Stock Transactions — HANCOCK JOHN FINL OPPTYS

Total Bought
261,336
30 transactions
Total Sold
213,450
28 transactions
Net
+47,886
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
LPL Financial LLC111,370185,773+74,4030.000.00+0.00buy
ROYAL BANK OF CANADA227,960255,863+27,9030.000.00+0.00buy
Talon Private Wealth, LLC023,065+23,0650.000.12+0.12buy
Tennessee Valley Asset Management Partners020,645+20,6450.000.12+0.12buy
Strategic Wealth Investment Group, LLC018,906+18,9060.000.55+0.55buy
Steward Partners Investment Advisory, LLC10,39527,824+17,4290.000.01+0.01buy
STIFEL FINANCIAL CORP55,91871,662+15,7440.000.00+0.00buy
MORGAN STANLEY1,277,4461,290,247+12,8010.000.00+0.00buy
Kestra Advisory Services, LLC011,685+11,6850.000.00+0.00buy
AMERIPRISE FINANCIAL INC11,19222,052+10,8600.000.00+0.00buy
Cornerstone Advisors, LLC226,737236,370+9,6330.300.34+0.04buy
Focus Partners Wealth05,942+5,9420.000.00+0.00buy
Triumph Capital Management20,32223,065+2,7430.240.28+0.04buy
MAI Capital Management01,740+1,7400.000.00+0.00buy
Mariner, LLC18,21519,829+1,6140.000.00+0.00buy
Private Advisor Group, LLC13,97815,445+1,4670.000.00+0.00buy
HighTower Advisors, LLC15,43816,636+1,1980.000.00+0.00buy
FCA CORP /TX93,99294,630+6380.961.05+0.10buy
HANTZ FINANCIAL SERVICES, INC.0500+5000.000.00+0.00buy
UBS Group AG41,52041,950+4300.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC18,06118,486+4250.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0416+4160.000.00+0.00buy
Invesco Ltd.19,33619,628+2920.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC6,3356,618+2830.000.00+0.00buy
Tidemark, LLC0225+2250.000.00+0.00buy
D.A. DAVIDSON & CO.11,11211,274+1620.000.00+0.00buy
J.W. COLE ADVISORS, INC.8,9379,044+1070.010.01+0.00buy
TOTH FINANCIAL ADVISORY CORP670745+750.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO146149+30.000.00+0.00buy
Allworth Financial LP3,3863,388+20.000.00+0.00buy
EASTERN BANK25025000.000.00+0.00hold
THOMPSON INVESTMENT MANAGEMENT, INC.64964900.000.00+0.00hold
PRIVATE TRUST CO NA1,5001,50000.010.01+0.00hold
CIBC Private Wealth Group LLC1,2411,24100.000.00+0.00hold
AdvisorNet Financial, Inc60060000.000.00+0.00hold
Institute for Wealth Management, LLC.10,78410,78400.050.05+0.00hold
CWM, LLC51451400.000.00+0.00hold
NewEdge Advisors, LLC1,0761,07600.000.00-0.00hold
IFP Advisors, Inc50050000.000.00-0.00hold
Bogart Wealth, LLC23123100.000.00+0.00hold
Investors Research Corp11011000.000.00+0.00hold
Global Retirement Partners, LLC17117100.000.00+0.00hold
Geneos Wealth Management Inc.16516500.000.00-0.00hold
Spire Wealth Management42942900.000.00-0.00hold
CoreCap Advisors, LLC505000.000.00+0.00hold
Redwood Wealth Management Group, LLC8,8298,82900.150.15+0.01hold
Farther Finance Advisors, LLC0000.000.000.00hold
Abel Hall, LLC8,0008,00000.170.18+0.01hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.4,0174,01700.000.00+0.00hold
HARBOUR INVESTMENTS, INC.12512500.000.00+0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV60060000.000.00+0.00hold
COMERICA BANK5,0335,03300.000.00+0.00hold
PEAPACK GLADSTONE FINANCIAL CORP17,06316,950-1130.010.01+0.00sell
PRINCIPAL SECURITIES, INC.2250-2250.000.00-0.00sell
Creative Planning7,8607,630-2300.000.00+0.00sell
Gilliland Jeter Wealth Management LLC34,57034,276-2940.370.41+0.04sell
Samalin Investment Counsel, LLC24,86224,498-3640.360.38+0.02sell
L.M. KOHN & COMPANY12,69112,307-3840.110.11+0.01sell
Mechanics Financial Corp6500-6500.010.00-0.01sell
NORTH STAR ASSET MANAGEMENT INC74,49873,798-7000.110.12+0.01sell
Cambridge Investment Research Advisors, Inc.38,89938,083-8160.000.00+0.00sell
US BANCORP \DE\9070-9070.000.00-0.00sell
Mendota Financial Group, LLC3,8262,774-1,0520.060.06+0.00sell
OPPENHEIMER & CO INC23,99022,856-1,1340.010.01+0.00sell
Avidian Wealth Enterprises, LLC10,4649,144-1,3200.020.01-0.00sell
BANK OF AMERICA CORP /DE/37,72536,365-1,3600.000.00+0.00sell
WEDBUSH SECURITIES INC8,6886,781-1,9070.010.01-0.00sell
World Investment Advisors35,94334,019-1,9240.040.03-0.00sell
EverSource Wealth Advisors, LLC2,5000-2,5000.010.00-0.01sell
Jaffetilchin Investment Partners, LLC2,9360-2,9360.010.00-0.01sell
Janney Montgomery Scott LLC206,785201,154-5,6310.020.02+0.00sell
Tower Research Capital LLC (TRC)7,3450-7,3450.010.00-0.01sell
OSAIC HOLDINGS, INC.19,30611,108-8,1980.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.8,8400-8,8400.030.00-0.03sell
Formidable Asset Management, LLC9,9100-9,9100.050.00-0.05sell
Aurora Investment Counsel83,66473,601-10,0631.501.44-0.06sell
WELLS FARGO & COMPANY/MN596,441577,425-19,0160.000.00+0.00sell
STEPHENS INC /AR/44,75712,989-31,7680.020.01-0.01sell
Shaker Financial Services, LLC59,65426,308-33,3460.750.36-0.39sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC60,5170-60,5170.000.00-0.00sell
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