Stock Transactions — CAPITAL ONE FINANCIAL CORP

Total Bought
18,816,391
547 transactions
Total Sold
31,368,486
473 transactions
Net
-12,552,095
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FRANKLIN RESOURCES INC6,882,39210,106,803+3,224,4110.320.43+0.11buy
NORGES BANK2,941,7973,963,560+1,021,7630.070.08+0.01buy
EMINENCE CAPITAL, LP0920,654+920,6540.002.06+2.06buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,512,7752,298,372+785,5970.080.09+0.01buy
Palestra Capital Management LLC0679,927+679,9270.003.71+3.71buy
Squarepoint Ops LLC191,063848,244+657,1810.120.44+0.32buy
ROYAL BANK OF CANADA1,713,6072,309,117+595,5100.060.08+0.01buy
FMR LLC4,898,1995,471,556+573,3570.050.05-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC345,961772,961+427,0000.050.08+0.03buy
HSBC HOLDINGS PLC1,406,3731,761,273+354,9000.150.16+0.01buy
DEUTSCHE BANK AG\691,6571,035,424+343,7670.050.06+0.02buy
CITADEL ADVISORS LLC0331,484+331,4840.000.05+0.05buy
VANGUARD GROUP INC30,893,40831,210,543+317,1350.090.08-0.01buy
ALLIANCEBERNSTEIN L.P.1,133,9911,436,679+302,6880.060.07+0.01buy
Prana Capital Management, LP0285,385+285,3850.001.88+1.88buy
SG Americas Securities, LLC55,323332,700+277,3770.040.29+0.25buy
MOORE CAPITAL MANAGEMENT, LP317,166582,123+264,9570.971.77+0.80buy
GEODE CAPITAL MANAGEMENT, LLC7,595,7687,860,544+264,7760.100.10-0.01buy
JANE STREET GROUP, LLC77,433340,014+262,5810.010.05+0.04buy
BANK OF NOVA SCOTIA49,728299,787+250,0590.010.08+0.07buy
Pentwater Capital Management LP0245,000+245,0000.000.73+0.73buy
BANK OF AMERICA CORP /DE/3,472,9553,709,603+236,6480.050.05-0.00buy
CANADA PENSION PLAN INVESTMENT BOARD218,510444,210+225,7000.030.06+0.03buy
GOLDMAN SACHS GROUP INC2,048,3342,265,943+217,6090.060.06-0.00buy
MARSHALL WACE, LLP7,259222,186+214,9270.000.04+0.04buy
Clearbridge Investments, LLC3,473,5963,663,439+189,8430.410.41+0.00buy
Fisher Asset Management, LLC9,441,6129,622,200+180,5880.660.58-0.08buy
TWO SIGMA INVESTMENTS, LP10,100186,577+176,4770.000.06+0.06buy
ARIEL INVESTMENTS, LLC263,724436,335+172,6110.390.65+0.27buy
Holocene Advisors, LP0172,119+172,1190.000.10+0.10buy
PineBridge Investments, L.P.4,695171,534+166,8390.010.19+0.19buy
TWO SIGMA ADVISERS, LP3,600149,000+145,4000.000.05+0.04buy
AQR CAPITAL MANAGEMENT LLC350,558485,606+135,0480.090.10+0.01buy
UBS Group AG891,3021,009,282+117,9800.040.04-0.00buy
Laurion Capital Management LP0116,730+116,7300.000.53+0.53buy
D. E. Shaw & Co., Inc.333,411446,828+113,4170.060.09+0.02buy
WORLDQUANT MILLENNIUM ADVISORS LLC0100,169+100,1690.000.13+0.13buy
MORGAN STANLEY3,526,1793,625,250+99,0710.040.04-0.00buy
Aquatic Capital Management LLC8,100105,500+97,4000.040.54+0.50buy
Greenland Capital Management LP094,758+94,7580.002.80+2.80buy
ANTIPODES PARTNERS Ltd585,521678,472+92,9512.763.41+0.65buy
Korea Investment CORP159,562248,792+89,2300.060.09+0.03buy
MERCER GLOBAL ADVISORS INC /ADV84,572172,611+88,0390.040.03-0.00buy
CITIGROUP INC206,861292,384+85,5230.030.04+0.01buy
Engineers Gate Manager LP082,789+82,7890.000.26+0.26buy
Qube Research & Technologies Ltd356,611436,959+80,3480.100.11+0.02buy
ADAGE CAPITAL PARTNERS GP, L.L.C.24,834103,917+79,0830.010.03+0.02buy
MACKENZIE FINANCIAL CORP340,532414,562+74,0300.070.09+0.01buy
Point72 (DIFC) Ltd073,521+73,5210.000.90+0.90buy
M&G Plc066,544+66,5440.000.04+0.04buy
JPMORGAN CHASE & CO8,409,6478,475,563+65,9160.110.10-0.01buy
AVIVA PLC354,341418,857+64,5160.170.16-0.01buy
LAZARD ASSET MANAGEMENT LLC29,90093,112+63,2120.010.02+0.01buy
BALYASNY ASSET MANAGEMENT L.P.3,30565,142+61,8370.000.02+0.02buy
Invesco Ltd.2,806,9132,865,204+58,2910.090.08-0.01buy
DnB Asset Management AS61,057118,518+57,4610.050.08+0.03buy
Cubist Systematic Strategies, LLC054,667+54,6670.000.13+0.13buy
BANK OF MONTREAL /CAN/504,334558,171+53,8370.020.02-0.00buy
Mitsubishi UFJ Asset Management Co., Ltd.448,016499,930+51,9140.090.08-0.01buy
Coronation Fund Managers Ltd.048,755+48,7550.000.30+0.30buy
Bridgewater Associates, LP043,832+43,8320.000.03+0.03buy
NORTHERN TRUST CORP3,751,8443,794,766+42,9220.100.09-0.01buy
MAGNOLIA CAPITAL ADVISORS LLC042,755+42,7550.000.04+0.04buy
CAS Investment Partners, LLC645,252686,052+40,8008.617.42-1.19buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,619,7082,659,458+39,7500.090.07-0.02buy
BNP PARIBAS FINANCIAL MARKETS312,116351,474+39,3580.060.05-0.00buy
Illinois Municipal Retirement Fund32,40168,694+36,2930.070.14+0.07buy
NATIXIS036,225+36,2250.000.03+0.03buy
AVANTAX ADVISORY SERVICES, INC.19,33354,363+35,0300.030.05+0.03buy
Kovitz Investment Group Partners, LLC100,193133,498+33,3050.190.16-0.03buy
CHOREO, LLC2,82836,003+33,1750.010.08+0.07buy
CANADA LIFE ASSURANCE Co389,390422,271+32,8810.120.11-0.01buy
ExodusPoint Capital Management, LP14,96547,015+32,0500.030.07+0.04buy
Vest Financial, LLC129,354160,754+31,4000.510.53+0.02buy
Andra AP-fonden133,800164,300+30,5000.350.38+0.03buy
State of Tennessee, Department of Treasury113,930144,398+30,4680.060.07+0.01buy
Lighthouse Investment Partners, LLC030,422+30,4220.000.24+0.24buy
Strategic Financial Concepts, LLC030,298+30,2980.000.00+0.00buy
FIRST TRUST ADVISORS LP1,827,4821,856,679+29,1970.280.26-0.01buy
Vident Advisory, LLC3,13032,160+29,0300.010.12+0.11buy
Federation des caisses Desjardins du Quebec4,24033,187+28,9470.000.02+0.02buy
TKG Advisors, LLC028,895+28,8950.002.17+2.17buy
APG Asset Management N.V.15,07643,576+28,5000.000.01+0.01buy
MBB PUBLIC MARKETS I LLC027,715+27,7150.000.08+0.08buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp45,61473,190+27,5760.050.06+0.01buy
Walleye Trading LLC026,674+26,6740.000.07+0.07buy
Jump Financial, LLC3,05426,561+23,5070.010.07+0.06buy
XTX Topco Ltd023,492+23,4920.000.28+0.28buy
Pictet Asset Management Holding SA165,631187,448+21,8170.030.03+0.00buy
SCHRODER INVESTMENT MANAGEMENT GROUP254,979276,047+21,0680.040.04-0.00buy
NATIONAL BANK OF CANADA /FI/89,029109,897+20,8680.020.02+0.00buy
Quadrature Capital Ltd020,669+20,6690.000.05+0.05buy
RNC CAPITAL MANAGEMENT LLC273,421293,908+20,4872.322.26-0.06buy
COMMERCE BANK307,842326,569+18,7270.300.29-0.01buy
National Pension Service801,828820,524+18,6960.140.13-0.01buy
RHUMBLINE ADVISERS807,310825,741+18,4310.120.11-0.01buy
IBEX WEALTH ADVISORS018,257+18,2570.000.39+0.39buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP113,832131,741+17,9090.030.03+0.01buy
LOS ANGELES CAPITAL MANAGEMENT LLC482,791500,254+17,4630.250.25+0.00buy
BI Asset Management Fondsmaeglerselskab A/S11,26427,906+16,6420.030.06+0.03buy
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