Stock TransactionsCAPITAL ONE FINL CORP

Total Bought
8,030,281
291 transactions
Total Sold
18,551,527
278 transactions
Net
-10,521,246
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Boston Partners2,414,4684,089,786+1,675,3180.460.73+0.27buy
HARRIS ASSOCIATES L P10,357,64711,492,010+1,134,3632.523.06+0.54buy
Alyeska Investment Group, L.P.67,020790,549+723,5290.030.41+0.37buy
Third Point LLC140,000825,000+685,0001.233.54+2.31buy
Curated Wealth Partners LLC5,629408,014+402,3850.130.12-0.01buy
Bank Julius Baer & Co. Ltd, Zurich2,154382,502+380,3480.000.20+0.20buy
Teewinot Capital Advisers, L.L.C.148,518444,190+295,6722.166.45+4.29buy
ANTIPODES PARTNERS Ltd746,664967,575+220,9112.623.56+0.93buy
OMERS ADMINISTRATION Corp29,364246,484+217,1200.030.30+0.26buy
E. Ohman J:or Asset Management AB22,098197,779+175,6810.110.92+0.82buy
MACQUARIE GROUP LTD74,071246,285+172,2140.080.21+0.13buy
PointState Capital LP682,080854,060+171,9801.582.19+0.61buy
FIDUCIARY MANAGEMENT INC /WI/585,777753,703+167,9261.312.15+0.84buy
Zurich Insurance Group Ltd/FI122,400288,204+165,8040.180.40+0.23buy
Empyrean Capital Partners, LP160,000300,000+140,0000.951.99+1.04buy
APG Asset Management N.V.397,764508,684+110,9200.200.22+0.02buy
OFI INVEST ASSET MANAGEMENT208,936309,472+100,5360.440.54+0.10buy
MOORE CAPITAL MANAGEMENT, LP167,100264,160+97,0600.620.79+0.17buy
Capital International Investors2,783,6492,859,456+75,8070.120.12-0.00buy
Junto Capital Management LP226,758294,794+68,0360.871.04+0.17buy
THORNBURG INVESTMENT MANAGEMENT INC139,670199,843+60,1730.260.38+0.12buy
BASSWOOD CAPITAL MANAGEMENT, L.L.C.198,531257,969+59,4381.712.06+0.35buy
STEADFAST CAPITAL MANAGEMENT LP262,476319,576+57,1001.641.96+0.33buy
Interval Partners, LP22,21870,559+48,3410.110.37+0.26buy
Tredje AP-fonden185,069222,509+37,4400.180.20+0.02buy
SALZHAUER MICHAEL14,03849,996+35,9581.213.43+2.22buy
Governors Lane LP66,99199,742+32,7510.781.67+0.89buy
BW Gestao de Investimentos Ltda.50,48082,997+32,5170.310.33+0.02buy
SUVRETTA CAPITAL MANAGEMENT, LLC302,400333,098+30,6981.411.22-0.19buy
Fisher Funds Management LTD101,321130,192+28,8710.540.74+0.20buy
National Pension Service1,449,1091,472,473+23,3640.200.19-0.01buy
CI INVESTMENTS INC.5,49125,391+19,9000.000.02+0.01buy
AIA Group Ltd8,09426,723+18,6290.020.07+0.05buy
GAM Holding AG1,67719,886+18,2090.030.31+0.28buy
Clearbridge Investments, LLC2,353,0352,369,725+16,6900.370.39+0.02buy
Curi Capital, LLC17,55830,740+13,1820.060.10+0.04buy
MIZUHO SECURITIES USA LLC37,79048,718+10,9280.160.16-0.00buy
Numerai GP LLC5,97316,687+10,7140.110.27+0.16buy
GC Wealth Management RIA, LLC24,46235,174+10,7120.180.41+0.22buy
DRW Securities, LLC4,91915,449+10,5300.010.08+0.06buy
FOX RUN MANAGEMENT, L.L.C.1,14010,215+9,0750.040.34+0.30buy
Professional Financial Advisors, LLC1,3029,710+8,4080.050.34+0.29buy
Meritage Group LP1,313,0331,321,428+8,3959.0410.22+1.18buy
Korea Investment CORP318,435326,744+8,3090.120.12+0.00buy
Avanza Fonder AB46,21154,346+8,1350.230.24+0.00buy
Nilsine Partners, LLC8,86916,642+7,7730.130.23+0.10buy
J. Safra Sarasin Holding AG140,340148,104+7,7640.440.41-0.03buy
ASR Vermogensbeheer N.V.79,23386,210+6,9770.170.18+0.01buy
Czech National Bank170,243177,128+6,8850.200.19-0.01buy
Chesley Taft & Associates LLC101,885108,726+6,8410.780.85+0.07buy
LEVIN CAPITAL STRATEGIES, L.P.179,757186,124+6,3672.492.50+0.02buy
HUDSON EDGE INVESTMENT PARTNERS INC.31,58337,142+5,5590.841.02+0.18buy
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC8326,377+5,5450.000.00+0.00buy
Candriam S.C.A.57,03462,490+5,4560.050.06+0.00buy
Black Maple Capital Management LP12,90018,100+5,2001.312.06+0.75buy
BTC Capital Management, Inc.29,52834,716+5,1880.360.42+0.06buy
Baldwin Investment Management, LLC15,88220,953+5,0710.340.41+0.07buy
Peloton Wealth Strategists18,75523,100+4,3450.000.00+0.00buy
Venture Visionary Partners LLC53,57657,564+3,9880.330.32-0.00buy
LEE DANNER & BASS INC1,3675,344+3,9770.020.06+0.05buy
Baader Bank Aktiengesellschaft1,2475,198+3,9510.020.08+0.06buy
Eldred Rock Partners, LLC59,07062,921+3,8512.742.71-0.03buy
LMCG INVESTMENTS, LLC86,27489,853+3,5790.940.97+0.03buy
WADDELL & ASSOCIATES, LLC3,5917,096+3,5050.040.07+0.03buy
Norinchukin Bank, The38,75442,184+3,4300.080.08-0.00buy
EAGLE ROCK INVESTMENT COMPANY, LLC20,45123,858+3,4070.540.59+0.05buy
PARK NATIONAL CORP /OH/90,84394,143+3,3000.500.53+0.02buy
Rydar Equities, Inc.10,31913,586+3,2671.461.59+0.13buy
BURNEY CO/138,848142,101+3,2530.790.77-0.02buy
SCS Capital Management LLC30,67033,883+3,2130.060.06+0.00buy
Sendero Wealth Management, LLC39,84443,015+3,1710.800.86+0.06buy
Lombard Odier Asset Management (Switzerland) SA44,84947,949+3,1000.310.31-0.00buy
West Family Investments, Inc.1,3094,181+2,8720.080.24+0.16buy
HANCOCK WHITNEY CORP88,14290,947+2,8050.290.30+0.01buy
Wellington Shields Capital Management, LLC47,22650,000+2,7741.291.27-0.02buy
BLB&B Advisors, LLC49,76152,480+2,7190.380.39+0.01buy
B. Riley Wealth Advisors, Inc.36,44539,041+2,5960.410.42+0.01buy
ONE WEALTH CAPITAL MANAGEMENT, LLC2,0064,334+2,3280.170.24+0.08buy
SIG BROKERAGE, LP1,5433,593+2,0500.010.01+0.01buy
MERIDIAN INVESTMENT COUNSEL INC.25,19527,209+2,0141.091.17+0.08buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp87,61989,603+1,9840.090.11+0.02buy
FULTON BANK, N.A.6,9398,908+1,9690.040.05+0.01buy
Stolper Co49,06550,972+1,9072.542.64+0.10buy
RIVERSEDGE ADVISORS, LLC1,7293,561+1,8320.050.09+0.04buy
PINNACLE ASSOCIATES LTD45,22346,931+1,7080.110.10-0.00buy
MALTESE CAPITAL MANAGEMENT LLC22,80024,500+1,7000.820.90+0.08buy
Chemistry Wealth Management LLC2,4214,097+1,6760.080.13+0.05buy
IFM Investors Pty Ltd139,119140,716+1,5970.210.19-0.02buy
XML Financial, LLC2,8724,463+1,5910.040.07+0.02buy
Clear Harbor Asset Management, LLC18,55820,112+1,5540.230.25+0.02buy
Cambria Investment Management, L.P.6,6758,164+1,4890.070.08+0.01buy
First Fiduciary Investment Counsel, Inc.58,54460,024+1,4802.152.28+0.13buy
Asio Capital, LLC31,75833,155+1,3970.810.85+0.04buy
NorthCrest Asset Manangement, LLC72,37273,737+1,3650.410.38-0.03buy
Saiph Capital, LLC1,3002,639+1,3390.090.16+0.07buy
Spectrum Strategic Capital Management, LLC4,8136,094+1,2810.470.61+0.13buy
SteelPeak Wealth, LLC2,8654,139+1,2740.020.02+0.01buy
DRIVE WEALTH MANAGEMENT, LLC1,1362,407+1,2710.040.09+0.04buy
Calamos Wealth Management LLC4,8196,064+1,2450.030.04+0.01buy
MEITAV INVESTMENT HOUSE LTD11,85513,091+1,2360.020.02-0.01buy
Page 1 of 6