Stock Transactions — CAPITAL ONE FINANCIAL CORP

Total Bought
35,546,676
878 transactions
Total Sold
58,286,065
1,045 transactions
Net
-22,739,389
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLINGTON MANAGEMENT GROUP LLP957,6405,220,615+4,262,9750.040.18+0.14buy
BARCLAYS PLC1,604,7503,140,379+1,535,6290.160.20+0.05buy
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main4,4241,523,511+1,519,0870.000.25+0.25buy
AMERIPRISE FINANCIAL INC1,057,3392,471,839+1,414,5000.060.10+0.05buy
FRANKLIN RESOURCES INC12,476,46213,728,646+1,252,1840.740.61-0.13buy
Invesco Ltd.5,343,5296,566,473+1,222,9440.160.15-0.01buy
Qube Research & Technologies Ltd1,045,8182,168,098+1,122,2800.360.56+0.20buy
Amundi2,167,9453,067,354+899,4090.140.15+0.01buy
CITADEL ADVISORS LLC534,4391,396,245+861,8060.090.18+0.09buy
Khrom Capital Management LLC0819,826+819,8260.0013.68+13.68buy
WORLDQUANT MILLENNIUM ADVISORS LLC56,339861,238+804,8990.050.61+0.55buy
Tidal Investments LLC128,387882,414+754,0270.130.49+0.36buy
BESSEMER GROUP INC1,448,1262,169,066+720,9400.540.62+0.08buy
TUDOR INVESTMENT CORP ET AL0543,608+543,6080.000.53+0.53buy
RENAISSANCE TECHNOLOGIES LLC228,304739,104+510,8000.090.21+0.13buy
Point72 Asset Management, L.P.1,196,8571,648,712+451,8550.450.52+0.07buy
JPMORGAN CHASE & CO16,904,36617,355,846+451,4800.280.21-0.07buy
ROYAL BANK OF CANADA2,902,5193,328,799+426,2800.120.12-0.01buy
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO82,555488,313+405,7580.070.35+0.28buy
Phoenix Financial Ltd.26,768431,304+404,5360.070.75+0.68buy
GOLDMAN SACHS GROUP INC7,600,8727,986,498+385,6260.260.19-0.07buy
COOPERMAN LEON G0370,000+370,0000.002.21+2.21buy
CHILTON INVESTMENT CO INC.246,506599,451+352,9451.252.57+1.32buy
Assenagon Asset Management S.A.725,5451,066,036+340,4910.260.31+0.05buy
Clearbridge Investments, LLC2,013,9272,353,035+339,1080.390.37-0.02buy
MARSHALL WACE, LLP1,253,0291,552,481+299,4520.290.30+0.01buy
BANK OF AMERICA CORP /DE/6,445,7296,739,970+294,2410.110.09-0.02buy
D1 Capital Partners L.P.828,2101,116,738+288,5281.881.81-0.06buy
BRISTOL JOHN W & CO INC /NY/0282,709+282,7090.000.85+0.85buy
Blue Grotto Capital, LLC0281,013+281,0130.005.91+5.91buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND462,231741,222+278,9910.190.22+0.03buy
Legal & General Group Plc3,742,6534,005,935+263,2820.200.17-0.03buy
Trexquant Investment LP66,544320,846+254,3020.140.42+0.28buy
MORGAN STANLEY8,677,9818,930,350+252,3690.130.10-0.03buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC279,099530,205+251,1060.110.15+0.04buy
AQR CAPITAL MANAGEMENT LLC3,366,6923,613,737+247,0450.430.30-0.13buy
Schonfeld Strategic Advisors LLC45,568281,113+235,5450.060.42+0.36buy
GEODE CAPITAL MANAGEMENT, LLC14,070,23614,293,981+223,7450.210.16-0.05buy
VICTORY CAPITAL MANAGEMENT INC376,526591,472+214,9460.050.07+0.02buy
Aquatic Capital Management LLC0197,078+197,0780.001.03+1.03buy
Prana Capital Management, LP0186,027+186,0270.001.04+1.04buy
Sculptor Capital LP0186,000+186,0000.000.38+0.38buy
SOROS FUND MANAGEMENT LLC0180,105+180,1050.000.45+0.45buy
Troluce Capital Advisors LLC140,000305,300+165,30025.065.90-19.16buy
Newport Trust Company, LLC2,483,0122,646,859+163,8471.441.19-0.25buy
RAYMOND JAMES FINANCIAL INC1,103,3111,265,274+161,9630.080.07-0.01buy
Y-Intercept (Hong Kong) Ltd0158,239+158,2390.000.55+0.55buy
AGF MANAGEMENT LTD841,648995,519+153,8710.880.81-0.07buy
Freestone Grove Partners LP0152,930+152,9300.000.20+0.20buy
FIFTH THIRD BANCORP183,335334,544+151,2090.140.11-0.03buy
Long Focus Capital Management, LLC0145,000+145,0000.001.16+1.16buy
FIRST TRUST ADVISORS LP99,114243,415+144,3010.020.03+0.01buy
HSBC HOLDINGS PLC1,843,2931,981,888+138,5950.250.22-0.04buy
CIBC WORLD MARKET INC.154,705290,735+136,0300.070.09+0.03buy
BALYASNY ASSET MANAGEMENT L.P.15,569150,262+134,6930.010.05+0.05buy
London & Capital Asset Management Ltd1,416,7201,550,677+133,9573.553.08-0.48buy
Russell Investments Group, Ltd.1,081,7401,212,992+131,2520.290.24-0.05buy
CITIGROUP INC462,159593,259+131,1000.080.07-0.01buy
SUVRETTA CAPITAL MANAGEMENT, LLC171,970302,400+130,4301.041.50+0.46buy
JANUS HENDERSON GROUP PLC2,112,0992,240,915+128,8160.230.20-0.03buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC6,811,1796,935,991+124,8120.350.26-0.09buy
WELLS FARGO & COMPANY/MN1,455,8181,576,907+121,0890.070.06-0.01buy
NATIONAL BANK OF CANADA /FI/307,003422,603+115,6000.080.08+0.00buy
Swiss National Bank1,752,5161,865,716+113,2000.250.20-0.06buy
SEI INVESTMENTS CO1,022,6671,132,858+110,1910.240.19-0.05buy
BNP PARIBAS FINANCIAL MARKETS1,158,3221,266,465+108,1430.180.15-0.03buy
STEADFAST CAPITAL MANAGEMENT LP157,200262,476+105,2760.671.81+1.14buy
BNP Paribas Asset Management Holding S.A.166,253268,331+102,0780.050.06+0.01buy
Pictet Asset Management Holding SA367,624465,375+97,7510.090.09+0.00buy
Fisher Funds Management LTD5,834101,321+95,4870.040.54+0.51buy
SG Americas Securities, LLC196,843287,852+91,0090.060.06-0.00buy
Nearwater Capital Markets, Ltd088,500+88,5000.000.38+0.38buy
Mitsubishi UFJ Asset Management Co., Ltd.1,339,5281,426,914+87,3860.230.17-0.05buy
JONES FINANCIAL COMPANIES LLLP139,042226,117+87,0750.020.02-0.00buy
XTX Topco Ltd086,359+86,3590.000.27+0.27buy
Connor, Clark & Lunn Investment Management Ltd.080,652+80,6520.000.03+0.03buy
Cercano Management LLC94,570173,628+79,0580.871.37+0.50buy
Artisan Partners Limited Partnership1,266,1531,344,848+78,6950.470.40-0.07buy
ENVESTNET ASSET MANAGEMENT INC1,507,2551,581,763+74,5080.110.08-0.03buy
Empowered Funds, LLC29,526103,552+74,0260.060.12+0.06buy
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND104,421174,918+70,4970.210.17-0.04buy
Blackstone Inc.214,030281,697+67,6670.230.21-0.02buy
Governors Lane LP066,991+66,9910.001.52+1.52buy
Helix Partners Management LP11,00077,100+66,1001.658.97+7.33buy
LOEWS CORP65,000130,000+65,0000.130.20+0.07buy
Quadrature Capital Ltd9,14071,262+62,1220.020.15+0.13buy
Robeco Institutional Asset Management B.V.788,799849,719+60,9200.270.22-0.05buy
Ilmarinen Mutual Pension Insurance Co057,741+57,7410.000.08+0.08buy
Nuveen, LLC2,412,3062,469,688+57,3820.150.12-0.03buy
Atlas Wealth LLC471,846529,025+57,1792.401.85-0.54buy
Quantinno Capital Management LP395,283451,168+55,8850.190.14-0.06buy
Qsemble Capital Management, LP9,07363,412+54,3390.180.88+0.70buy
TWO SIGMA INVESTMENTS, LP15,20369,314+54,1110.010.01+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC051,848+51,8480.000.08+0.08buy
GMT CAPITAL CORP050,800+50,8000.000.42+0.42buy
NORDEA INVESTMENT MANAGEMENT AB265,062315,828+50,7660.060.05-0.00buy
Penserra Capital Management LLC10550,184+50,0790.000.11+0.11buy
Walleye Trading LLC21,72971,094+49,3650.080.27+0.18buy
Brevan Howard Capital Management LP9,39658,439+49,0430.040.11+0.06buy
M.D. Sass, LLC244,121292,901+48,7804.664.05-0.61buy
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