Stock Transactions — HANCOCK JOHN FINL OPPTYS

Total Bought
131,110
29 transactions
Total Sold
554,558
31 transactions
Net
-423,448
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN592,393643,370+50,9770.000.00+0.00buy
Tennessee Valley Asset Management Partners020,681+20,6810.000.10+0.10buy
BENJAMIN EDWARDS INC013,178+13,1780.000.01+0.01buy
BANK OF AMERICA CORP /DE/41,34549,343+7,9980.000.00+0.00buy
Cetera Investment Advisers07,086+7,0860.000.00+0.00buy
Steward Partners Investment Advisory, LLC35,69542,515+6,8200.010.01-0.00buy
Creative Planning06,578+6,5780.000.00+0.00buy
ROYAL BANK OF CANADA255,987258,912+2,9250.000.00-0.00buy
CENTAURUS FINANCIAL, INC.02,830+2,8300.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.38,01840,237+2,2190.000.00-0.00buy
AMERIPRISE FINANCIAL INC22,95125,140+2,1890.000.00+0.00buy
Kestra Advisory Services, LLC13,06814,757+1,6890.000.00+0.00buy
J.W. COLE ADVISORS, INC.10,67412,188+1,5140.010.01+0.00buy
Private Advisor Group, LLC20,16221,336+1,1740.000.00-0.00buy
Atlantic Union Bankshares Corp01,000+1,0000.000.00+0.00buy
Smartleaf Asset Management LLC0503+5030.000.00+0.00buy
Russell Investments Group, Ltd.0340+3400.000.00+0.00buy
Mountain Hill Investment Partners Corp.0300+3000.000.01+0.01buy
OPPENHEIMER & CO INC29,52229,733+2110.010.01-0.00buy
Chancellor Financial Group WB LP30,67730,870+1930.840.79-0.05buy
Global Wealth Strategies & Associates0180+1800.000.00+0.00buy
Mariner, LLC18,98419,122+1380.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC0100+1000.000.00+0.00buy
Advisory Services Network, LLC097+970.000.00+0.00buy
TOTH FINANCIAL ADVISORY CORP780870+900.000.00+0.00buy
UBS Group AG46,67846,739+610.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP022+220.000.00+0.00buy
D.A. DAVIDSON & CO.10,80310,817+140.000.00-0.00buy
Allworth Financial LP4,4934,496+30.000.00-0.00buy
MAI Capital Management1,7401,74000.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.50050000.000.00-0.00hold
EASTERN BANK25025000.000.00-0.00hold
THOMPSON INVESTMENT MANAGEMENT, INC.1,6161,61600.010.01-0.00hold
PRIVATE TRUST CO NA2,0002,00000.010.01-0.00hold
CIBC Private Wealth Group LLC30030000.000.00-0.00hold
AdvisorNet Financial, Inc20020000.000.00-0.00hold
Institute for Wealth Management, LLC.10,78410,78400.040.04-0.00hold
NewEdge Advisors, LLC1,0761,07600.000.00-0.00hold
Bogart Wealth, LLC23123100.000.00-0.00hold
Global Retirement Partners, LLC17117100.000.00-0.00hold
Geneos Wealth Management Inc.16516500.000.00+0.00hold
Spire Wealth Management27727700.000.00-0.00hold
CoreCap Advisors, LLC505000.000.00-0.00hold
Redwood Wealth Management Group, LLC8,8298,82900.140.13-0.01hold
Tidemark, LLC12512500.000.00-0.00hold
Abel Hall, LLC8,0008,00000.130.12-0.01hold
Navigoe, LLC20020000.010.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.12512500.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV60060000.000.00-0.00hold
COMERICA BANK5,0335,03300.000.00-0.00hold
HighTower Advisors, LLC16,37216,294-780.000.00-0.00sell
Gilliland Jeter Wealth Management LLC36,88236,796-860.430.41-0.02sell
CWM, LLC693576-1170.000.00-0.00sell
TSFG, LLC1300-1300.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO354154-2000.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,0171,817-2000.000.00-0.00sell
Focus Partners Wealth5,9805,765-2150.000.00-0.00sell
STEPHENS INC /AR/12,88912,564-3250.010.01-0.00sell
FCA CORP /TX93,87793,475-4021.000.93-0.06sell
AlphaCore Capital LLC22,48722,047-4400.030.03-0.00sell
STIFEL FINANCIAL CORP87,11686,431-6850.000.00-0.00sell
PEAPACK GLADSTONE FINANCIAL CORP14,94514,142-8030.010.01-0.00sell
OSAIC HOLDINGS, INC.17,18816,238-9500.000.00-0.00sell
Blue Trust, Inc.1,00028-9720.000.00-0.00sell
FIFTH THIRD BANCORP1,0000-1,0000.000.00-0.00sell
Avidian Wealth Enterprises, LLC6,9095,789-1,1200.010.01-0.00sell
Samalin Investment Counsel, LLC27,28825,735-1,5530.370.32-0.05sell
NORTH STAR ASSET MANAGEMENT INC72,29369,030-3,2630.110.10-0.01sell
World Investment Advisors31,85628,359-3,4970.030.02-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC18,00214,164-3,8380.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC5,4790-5,4790.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC5,7330-5,7330.000.00-0.00sell
Triumph Capital Management26,64019,333-7,3070.280.09-0.19sell
Triumph Capital Management26,64019,333-7,3070.280.09-0.19sell
Invesco Ltd.14,0766,256-7,8200.000.00-0.00sell
Janney Montgomery Scott LLC207,114198,643-8,4710.020.02-0.00sell
MORGAN STANLEY1,228,1391,218,174-9,9650.000.00-0.00sell
L.M. KOHN & COMPANY12,8570-12,8570.120.00-0.12sell
Cornerstone Advisors, LLC96,55856,349-40,2090.120.07-0.05sell
LPL Financial LLC203,311140,497-62,8140.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC558,810192,088-366,7220.010.00-0.00sell
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