Stock Transactions

CAPITAL ONE FINL CORP

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
WORLDQUANT MILLENNIUM ADVISORS LLC56,339861,238+804,8990.050.61+0.55buy
Phoenix Financial Ltd.26,768431,304+404,5360.070.75+0.68buy
CHILTON INVESTMENT CO INC.246,506599,451+352,9451.252.57+1.32buy
Clearbridge Investments, LLC2,013,9272,353,035+339,1080.390.37-0.02buy
D1 Capital Partners L.P.828,2101,116,738+288,5281.881.81-0.06buy
Newport Trust Company, LLC2,483,0122,646,859+163,8471.441.19-0.25buy
London & Capital Asset Management Ltd1,416,7201,550,677+133,9573.553.08-0.48buy
SUVRETTA CAPITAL MANAGEMENT, LLC171,970302,400+130,4301.041.50+0.46buy
STEADFAST CAPITAL MANAGEMENT LP157,200262,476+105,2760.671.81+1.14buy
Fisher Funds Management LTD5,834101,321+95,4870.040.54+0.51buy
Artisan Partners Limited Partnership1,266,1531,344,848+78,6950.470.40-0.07buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND104,421174,918+70,4970.210.17-0.04buy
Robeco Institutional Asset Management B.V.788,799849,719+60,9200.270.22-0.05buy
Qsemble Capital Management, LP9,07363,412+54,3390.180.88+0.70buy
NORDEA INVESTMENT MANAGEMENT AB265,062315,828+50,7660.060.05-0.00buy
Venture Visionary Partners LLC7,73953,576+45,8370.060.33+0.26buy
Tredje AP-fonden140,000185,069+45,0690.260.18-0.07buy
DELTEC ASSET MANAGEMENT LLC5,30048,270+42,9700.211.61+1.40buy
683 Capital Management, LLC335,000375,000+40,0006.756.35-0.41buy
Callodine Capital Management, LP226,345262,996+36,6514.413.38-1.02buy
DISCOVERY CAPITAL MANAGEMENT, LLC / CT232,210268,810+36,6003.052.55-0.50buy
Alyeska Investment Group, L.P.34,80667,020+32,2140.020.03+0.01buy
Ceredex Value Advisors LLC101,856127,957+26,1010.740.73-0.01buy
CastleKnight Management LP41,45266,652+25,2000.570.57-0.00buy
Chesley Taft & Associates LLC78,076101,885+23,8090.750.78+0.03buy
ARQ WEALTH ADVISORS, LLC3,52626,341+22,8150.230.87+0.64buy
Gillson Capital LP145,043167,193+22,1502.302.50+0.20buy
Hosking Partners LLP240,535262,312+21,7771.981.71-0.27buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.6,90427,684+20,7800.110.32+0.21buy
Sciencast Management LP15,59035,057+19,4670.520.81+0.29buy
Gulf International Bank (UK) Ltd31,95249,103+17,1510.250.20-0.05buy
DENDUR CAPITAL LP340,000356,500+16,5008.574.78-3.79buy
Machina Capital S.A.S.6,65523,068+16,4130.310.83+0.52buy
AVIVA PLC560,116576,361+16,2450.230.18-0.05buy
Saba Capital Management, L.P.9,99325,532+15,5390.080.15+0.07buy
CENTRAL SECURITIES CORP335,000350,000+15,0006.535.27-1.26buy
Grantham, Mayo, Van Otterloo & Co. LLC216,404231,068+14,6640.130.11-0.03buy
Wellington Shields Capital Management, LLC34,21447,226+13,0121.211.29+0.08buy
AMF Tjanstepension AB417,107429,374+12,2670.630.52-0.11buy
Bronte Capital Management Pty Ltd.175,540187,369+11,8294.453.63-0.81buy
New England Research & Management, Inc.14,95226,125+11,1731.592.01+0.43buy
Annex Advisory Services, LLC18,16228,673+10,5110.080.10+0.01buy
MERIDIAN INVESTMENT COUNSEL INC.15,16125,195+10,0340.891.09+0.21buy
Venator Management LLC66,36775,990+9,6233.633.33-0.29buy
Financial Strategies Group, Inc.44,20353,602+9,3992.061.74-0.32buy
First Long Island Investors, LLC49,32458,666+9,3420.880.87-0.01buy
CULBERTSON A N & CO INC11,19020,408+9,2180.370.48+0.11buy
Xcel Wealth Management, LLC46,23054,396+8,1662.872.76-0.11buy
Kentucky Retirement Systems39,46647,601+8,1350.260.27+0.01buy
Curi Capital, LLC9,54417,558+8,0140.040.06+0.02buy
Aberdeen Group plc465,280473,111+7,8310.170.14-0.04buy
DEPRINCE RACE & ZOLLO INC109,544116,549+7,0050.510.40-0.11buy
SHIKIAR ASSET MANAGEMENT INC43,39349,983+6,5902.622.63+0.01buy
TWINBEECH CAPITAL LP1,2257,813+6,5880.020.15+0.13buy
Peloton Wealth Strategists12,25018,755+6,5051.151.38+0.23buy
B. Riley Wealth Advisors, Inc.30,37136,445+6,0740.350.42+0.07buy
LEVIN CAPITAL STRATEGIES, L.P.174,050179,757+5,7073.662.49-1.17buy
Avidian Wealth Enterprises, LLC3,3528,999+5,6470.030.05+0.02buy
PARK NATIONAL CORP /OH/85,26390,843+5,5800.640.50-0.14buy
Bridgefront Capital, LLC5,29710,658+5,3610.320.48+0.16buy
Asio Capital, LLC26,82631,758+4,9320.920.81-0.10buy
IFM Investors Pty Ltd134,452139,119+4,6670.270.21-0.06buy
FIRST NATIONAL TRUST CO38,61343,256+4,6430.310.27-0.04buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management5,3859,735+4,3500.020.03+0.01buy
RBF Capital, LLC68,91672,596+3,6800.760.65-0.11buy
KELLEHER FINANCIAL ADVISORS53,620+3,6150.000.01+0.01buy
Meiji Yasuda Life Insurance Co9,85213,412+3,5600.070.08+0.01buy
Itau Unibanco Holding S.A.1,9035,361+3,4580.010.02+0.01buy
44 WEALTH MANAGEMENT LLC2,0765,238+3,1620.170.33+0.17buy
FJ Capital Management LLC1,1924,276+3,0840.030.09+0.06buy
CSS LLC/IL3,8266,886+3,0600.050.07+0.02buy
J. Safra Sarasin Holding AG137,441140,340+2,8990.540.44-0.11buy
Busey Bank96,87499,761+2,8870.620.49-0.12buy
Cambria Investment Management, L.P.3,9116,675+2,7640.060.07+0.01buy
INVESTMENT MANAGEMENT CORP /VA/ /ADV2,1084,835+2,7270.430.76+0.33buy
Mount Lucas Management LP6,1428,799+2,6570.660.59-0.07buy
Circle Wealth Management, LLC3,8676,407+2,5400.010.02+0.00buy
Lombard Odier Asset Management (Switzerland) SA42,34944,849+2,5000.440.31-0.13buy
Parisi Gray Wealth Management1,7184,136+2,4180.090.18+0.09buy
Atom Investors LP3,7616,147+2,3860.070.08+0.01buy
HighPoint Advisor Group LLC9,40711,792+2,3850.100.09-0.01buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV15,65517,966+2,3110.200.17-0.03buy
ZACKS INVESTMENT MANAGEMENT87,79089,996+2,2060.170.13-0.04buy
Avior Wealth Management, LLC5,3547,514+2,1600.040.04-0.00buy
Wellspring Financial Advisors, LLC2,7604,899+2,1390.050.07+0.01buy
CONTINENTAL ADVISORS LLC31,30533,405+2,1004.923.78-1.14buy
THOMPSON INVESTMENT MANAGEMENT, INC.14,93117,022+2,0910.450.40-0.05buy
Baker Avenue Asset Management, LP2,6574,687+2,0300.010.02+0.00buy
SCS Capital Management LLC28,69530,670+1,9750.070.06-0.01buy
NVWM, LLC341,958+1,9240.000.08+0.08buy
FORTEM FINANCIAL GROUP, LLC9,73311,615+1,8820.630.53-0.10buy
LVW Advisors, LLC1,9963,798+1,8020.050.07+0.02buy
USS Investment Management Ltd95,75097,544+1,7940.110.07-0.04buy
Patriot Financial Group Insurance Agency, LLC1,8153,486+1,6710.050.04-0.02buy
Leelyn Smith, LLC1,1242,746+1,6220.040.07+0.03buy
Johnson Financial Group, Inc.21,16522,751+1,5860.190.15-0.04buy
COURIER CAPITAL LLC8,88410,434+1,5500.120.11-0.01buy
TRANSCEND CAPITAL ADVISORS, LLC17,43118,971+1,5400.330.28-0.05buy
PARUS FINANCE (UK) Ltd4,2855,787+1,5020.270.32+0.04buy
Meiji Yasuda Asset Management Co Ltd.6,1317,597+1,4660.070.07-0.00buy
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