035 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 24,728 | 22,257 | -2,471 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 164,089 | 156,606 | -7,483 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,377 | 8,923 | -8,454 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 8,721 | 0 | -8,721 | 0.00 | 0.00 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 9,254 | 0 | -9,254 | 0.13 | 0.00 | -0.13 | sell |
| CSS LLC/IL | 9,290 | 0 | -9,290 | 0.01 | 0.00 | -0.01 | sell |
| JANE STREET GROUP, LLC | 11,852 | 0 | -11,852 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 1,016,952 | 988,924 | -28,028 | 0.89 | 0.83 | -0.06 | sell |
| Allspring Global Investments Holdings, LLC | 165,444 | 94,672 | -70,772 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 229,537 | 144,096 | -85,441 | 1.40 | 0.80 | -0.60 | sell |