Stock Transactions — HANCOCK JOHN FINL OPPTYS

Total Bought
82,474
23 transactions
Total Sold
259,578
29 transactions
Net
-177,104
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC021,211+21,2110.000.24+0.24buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.33,53148,885+15,3540.090.13+0.04buy
ROYAL BANK OF CANADA154,135168,440+14,3050.000.00+0.00buy
STIFEL FINANCIAL CORP74,14679,593+5,4470.000.00-0.00buy
LPL Financial LLC78,81982,924+4,1050.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC14,67018,749+4,0790.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.30,75634,008+3,2520.000.00-0.00buy
B. Riley Wealth Advisors, Inc.13,67816,645+2,9670.010.01+0.00buy
Aurora Investment Counsel86,76188,850+2,0891.441.51+0.07buy
Janney Montgomery Scott LLC208,796210,614+1,8180.020.02-0.00buy
Samalin Investment Counsel, LLC22,07523,579+1,5040.340.33-0.00buy
J.W. COLE ADVISORS, INC.7,4088,703+1,2950.010.01-0.00buy
Private Advisor Group, LLC9,66310,647+9840.000.00+0.00buy
L.M. KOHN & COMPANY11,41112,301+8900.110.10-0.01buy
OPPENHEIMER & CO INC25,50626,337+8310.010.01-0.00buy
FCA CORP /TX91,29691,928+6320.940.88-0.06buy
NewEdge Advisors, LLC5761,076+5000.000.00+0.00buy
OSAIC HOLDINGS, INC.15,50515,891+3860.000.00+0.00buy
Mariner, LLC14,05114,360+3090.000.00-0.00buy
CIBC Private Wealth Group LLC0300+3000.000.00+0.00buy
Gilliland Jeter Wealth Management LLC36,31736,468+1510.450.38-0.08buy
CoreCap Advisors, LLC050+500.000.00+0.00buy
D.A. DAVIDSON & CO.14,01614,031+150.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO808000.000.00-0.00hold
PRINCIPAL SECURITIES, INC.22522500.000.00-0.00hold
THOMPSON INVESTMENT MANAGEMENT, INC.64964900.000.00-0.00hold
PRIVATE TRUST CO NA50050000.000.00-0.00hold
AdvisorNet Financial, Inc60060000.000.00+0.00hold
Mesirow Financial Investment Management, Inc.44,50044,50000.050.03-0.02hold
Avidian Wealth Enterprises, LLC10,46410,46400.020.02-0.00hold
TD PRIVATE CLIENT WEALTH LLC43143100.000.00-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Bogart Wealth, LLC23123100.000.00-0.00hold
Global Retirement Partners, LLC17117100.000.00-0.00hold
Geneos Wealth Management Inc.16516500.000.00-0.00hold
Spire Wealth Management42942900.000.00-0.00hold
Redwood Wealth Management Group, LLC7,3297,32900.240.23-0.01hold
Mendota Financial Group, LLC4,4854,48500.110.08-0.03hold
Abel Hall, LLC8,0008,00000.210.18-0.03hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.12512500.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV60060000.000.00-0.00hold
TOTH FINANCIAL ADVISORY CORP56056000.000.00-0.00hold
Institute for Wealth Management, LLC.10,86810,804-640.050.04-0.01sell
CWM, LLC589514-750.000.00-0.00sell
LM Advisors LLC1540-1540.000.00-0.00sell
Allworth Financial LP3,5903,381-2090.000.00-0.00sell
AMERIPRISE FINANCIAL INC11,12410,515-6090.000.00-0.00sell
WEDBUSH SECURITIES INC8,8388,038-8000.010.01-0.00sell
UBS Group AG37,29836,376-9220.000.00-0.00sell
Atria Wealth Solutions, Inc.10,3729,292-1,0800.000.00-0.00sell
NORTH STAR ASSET MANAGEMENT INC78,10476,999-1,1050.120.11-0.01sell
BANK OF AMERICA CORP /DE/43,67542,101-1,5740.000.00-0.00sell
THRIVENT FINANCIAL FOR LUTHERANS10,7378,694-2,0430.000.00-0.00sell
Steward Partners Investment Advisory, LLC8,4576,077-2,3800.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP19,51517,063-2,4520.010.01-0.00sell
Formidable Asset Management, LLC12,91010,110-2,8000.080.05-0.03sell
LINCOLN NATIONAL CORP33,10829,510-3,5980.020.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.7,7174,017-3,7000.000.00-0.00sell
COMERICA BANK8,6354,835-3,8000.000.00-0.00sell
Advisory Services Network, LLC11,8297,047-4,7820.010.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC7,5850-7,5850.000.00-0.00sell
Invesco Ltd.7,6630-7,6630.000.00-0.00sell
MORGAN STANLEY1,345,5171,336,510-9,0070.000.00-0.00sell
HighTower Advisors, LLC10,2210-10,2210.000.00-0.00sell
JPMORGAN CHASE & CO11,7850-11,7850.000.00-0.00sell
STEPHENS INC /AR/20,5938,700-11,8930.010.00-0.01sell
Elequin Capital, LP12,6090-12,6090.110.00-0.11sell
WELLS FARGO & COMPANY/MN589,601575,612-13,9890.010.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC40,9957,829-33,1660.020.00-0.01sell
World Investment Advisors38,0730-38,0730.150.00-0.15sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC71,4400-71,4400.000.00-0.00sell
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