| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Silver Point Capital L.P. | 0 | 7,406,522 | +7,406,522 | 0.00 | 1.98 | +1.98 | buy |
| Irenic Capital Management LP | 0 | 3,890,324 | +3,890,324 | 0.00 | 3.03 | +3.03 | buy |
| Western Standard LLC | 0 | 1,679,924 | +1,679,924 | 0.00 | 4.60 | +4.60 | buy |
| Newtyn Management, LLC | 7,761,846 | 9,197,325 | +1,435,479 | 7.53 | 5.78 | -1.75 | buy |
| LANDMARK INVESTMENT PARTNERS, L.P. | 863,517 | 2,220,778 | +1,357,261 | 5.61 | 11.30 | +5.69 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 920,300 | +920,300 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 576,338 | 1,493,532 | +917,194 | 0.03 | 0.04 | +0.01 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 711,262 | +711,262 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 117,143 | 812,959 | +695,816 | 0.02 | 0.11 | +0.09 | buy |
| Verition Fund Management LLC | 564,512 | 1,072,300 | +507,788 | 0.03 | 0.03 | +0.01 | buy |
| BlackRock, Inc. | 14,041,911 | 14,513,071 | +471,160 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 561,976 | 1,012,257 | +450,281 | 0.02 | 0.02 | +0.00 | buy |
| Union Square Park Capital Management, LLC | 260,000 | 650,000 | +390,000 | 1.42 | 3.02 | +1.60 | buy |
| DLD Asset Management, LP | 0 | 376,869 | +376,869 | 0.00 | 0.23 | +0.23 | buy |
| Northern Right Capital Management, L.P. | 0 | 363,042 | +363,042 | 0.00 | 0.57 | +0.57 | buy |
| SummitTX Capital, L.P. | 525,108 | 831,771 | +306,663 | 0.17 | 0.15 | -0.02 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 288,232 | +288,232 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 252,553 | +252,553 | 0.00 | 0.02 | +0.02 | buy |
| XTX Topco Ltd | 0 | 239,746 | +239,746 | 0.00 | 0.04 | +0.04 | buy |
| Yakira Capital Management, Inc. | 0 | 234,034 | +234,034 | 0.00 | 0.47 | +0.47 | buy |
| Bank of New York Mellon Corp | 495,838 | 723,920 | +228,082 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 83,971 | 287,525 | +203,554 | 0.00 | 0.00 | +0.00 | buy |
| THOMPSON SIEGEL & WALMSLEY LLC | 1,806,117 | 2,005,664 | +199,547 | 0.23 | 0.20 | -0.03 | buy |
| Centiva Capital, LP | 75,000 | 250,000 | +175,000 | 0.06 | 0.09 | +0.03 | buy |
| MARSHALL WACE, LLP | 0 | 173,953 | +173,953 | 0.00 | 0.00 | +0.00 | buy |
| NORGES BANK | 0 | 165,000 | +165,000 | 0.00 | 0.00 | +0.00 | buy |
| Greenland Capital Management LP | 170,000 | 325,000 | +155,000 | 0.20 | 0.28 | +0.08 | buy |
| PEAK6 LLC | 54,903 | 197,032 | +142,129 | 0.01 | 0.03 | +0.02 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 123,692 | 261,906 | +138,214 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 130,652 | +130,652 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 120,000 | +120,000 | 0.00 | 0.12 | +0.12 | buy |
| Quantbot Technologies LP | 0 | 109,110 | +109,110 | 0.00 | 0.02 | +0.02 | buy |
| DARK FOREST CAPITAL MANAGEMENT LP | 0 | 100,210 | +100,210 | 0.00 | 0.03 | +0.03 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1,909,894 | 2,001,362 | +91,468 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 38,895 | 116,551 | +77,656 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 71,332 | 135,256 | +63,924 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 3,329,629 | 3,382,389 | +52,760 | 0.00 | 0.00 | -0.00 | buy |
| INCEPTIONR LLC | 0 | 51,486 | +51,486 | 0.00 | 0.08 | +0.08 | buy |
| Brooklyn Investment Group | 0 | 51,338 | +51,338 | 0.00 | 0.01 | +0.01 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 22,561 | 73,697 | +51,136 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 45,522 | +45,522 | 0.00 | 0.01 | +0.01 | buy |
| PharVision Advisers, LLC | 0 | 45,442 | +45,442 | 0.00 | 0.14 | +0.14 | buy |
| Campbell & CO Investment Adviser LLC | 60,186 | 103,143 | +42,957 | 0.04 | 0.03 | -0.01 | buy |
| Meros Investment Management, LP | 954,181 | 995,681 | +41,500 | 3.23 | 2.35 | -0.89 | buy |
| CITIGROUP INC | 111,755 | 152,690 | +40,935 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 30,765 | +30,765 | 0.00 | 0.03 | +0.03 | buy |
| Quadrature Capital Ltd | 0 | 28,682 | +28,682 | 0.00 | 0.00 | +0.00 | buy |
| Quinn Opportunity Partners LLC | 467,974 | 494,935 | +26,961 | 0.27 | 0.13 | -0.14 | buy |
| Quantinno Capital Management LP | 24,640 | 49,190 | +24,550 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 287,554 | 311,046 | +23,492 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 124,231 | 146,164 | +21,933 | 0.00 | 0.00 | -0.00 | buy |
| CANADA LIFE ASSURANCE Co | 213,213 | 234,881 | +21,668 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 19,900 | +19,900 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 0 | 19,791 | +19,791 | 0.00 | 0.00 | +0.00 | buy |
| M&T BANK CORP | 0 | 16,654 | +16,654 | 0.00 | 0.00 | +0.00 | buy |
| Inspire Investing, LLC | 62,586 | 78,608 | +16,022 | 0.05 | 0.04 | -0.01 | buy |
| Amundi | 69,627 | 84,924 | +15,297 | 0.00 | 0.00 | -0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 46,003 | 61,204 | +15,201 | 0.00 | 0.00 | -0.00 | buy |
| Sage Investment Counsel LLC | 0 | 15,000 | +15,000 | 0.00 | 0.10 | +0.10 | buy |
| IEQ CAPITAL, LLC | 0 | 14,674 | +14,674 | 0.00 | 0.00 | +0.00 | buy |
| Worth Venture Partners, LLC | 30,400 | 44,400 | +14,000 | 0.71 | 1.91 | +1.20 | buy |
| VANGUARD GROUP INC | 19,156,666 | 19,169,677 | +13,011 | 0.00 | 0.00 | -0.00 | buy |
| Bison Wealth, LLC | 0 | 12,982 | +12,982 | 0.00 | 0.01 | +0.01 | buy |
| Mariner, LLC | 0 | 12,799 | +12,799 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 177,785 | 189,249 | +11,464 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 232,958 | 243,343 | +10,385 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 568,187 | 576,960 | +8,773 | 0.00 | 0.00 | -0.00 | buy |
| Russell Investments Group, Ltd. | 20,153 | 28,242 | +8,089 | 0.00 | 0.00 | +0.00 | buy |
| Beverly Hills Private Wealth, LLC | 325,116 | 330,622 | +5,506 | 0.46 | 0.34 | -0.12 | buy |
| Swiss National Bank | 260,984 | 266,484 | +5,500 | 0.00 | 0.00 | -0.00 | buy |
| Aberdeen Group plc | 48,446 | 53,135 | +4,689 | 0.00 | 0.00 | -0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 32,494 | 37,063 | +4,569 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 175 | 4,658 | +4,483 | 0.00 | 0.00 | +0.00 | buy |
| Sequoia Financial Advisors, LLC | 45,675 | 49,418 | +3,743 | 0.00 | 0.00 | -0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 58,693 | 62,401 | +3,708 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 2,173 | 5,730 | +3,557 | 0.00 | 0.00 | +0.00 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 34,653 | 38,089 | +3,436 | 0.00 | 0.00 | -0.00 | buy |
| Allianz Asset Management GmbH | 18,536 | 21,915 | +3,379 | 0.00 | 0.00 | -0.00 | buy |
| Quarry LP | 202 | 3,573 | +3,371 | 0.00 | 0.00 | +0.00 | buy |
| WealthCollab, LLC | 0 | 3,303 | +3,303 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 32,130 | 35,288 | +3,158 | 0.00 | 0.00 | -0.00 | buy |
| CALDWELL SUTTER CAPITAL, INC. | 103,358 | 106,358 | +3,000 | 0.35 | 0.27 | -0.08 | buy |
| Cetera Investment Advisers | 12,493 | 15,471 | +2,978 | 0.00 | 0.00 | -0.00 | buy |
| Daiwa Securities Group Inc. | 46,899 | 49,692 | +2,793 | 0.00 | 0.00 | -0.00 | buy |
| Weiss Asset Management LP | 1,247,577 | 1,250,000 | +2,423 | 0.14 | 0.11 | -0.04 | buy |
| KLP KAPITALFORVALTNING AS | 26,515 | 28,915 | +2,400 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 8,281 | 10,418 | +2,137 | 0.00 | 0.00 | -0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 2,690 | 4,641 | +1,951 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 74,096 | 75,641 | +1,545 | 0.00 | 0.00 | -0.00 | buy |
| ProShare Advisors LLC | 22,585 | 24,104 | +1,519 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 133 | 1,380 | +1,247 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 162,860 | 163,983 | +1,123 | 0.00 | 0.00 | -0.00 | buy |
| Mirae Asset Global Investments Co., Ltd. | 2,949 | 3,951 | +1,002 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 493,741 | 494,597 | +856 | 0.00 | 0.00 | -0.00 | buy |
| NISSAY ASSET MANAGEMENT CORP /JAPAN | 19,054 | 19,813 | +759 | 0.00 | 0.00 | -0.00 | buy |
| State of Alaska, Department of Revenue | 71,244 | 71,857 | +613 | 0.01 | 0.00 | -0.00 | buy |
| Versant Capital Management, Inc | 556 | 1,167 | +611 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 204 | 554 | +350 | 0.00 | 0.00 | +0.00 | buy |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 0 | 294 | +294 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 12,422 | 12,671 | +249 | 0.00 | 0.00 | -0.00 | buy |