Stock Transactions — ADVANCED ENERGY INDS
Total Bought
2,000,000
1 transactions
Total Sold
13,455
1 transactions
Filing Period:Transaction:
| Fund | Previous Shares | | | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%)▲▼ | | Type |
|---|
| Socorro Asset Management LP | 0 | 2,000,000 | +2,000,000 | 0.00 | 0.85 | +0.85 | buy |
| PALISADE CAPITAL MANAGEMENT, LP | 0 | 0 | 0 | 0.02 | 0.03 | +0.00 | hold |
| ZAZOVE ASSOCIATES LLC | 0 | 0 | 0 | 2.37 | 2.25 | -0.11 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.02 | +0.02 | hold |
| STEELHEAD PARTNERS LLC | 0 | 0 | 0 | 1.61 | 0.82 | -0.79 | hold |
| WESTWOOD HOLDINGS GROUP INC | 0 | 0 | 0 | 0.67 | 0.01 | -0.65 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| SHENKMAN CAPITAL MANAGEMENT INC | 0 | 0 | 0 | 0.74 | 1.02 | +0.27 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 1.22 | 1.26 | +0.04 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.65 | 0.79 | +0.14 | hold |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 12,000,000 | 12,000,000 | 0 | 1.73 | 1.68 | -0.05 | hold |
| Calamos Advisors LLC | 0 | 0 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Empyrean Capital Partners, LP | 0 | 0 | 0 | 0.90 | 0.99 | +0.09 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | 0 | 0 | 0.18 | 0.36 | +0.19 | hold |
| KBC Group NV | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 0 | 0 | 0 | 0.00 | 0.03 | +0.03 | hold |
| Calamos Wealth Management LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 0 | 0 | 0 | 0.00 | 0.64 | +0.64 | hold |
| Alberta Investment Management Corp | 0 | 0 | 0 | 0.07 | 0.05 | -0.01 | hold |
| RWC Asset Management LLP | 0 | 0 | 0 | 0.14 | 0.13 | -0.02 | hold |
| Wellesley Asset Management | 0 | 0 | 0 | 1.67 | 1.02 | -0.65 | hold |
| Man Group plc | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| M&G Plc | 0 | 0 | 0 | 0.07 | 0.12 | +0.05 | hold |
| Oaktree Fund Advisors, LLC | 0 | 0 | 0 | 0.02 | 0.03 | +0.01 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlackRock, Inc. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Central Pacific Bank - Trust Division | 0 | 0 | 0 | 0.00 | 0.03 | +0.03 | hold |
| BARCLAYS PLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FMR LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SEI INVESTMENTS CO | 325,000 | 325,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKAY SHIELDS LLC | 0 | 0 | 0 | 1.16 | 1.29 | +0.13 | hold |
| WELLS FARGO & COMPANY/MN | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| FIRST HAWAIIAN BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERIPRISE FINANCIAL INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MORGAN STANLEY | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAMDEN ASSET MANAGEMENT L P /CA | 0 | 0 | 0 | 0.06 | 0.18 | +0.12 | hold |
| Invesco Ltd. | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE STREET CORP | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SSI INVESTMENT MANAGEMENT LLC | 0 | 0 | 0 | 0.50 | 0.50 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OAKTREE CAPITAL MANAGEMENT LP | 0 | 0 | 0 | 0.14 | 0.15 | +0.01 | hold |
| NOMURA HOLDINGS INC | 13,455 | 0 | -13,455 | 0.01 | 0.00 | -0.01 | sell |