Stock Transactions — CAPITAL ONE FINANCIAL CORP

Total Bought
40,251,805
606 transactions
Total Sold
29,304,561
539 transactions
Net
+10,947,244
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LONE PINE CAPITAL LLC03,235,823+3,235,8230.004.28+4.28buy
MILLENNIUM MANAGEMENT LLC532,1533,275,678+2,743,5250.070.51+0.44buy
JPMORGAN CHASE & CO9,452,60911,424,205+1,971,5960.110.16+0.05buy
BlackRock, Inc.25,563,83027,411,982+1,848,1520.080.10+0.02buy
WELLINGTON MANAGEMENT GROUP LLP975,4392,583,099+1,607,6600.030.08+0.06buy
Egerton Capital (UK) LLP01,565,495+1,565,4950.003.23+3.23buy
FMR LLC6,640,9518,077,886+1,436,9350.060.09+0.03buy
Meritage Group LP01,276,707+1,276,7070.005.43+5.43buy
Invesco Ltd.2,969,0014,117,444+1,148,4430.090.14+0.05buy
MARSHALL WACE, LLP260,2131,238,883+978,6700.050.28+0.23buy
UBS Group AG1,063,6762,034,303+970,6270.040.08+0.04buy
Third Point LLC0925,000+925,0000.002.22+2.22buy
SAMLYN CAPITAL, LLC694,5531,587,497+892,9441.684.50+2.82buy
CITADEL ADVISORS LLC1,931,9712,792,327+860,3560.300.46+0.16buy
NORTHERN TRUST CORP3,639,6364,433,401+793,7650.090.11+0.02buy
PointState Capital LP0785,088+785,0880.003.18+3.18buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,457,2413,222,533+765,2920.090.13+0.04buy
MORGAN STANLEY3,606,2614,345,409+739,1480.040.05+0.02buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0732,855+732,8550.000.07+0.07buy
JANUS HENDERSON GROUP PLC1,149,5551,859,525+709,9700.090.17+0.08buy
Bain Capital Public Equity Management II, LLC0701,987+701,9870.005.76+5.76buy
BANK OF AMERICA CORP /DE/3,945,0994,591,450+646,3510.050.08+0.02buy
Southpoint Capital Advisors LP700,0001,300,000+600,0002.485.44+2.95buy
Neuberger Berman Group LLC572,1671,113,117+540,9500.070.16+0.09buy
D1 Capital Partners L.P.0487,000+487,0000.001.44+1.44buy
PRICE T ROWE ASSOCIATES INC /MD/762,6431,242,912+480,2690.010.03+0.01buy
JANE STREET GROUP, LLC53,241520,149+466,9080.010.15+0.14buy
KBC Group NV163,131623,470+460,3390.070.31+0.23buy
140 Summer Partners LP0399,016+399,0160.008.57+8.57buy
Alyeska Investment Group, L.P.0392,809+392,8090.000.26+0.26buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP82,813470,905+388,0920.020.13+0.10buy
Amundi620,026967,733+347,7070.030.06+0.03buy
Alua Capital Management LP0342,148+342,1480.003.79+3.79buy
FRANKLIN RESOURCES INC10,387,26510,718,860+331,5950.460.53+0.07buy
Holocene Advisors, LP348,025676,863+328,8380.210.39+0.18buy
STATE STREET CORP16,506,86116,813,250+306,3890.100.12+0.02buy
Bank of New York Mellon Corp3,705,8154,010,648+304,8330.100.13+0.03buy
Artemis Investment Management LLP0263,093+263,0930.000.67+0.67buy
Senator Investment Group LP305,483549,867+244,3842.172.88+0.71buy
AQR CAPITAL MANAGEMENT LLC670,338914,338+244,0000.140.21+0.07buy
APG Asset Management N.V.0241,037+241,0370.000.12+0.12buy
VANGUARD GROUP INC31,509,95531,744,818+234,8630.080.10+0.01buy
GEODE CAPITAL MANAGEMENT, LLC8,020,1608,227,587+207,4270.100.11+0.02buy
Newbrook Capital Advisors LP0193,011+193,0110.004.41+4.41buy
Atlas Wealth LLC104,680290,566+185,8860.891.86+0.96buy
ROYAL BANK OF CANADA2,365,8922,541,657+175,7650.080.10+0.02buy
BNP PARIBAS FINANCIAL MARKETS491,113664,416+173,3030.070.09+0.02buy
Ensign Peak Advisors, Inc129,068295,422+166,3540.030.09+0.06buy
Saraza Management, LP0155,000+155,0000.007.71+7.71buy
ALLIANCEBERNSTEIN L.P.1,740,0351,880,446+140,4110.090.11+0.03buy
Russell Investments Group, Ltd.433,924568,047+134,1230.090.14+0.05buy
Robeco Institutional Asset Management B.V.655,869787,643+131,7740.200.27+0.07buy
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND0130,000+130,0000.000.05+0.05buy
Prana Capital Management, LP0123,374+123,3740.001.05+1.05buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY28,835149,860+121,0250.040.23+0.20buy
DISCOVERY CAPITAL MANAGEMENT, LLC / CT0116,300+116,3000.001.41+1.41buy
Hudson Bay Capital Management LP363,344473,282+109,9380.380.51+0.13buy
Ceredex Value Advisors LLC385,650494,284+108,6341.131.78+0.65buy
Korea Investment CORP257,047365,629+108,5820.090.15+0.06buy
Skandinaviska Enskilda Banken AB (publ)79,961183,647+103,6860.060.15+0.09buy
AMF Tjanstepension AB0101,617+101,6170.000.13+0.13buy
Palestra Capital Management LLC802,722901,359+98,6373.964.40+0.44buy
Rockefeller Capital Management L.P.105,676197,286+91,6100.040.09+0.05buy
LOS ANGELES CAPITAL MANAGEMENT LLC467,683548,059+80,3760.280.40+0.11buy
ANTIPODES PARTNERS Ltd958,2431,036,103+77,8604.976.42+1.45buy
Walleye Trading LLC068,291+68,2910.000.24+0.24buy
LPL Financial LLC192,001257,496+65,4950.010.02+0.01buy
Bridgewater Associates, LP87,650151,821+64,1710.070.12+0.05buy
CRAMER ROSENTHAL MCGLYNN LLC063,236+63,2360.000.64+0.64buy
Qube Research & Technologies Ltd059,551+59,5510.000.02+0.02buy
RENAISSANCE TECHNOLOGIES LLC251,894308,899+57,0050.060.08+0.02buy
SG Americas Securities, LLC273,076325,378+52,3020.160.25+0.10buy
IMC-Chicago, LLC050,941+50,9410.000.25+0.25buy
Engle Capital Management, L.P.050,400+50,4000.002.69+2.69buy
Callodine Capital Management, LP050,000+50,0000.001.84+1.84buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM720,071768,965+48,8940.080.09+0.02buy
Mitsubishi UFJ Asset Management Co., Ltd.560,047608,295+48,2480.090.11+0.02buy
MOORE CAPITAL MANAGEMENT, LP181,546228,118+46,5720.790.76-0.03buy
BALYASNY ASSET MANAGEMENT L.P.17,25761,129+43,8720.010.03+0.02buy
Phoenix Financial Ltd.037,983+37,9830.000.09+0.09buy
AXA S.A.7,84644,289+36,4430.000.02+0.02buy
CASTLEARK MANAGEMENT LLC036,260+36,2600.000.23+0.23buy
D. E. Shaw & Co., Inc.33,98770,114+36,1270.010.01+0.01buy
Strategic Financial Concepts, LLC035,486+35,4860.000.01+0.01buy
PUBLIC SECTOR PENSION INVESTMENT BOARD66,62399,025+32,4020.050.07+0.02buy
Bain Capital Public Equity, LP032,203+32,2030.003.83+3.83buy
BROWN ADVISORY INC24,21256,293+32,0810.000.01+0.01buy
Handelsbanken Fonder AB75,586105,880+30,2940.040.07+0.03buy
Quadrature Capital Ltd028,385+28,3850.000.10+0.10buy
Point72 (DIFC) Ltd027,823+27,8230.000.45+0.45buy
Bayesian Capital Management, LP027,600+27,6000.000.60+0.60buy
ENVESTNET ASSET MANAGEMENT INC589,453615,945+26,4920.030.04+0.01buy
Aware Super Pty Ltd as trustee of Aware Super026,070+26,0700.000.07+0.07buy
New Age Alpha Advisors, LLC025,644+25,6440.000.19+0.19buy
Pictet Asset Management Holding SA202,846227,943+25,0970.030.04+0.01buy
OSAIC HOLDINGS, INC.85,454110,220+24,7660.030.04+0.01buy
WORLDQUANT MILLENNIUM ADVISORS LLC107,851131,701+23,8500.120.15+0.03buy
Woodline Partners LP022,911+22,9110.000.03+0.03buy
Point72 Europe (London) LLP022,500+22,5000.000.23+0.23buy
Junto Capital Management LP772,096794,545+22,4492.602.82+0.22buy
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