Stock Transactions — CAPITAL ONE FINANCIAL CORP

Total Bought
18,030,158
556 transactions
Total Sold
18,510,075
493 transactions
Net
-479,917
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CITADEL ADVISORS LLC331,4841,931,971+1,600,4870.050.30+0.26buy
Capital International Investors01,398,955+1,398,9550.000.04+0.04buy
FMR LLC5,471,5566,640,951+1,169,3950.050.06+0.01buy
JPMORGAN CHASE & CO8,475,5639,452,609+977,0460.100.11+0.01buy
WELLINGTON MANAGEMENT GROUP LLP264,558975,439+710,8810.010.03+0.02buy
Southpoint Capital Advisors LP0700,000+700,0000.002.48+2.48buy
Bank of New York Mellon Corp3,198,3513,705,815+507,4640.080.10+0.02buy
Clearbridge Investments, LLC3,663,4394,082,925+419,4860.410.48+0.07buy
Assenagon Asset Management S.A.25,485412,355+386,8700.010.13+0.12buy
MILLENNIUM MANAGEMENT LLC154,945532,153+377,2080.020.07+0.05buy
NATIONAL BANK OF CANADA /FI/109,897420,959+311,0620.020.08+0.06buy
Hudson Bay Capital Management LP55,000363,344+308,3440.060.38+0.32buy
Senator Investment Group LP0305,483+305,4830.002.17+2.17buy
ALLIANCEBERNSTEIN L.P.1,436,6791,740,035+303,3560.070.09+0.02buy
VANGUARD GROUP INC31,210,54331,509,955+299,4120.080.08+0.00buy
DEUTSCHE BANK AG\1,035,4241,330,719+295,2950.060.08+0.02buy
Neuberger Berman Group LLC282,553572,167+289,6140.030.07+0.03buy
JUPITER ASSET MANAGEMENT LTD0285,379+285,3790.000.37+0.37buy
FRANKLIN RESOURCES INC10,106,80310,387,265+280,4620.430.46+0.03buy
ANTIPODES PARTNERS Ltd678,472958,243+279,7713.414.97+1.56buy
SUVRETTA CAPITAL MANAGEMENT, LLC0235,600+235,6000.001.27+1.27buy
BANK OF AMERICA CORP /DE/3,709,6033,945,099+235,4960.050.05+0.00buy
EMINENCE CAPITAL, LP920,6541,135,214+214,5602.062.58+0.52buy
Junto Capital Management LP564,685772,096+207,4111.722.60+0.88buy
Azora Capital LP0190,754+190,7540.001.54+1.54buy
AQR CAPITAL MANAGEMENT LLC485,606670,338+184,7320.100.14+0.04buy
IBEX WEALTH ADVISORS18,257194,672+176,4150.393.39+2.99buy
Holocene Advisors, LP172,119348,025+175,9060.100.21+0.11buy
SAMLYN CAPITAL, LLC519,292694,553+175,2611.241.68+0.44buy
HSBC HOLDINGS PLC1,761,2731,935,676+174,4030.160.18+0.02buy
GEODE CAPITAL MANAGEMENT, LLC7,860,5448,020,160+159,6160.100.10+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,298,3722,457,241+158,8690.090.09+0.00buy
GOLDMAN SACHS GROUP INC2,265,9432,422,502+156,5590.060.07+0.01buy
WELLS FARGO & COMPANY/MN893,5571,041,286+147,7290.030.04+0.01buy
National Pension Service820,524968,098+147,5740.130.14+0.01buy
TWO SIGMA ADVISERS, LP149,000294,900+145,9000.050.10+0.06buy
BNP PARIBAS FINANCIAL MARKETS351,474491,113+139,6390.050.07+0.02buy
Point72 Asset Management, L.P.483,335612,147+128,8120.220.32+0.10buy
CAS Investment Partners, LLC686,052811,500+125,4487.428.06+0.64buy
Palestra Capital Management LLC679,927802,722+122,7953.713.96+0.25buy
Twin Tree Management, LP13,457131,395+117,9380.050.46+0.40buy
Man Group plc114,648226,911+112,2630.040.10+0.05buy
Atlas Wealth LLC0104,680+104,6800.000.89+0.89buy
Invesco Ltd.2,865,2042,969,001+103,7970.080.09+0.00buy
SEI INVESTMENTS CO641,877742,991+101,1140.130.14+0.02buy
Capital Group Private Client Services, Inc.080,863+80,8630.000.12+0.12buy
STATE STREET CORP16,432,07716,506,861+74,7840.100.10+0.00buy
Fisher Asset Management, LLC9,622,2009,694,297+72,0970.580.59+0.02buy
RENAISSANCE TECHNOLOGIES LLC179,799251,894+72,0950.040.06+0.01buy
Ceredex Value Advisors LLC314,800385,650+70,8500.821.13+0.30buy
Atom Investors LP070,545+70,5450.001.11+1.11buy
PB INVESTMENT PARTNERS, L.P.80,451150,759+70,30813.5719.17+5.61buy
EXCHANGE TRADED CONCEPTS, LLC62,621132,723+70,1020.220.47+0.25buy
THRIVENT FINANCIAL FOR LUTHERANS539,471608,581+69,1100.150.17+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.499,930560,047+60,1170.080.09+0.01buy
Wealth High Governance Capital Ltda060,000+60,0000.003.15+3.15buy
Trexquant Investment LP057,533+57,5330.000.11+0.11buy
LMR Partners LLP056,943+56,9430.000.19+0.19buy
ROYAL BANK OF CANADA2,309,1172,365,892+56,7750.080.08+0.00buy
Russell Investments Group, Ltd.378,115433,924+55,8090.080.09+0.01buy
UBS Group AG1,009,2821,063,676+54,3940.040.04+0.00buy
CIBC WORLD MARKET INC.15,60168,301+52,7000.010.02+0.02buy
BASSWOOD CAPITAL MANAGEMENT, L.L.C.151,014198,935+47,9211.361.54+0.18buy
MEEDER ASSET MANAGEMENT INC6,74452,959+46,2150.070.53+0.46buy
Bridgewater Associates, LP43,83287,650+43,8180.030.07+0.04buy
First Fiduciary Investment Counsel, Inc.039,266+39,2660.001.18+1.18buy
TORONTO DOMINION BANK123,690161,827+38,1370.030.04+0.02buy
UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO13638,219+38,0830.000.93+0.93buy
MARSHALL WACE, LLP222,186260,213+38,0270.040.05+0.01buy
CW Advisors, LLC035,774+35,7740.000.07+0.07buy
ENVESTNET ASSET MANAGEMENT INC555,597589,453+33,8560.030.03+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.50,82482,965+32,1410.030.05+0.02buy
Jump Financial, LLC26,56157,822+31,2610.070.18+0.10buy
Interval Partners, LP029,803+29,8030.000.13+0.13buy
BARCLAYS PLC1,012,8571,042,273+29,4160.060.07+0.00buy
DnB Asset Management AS118,518147,767+29,2490.080.10+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,659,4582,687,999+28,5410.070.08+0.01buy
Maven Securities LTD027,393+27,3930.000.46+0.46buy
CX Institutional027,325+27,3250.000.18+0.18buy
ORG Partners LLC026,600+26,6000.000.09+0.09buy
PATTON FUND MANAGEMENT, INC.026,422+26,4220.000.82+0.82buy
CANADA LIFE ASSURANCE Co422,271447,437+25,1660.110.12+0.01buy
GTS SECURITIES LLC6,21731,209+24,9920.020.09+0.08buy
Integrated Advisors Network LLC4,77129,345+24,5740.030.21+0.18buy
Kovitz Investment Group Partners, LLC133,498154,329+20,8310.160.16-0.00buy
LPL Financial LLC172,105192,001+19,8960.010.01+0.00buy
WOLVERINE TRADING, LLC2,30421,683+19,3790.010.08+0.08buy
Quantinno Capital Management LP24,75942,640+17,8810.060.08+0.02buy
PRINCIPAL FINANCIAL GROUP INC412,829430,654+17,8250.030.04+0.00buy
Cerity Partners LLC75,99793,562+17,5650.030.03+0.00buy
Abacus FCF Advisors LLC017,324+17,3240.000.60+0.60buy
TORNO CAPITAL, LLC017,000+17,0000.003.30+3.30buy
TEACHER RETIREMENT SYSTEM OF TEXAS41,57558,087+16,5120.030.04+0.01buy
SIMPLEX TRADING, LLC016,468+16,4680.000.08+0.08buy
Vest Financial, LLC160,754176,804+16,0500.530.51-0.02buy
PineBridge Investments, L.P.171,534187,144+15,6100.190.21+0.02buy
Pictet Asset Management Holding SA187,448202,846+15,3980.030.03+0.00buy
JONES FINANCIAL COMPANIES LLLP23,52938,848+15,3190.000.01+0.00buy
Giverny Capital Inc.014,774+14,7740.000.08+0.08buy
Parallax Volatility Advisers, L.P.014,010+14,0100.000.05+0.05buy
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