Stock Transactions — HANCOCK JOHN FINL OPPTYS

Total Bought
92,957
33 transactions
Total Sold
272,877
33 transactions
Net
-179,920
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD7,53830,325+22,7870.020.08+0.06buy
STIFEL FINANCIAL CORP86,733102,120+15,3870.000.00+0.00buy
AMERIPRISE FINANCIAL INC24,54034,009+9,4690.000.00+0.00buy
ROYAL BANK OF CANADA259,361267,804+8,4430.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC06,234+6,2340.000.00+0.00buy
FIFTH THIRD BANCORP05,739+5,7390.000.00+0.00buy
Steward Partners Investment Advisory, LLC49,20954,340+5,1310.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.44,18548,212+4,0270.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC176,313178,390+2,0770.000.00+0.00buy
FCA CORP /TX86,92088,984+2,0640.860.90+0.04buy
XTX Topco Ltd7,7669,678+1,9120.010.01-0.00buy
Cetera Investment Advisers7,1008,415+1,3150.000.00+0.00buy
BANK OF AMERICA CORP /DE/43,84045,151+1,3110.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC13,80215,106+1,3040.000.00+0.00buy
Gilliland Jeter Wealth Management LLC36,26937,387+1,1180.380.40+0.01buy
Farther Finance Advisors, LLC1,2252,145+9200.000.00+0.00buy
Private Advisor Group, LLC23,16523,961+7960.000.00+0.00buy
Kestra Advisory Services, LLC14,45115,090+6390.000.00-0.00buy
EASTERN BANK250750+5000.000.00+0.00buy
Redwood Wealth Management Group, LLC8,8299,229+4000.130.14+0.01buy
CWM, LLC514785+2710.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.1,8172,029+2120.000.00+0.00buy
Chancellor Financial Group WB LP30,98831,197+2090.740.80+0.06buy
MARK SHEPTOFF FINANCIAL PLANNING, LLC0200+2000.000.00+0.00buy
Larson Financial Group LLC0174+1740.000.00+0.00buy
Beaird Harris Wealth Management, LLC0143+1430.000.00+0.00buy
MORGAN STANLEY1,189,5531,189,618+650.000.00+0.00buy
CENTAURUS FINANCIAL, INC.2,8682,921+530.000.00+0.00buy
Creative Planning6,5996,621+220.000.00-0.00buy
D.A. DAVIDSON & CO.9,0069,021+150.000.00+0.00buy
Tennessee Valley Asset Management Partners20,69420,707+130.090.10+0.00buy
MATHER GROUP, LLC.04+40.000.00+0.00buy
Allworth Financial LP4,4984,501+30.000.00+0.00buy
MAI Capital Management1,7401,74000.000.00+0.00hold
THOMPSON INVESTMENT MANAGEMENT, INC.1,6161,61600.010.01+0.00hold
PRIVATE TRUST CO NA2,0002,00000.010.01+0.00hold
AdvisorNet Financial, Inc20020000.000.00-0.00hold
BENJAMIN EDWARDS INC13,39113,39100.010.00-0.00hold
Institute for Wealth Management, LLC.10,78410,78400.040.04+0.00hold
Bogart Wealth, LLC23123100.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,6251,62500.000.00+0.00hold
Spire Wealth Management27727700.000.00+0.00hold
CoreCap Advisors, LLC505000.000.00-0.00hold
Tidemark, LLC12512500.000.00-0.00hold
Abel Hall, LLC8,0008,00000.070.06-0.00hold
Navigoe, LLC20020000.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.12512500.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV60060000.000.00-0.00hold
Atlantic Union Bankshares Corp1,0001,00000.000.00+0.00hold
Blue Trust, Inc.180-180.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO154118-360.000.00-0.00sell
HIGHLINE WEALTH PARTNERS LLC1000-1000.000.00-0.00sell
Global Wealth Strategies & Associates1800-1800.000.00-0.00sell
Plante Moran Financial Advisors, LLC585400-1850.000.00-0.00sell
NORTH STAR ASSET MANAGEMENT INC68,08067,816-2640.100.11+0.01sell
Mountain Hill Investment Partners Corp.3000-3000.010.00-0.01sell
McIlrath & Eck, LLC4250-4250.000.00-0.00sell
TOTH FINANCIAL ADVISORY CORP931502-4290.000.00-0.00sell
NewEdge Advisors, LLC2,0761,576-5000.000.00-0.00sell
Smartleaf Asset Management LLC5030-5030.000.00-0.00sell
OPPENHEIMER & CO INC28,39427,890-5040.010.01-0.00sell
Focus Partners Wealth10,0029,470-5320.000.00-0.00sell
HighTower Advisors, LLC26,16925,197-9720.000.00-0.00sell
LPL Financial LLC129,785127,880-1,9050.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP13,84810,910-2,9380.010.01-0.00sell
UBS Group AG47,66644,541-3,1250.000.00-0.00sell
Janney Montgomery Scott LLC196,609193,135-3,4740.020.02+0.00sell
World Investment Advisors27,59023,855-3,7350.020.01-0.00sell
STEPHENS INC /AR/14,1059,549-4,5560.010.00-0.00sell
Samalin Investment Counsel, LLC25,96321,078-4,8850.320.27-0.05sell
OSAIC HOLDINGS, INC.16,46210,805-5,6570.000.00-0.00sell
Sowell Financial Services LLC7,3190-7,3190.010.00-0.01sell
Triumph Capital Management19,37210,302-9,0700.150.08-0.07sell
Shaker Financial Services, LLC10,5760-10,5760.120.00-0.12sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.11,1600-11,1600.030.00-0.03sell
J.W. COLE ADVISORS, INC.12,3100-12,3100.010.00-0.01sell
Logan Stone Capital, LLC12,6700-12,6700.110.00-0.11sell
Mariner, LLC27,76514,030-13,7350.000.00-0.00sell
WELLS FARGO & COMPANY/MN667,192653,442-13,7500.000.00+0.00sell
AlphaCore Capital LLC13,7920-13,7920.010.00-0.01sell
WOLVERINE ASSET MANAGEMENT LLC76,14813,603-62,5450.040.01-0.03sell
READYSTATE ASSET MANAGEMENT LP70,7270-70,7270.110.00-0.11sell
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