Stock Transactions — CAPITAL ONE FINANCIAL CORP

Total Bought
26,913,332
959 transactions
Total Sold
41,032,643
783 transactions
Net
-14,119,311
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Capital International Investors1,943,2004,040,408+2,097,2080.070.14+0.07buy
JPMORGAN CHASE & CO15,319,09117,275,883+1,956,7920.220.23+0.01buy
VIKING GLOBAL INVESTORS LP5,671,3587,388,506+1,717,1483.494.08+0.59buy
FRANKLIN RESOURCES INC10,499,08911,838,304+1,339,2150.590.63+0.04buy
GOLDMAN SACHS GROUP INC6,600,0167,796,406+1,196,3900.230.24+0.01buy
Waverton Investment Management Ltd79,2711,181,834+1,102,5630.233.23+3.00buy
Close Asset Management Ltd01,096,081+1,096,0810.005.18+5.18buy
Qube Research & Technologies Ltd58,301824,059+765,7580.020.25+0.23buy
CANADA PENSION PLAN INVESTMENT BOARD2,325,2082,961,979+636,7710.420.44+0.02buy
AQR CAPITAL MANAGEMENT LLC1,512,8142,041,847+529,0330.270.28+0.01buy
Assenagon Asset Management S.A.773,2811,269,420+496,1390.260.40+0.14buy
OFI INVEST ASSET MANAGEMENT241,582694,199+452,6171.092.65+1.56buy
Intermede Investment Partners Ltd0387,894+387,8940.003.39+3.39buy
MKP Capital Management, L.L.C.0375,000+375,0000.003.20+3.20buy
EVERGREEN CAPITAL MANAGEMENT LLC6,874369,538+362,6640.041.87+1.82buy
D. E. Shaw & Co., Inc.540,736856,819+316,0830.110.15+0.03buy
Capital Research Global Investors8,123,3278,426,060+302,7330.350.34-0.01buy
Allspring Global Investments Holdings, LLC199,069496,245+297,1760.070.17+0.10buy
BNP PARIBAS FINANCIAL MARKETS572,298869,330+297,0320.090.14+0.05buy
Russell Investments Group, Ltd.709,619995,869+286,2500.190.24+0.05buy
ALLIANCEBERNSTEIN L.P.1,969,6612,232,347+262,6860.140.15+0.01buy
MORGAN STANLEY8,101,9918,354,631+252,6400.110.11-0.00buy
TWO SIGMA INVESTMENTS, LP21,072265,915+244,8430.010.09+0.08buy
PRICE T ROWE ASSOCIATES INC /MD/3,639,9263,878,324+238,3980.090.09+0.00buy
RAYMOND JAMES FINANCIAL INC902,5601,131,079+228,5190.070.08+0.01buy
MACKENZIE FINANCIAL CORP436,782629,081+192,2990.120.16+0.04buy
HighTower Advisors, LLC121,063299,504+178,4410.030.07+0.04buy
UBS Group AG2,642,4572,819,292+176,8350.120.12-0.00buy
Ensign Peak Advisors, Inc1,443,1871,602,012+158,8250.530.56+0.03buy
Empyrean Capital Partners, LP150,000308,000+158,0001.482.63+1.15buy
MACQUARIE GROUP LTD703,877860,592+156,7150.180.21+0.03buy
VANGUARD GROUP INC56,380,91356,537,167+156,2540.190.18-0.01buy
Federation des caisses Desjardins du Quebec53,069201,765+148,6960.050.17+0.12buy
Blue Whale Capital LLP0139,943+139,9430.001.65+1.65buy
FMR LLC16,585,50416,723,843+138,3390.200.18-0.01buy
Mediolanum International Funds Ltd122,362255,083+132,7210.310.60+0.29buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC427,845559,867+132,0220.190.21+0.02buy
JANE STREET GROUP, LLC0128,786+128,7860.000.03+0.03buy
JONES FINANCIAL COMPANIES LLLP3,511125,136+121,6250.000.02+0.02buy
Zurich Insurance Group Ltd/FI532,523652,957+120,4340.880.99+0.12buy
Sumitomo Mitsui Trust Group, Inc.1,469,5571,586,386+116,8290.190.19-0.00buy
MILLENNIUM MANAGEMENT LLC1,269,4291,384,546+115,1170.240.23-0.01buy
BNP Paribas Asset Management Holding S.A.75,907189,953+114,0460.040.10+0.07buy
Schonfeld Strategic Advisors LLC77,857188,442+110,5850.120.28+0.15buy
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.742,471851,967+109,4961.481.65+0.17buy
TWO SIGMA ADVISERS, LP0104,977+104,9770.000.04+0.04buy
Artisan Partners Limited Partnership250,503354,781+104,2780.080.11+0.03buy
STEADFAST CAPITAL MANAGEMENT LP0103,500+103,5000.000.40+0.40buy
Kohmann Bosshard Financial Services, LLC0100,000+100,0000.000.01+0.01buy
Bornite Capital Management LP0100,000+100,0000.001.97+1.97buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND207,015306,150+99,1350.090.12+0.03buy
PANAGORA ASSET MANAGEMENT INC509,084605,529+96,4450.490.52+0.03buy
TWINBEECH CAPITAL LP1,09596,562+95,4670.010.81+0.81buy
GEODE CAPITAL MANAGEMENT, LLC14,008,84114,102,146+93,3050.210.19-0.02buy
CIBC WORLD MARKET INC.49,969142,277+92,3080.020.06+0.04buy
MIZUHO MARKETS AMERICAS LLC090,000+90,0000.000.40+0.40buy
Atlantic Union Bankshares Corp10,88297,437+86,5550.050.39+0.34buy
Korea Investment CORP377,322462,350+85,0280.180.20+0.02buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE367,126450,675+83,5490.070.08+0.01buy
ZACKS INVESTMENT MANAGEMENT5,57786,582+81,0050.010.15+0.14buy
SEIZERT CAPITAL PARTNERS, LLC189,598269,807+80,2091.772.48+0.71buy
Verde Servicos Internacionais S.A.079,519+79,5190.004.82+4.82buy
MARTINGALE ASSET MANAGEMENT L P079,370+79,3700.000.42+0.42buy
LPL Financial LLC468,483547,715+79,2320.030.03+0.00buy
Cetera Investment Advisers145,419224,223+78,8040.050.06+0.00buy
Kemnay Advisory Services Inc.078,740+78,7400.002.55+2.55buy
DEUTSCHE BANK AG\2,069,6192,148,129+78,5100.160.15-0.01buy
TRUIST FINANCIAL CORP548,441624,406+75,9650.170.18+0.01buy
THRIVENT FINANCIAL FOR LUTHERANS946,6131,021,964+75,3510.440.43-0.01buy
Quantinno Capital Management LP236,558308,357+71,7990.220.18-0.04buy
ROYAL LONDON ASSET MANAGEMENT LTD286,799358,366+71,5670.140.16+0.02buy
Chesley Taft & Associates LLC070,702+70,7020.000.64+0.64buy
Optiver Holding B.V.1,97071,116+69,1460.010.25+0.23buy
DENDUR CAPITAL LP202,000270,000+68,0004.076.40+2.33buy
CORTLAND ASSOCIATES INC/MO067,698+67,6980.001.70+1.70buy
Trexquant Investment LP067,613+67,6130.000.15+0.15buy
ONTARIO TEACHERS PENSION PLAN BOARD818,194885,160+66,9663.604.35+0.75buy
Nuveen, LLC2,317,1522,381,584+64,4320.140.13-0.00buy
JUPITER ASSET MANAGEMENT LTD320,462384,364+63,9020.570.70+0.13buy
Man Group plc52,264115,717+63,4530.020.05+0.02buy
National Pension Service1,493,6361,552,736+59,1000.270.26-0.02buy
BANK OF MONTREAL /CAN/646,259704,635+58,3760.070.06-0.01buy
HANCOCK WHITNEY CORP30,22388,291+58,0680.120.34+0.22buy
Mitsubishi UFJ Asset Management Co., Ltd.1,224,0551,280,362+56,3070.210.20-0.01buy
VICTORY CAPITAL MANAGEMENT INC324,489378,450+53,9610.040.05+0.00buy
WELLS FARGO & COMPANY/MN1,308,4581,361,967+53,5090.060.06-0.00buy
IEQ CAPITAL, LLC99,066151,789+52,7230.130.10-0.03buy
LORD, ABBETT & CO. LLC052,500+52,5000.000.03+0.03buy
NATIXIS ADVISORS, LLC592,668645,127+52,4590.200.20+0.00buy
HRT FINANCIAL LP115,708166,562+50,8540.110.13+0.02buy
MEEDER ASSET MANAGEMENT INC69,064118,510+49,4460.901.44+0.53buy
First Long Island Investors, LLC048,655+48,6550.000.77+0.77buy
PICTON MAHONEY ASSET MANAGEMENT117,443165,686+48,2430.350.45+0.10buy
APG Asset Management N.V.369,308416,935+47,6270.200.21+0.01buy
Quantbot Technologies LP046,942+46,9420.000.27+0.27buy
Tidal Investments LLC66,108111,100+44,9920.090.10+0.01buy
SUVRETTA CAPITAL MANAGEMENT, LLC194,160238,770+44,6101.561.54-0.02buy
Duquesne Family Office LLC043,920+43,9200.000.24+0.24buy
STATE STREET CORP27,780,12827,823,180+43,0520.220.21-0.02buy
Boston Partners2,513,9162,556,953+43,0370.590.56-0.04buy
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