Stock Transactions — TRI CONTL CORP

Total Bought
426,224
59 transactions
Total Sold
299,188
41 transactions
Net
+127,036
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
OSAIC HOLDINGS, INC.24,824123,077+98,2530.000.01+0.00buy
Altium Capital Management LLC40,45178,920+38,4695.225.93+0.71buy
Saba Capital Management, L.P.701,601735,098+33,4970.770.74-0.02buy
Allspring Global Investments Holdings, LLC334,257366,014+31,7570.020.02+0.00buy
Pathstone Holdings, LLC12,77938,657+25,8780.000.00+0.00buy
Shaker Financial Services, LLC70,44593,663+23,2180.731.03+0.30buy
WOLVERINE ASSET MANAGEMENT LLC5,95828,679+22,7210.000.01+0.01buy
Hennion & Walsh Asset Management, Inc.123,776144,772+20,9960.140.15+0.01buy
SEI INVESTMENTS CO011,335+11,3350.000.00+0.00buy
FIRST TRUST ADVISORS LP73,33884,592+11,2540.000.00+0.00buy
NorthRock Partners, LLC010,447+10,4470.000.01+0.01buy
Integrated Wealth Concepts LLC09,938+9,9380.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC420,932430,043+9,1112.021.95-0.06buy
Gateway Wealth Partners, LLC07,440+7,4400.000.01+0.01buy
Steward Partners Investment Advisory, LLC31,63838,095+6,4570.010.01+0.00buy
Quantedge Capital Pte Ltd06,351+6,3510.000.11+0.11buy
PNC FINANCIAL SERVICES GROUP, INC.16,60222,817+6,2150.000.00+0.00buy
Focus Partners Wealth192,690198,736+6,0460.010.01-0.00buy
UHLMANN PRICE SECURITIES, LLC05,393+5,3930.000.02+0.02buy
Concurrent Investment Advisors, LLC44,81249,345+4,5330.020.02+0.00buy
XTX Topco Ltd8,05612,360+4,3040.010.01-0.00buy
Cornerstone Advisory, LLC147,472151,571+4,0990.460.45-0.01buy
STIFEL FINANCIAL CORP99,870103,652+3,7820.000.00+0.00buy
Cerity Partners LLC15,10218,346+3,2440.000.00+0.00buy
North Star Investment Management Corp.02,987+2,9870.000.01+0.01buy
Mariner, LLC93,91496,591+2,6770.000.00-0.00buy
BESSEMER GROUP INC2,8014,997+2,1960.000.00+0.00buy
HARBOUR INVESTMENTS, INC.2512,225+1,9740.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC9,35811,250+1,8920.010.01+0.00buy
SALEM INVESTMENT COUNSELORS INC01,314+1,3140.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC53,95355,259+1,3060.000.00+0.00buy
&PARTNERS23,52424,644+1,1200.000.00-0.00buy
ROYAL BANK OF CANADA57,17158,243+1,0720.000.00+0.00buy
Hanson & Doremus Investment Management0929+9290.000.00+0.00buy
Rockefeller Capital Management L.P.14,65115,529+8780.000.00+0.00buy
Asset Dedication, LLC0664+6640.000.00+0.00buy
Advisory Services Network, LLC0612+6120.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC8,1668,673+5070.000.00-0.00buy
1620 INVESTMENT ADVISORS, INC.92,33892,650+3122.011.98-0.03buy
Creative Planning25,79525,948+1530.000.00-0.00buy
Tower Wealth Partners, Inc.15,46415,604+1400.280.27-0.01buy
HighTower Advisors, LLC28,92829,065+1370.000.00-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC17,71217,825+1130.010.01-0.00buy
Allworth Financial LP41,08641,186+1000.010.01-0.00buy
Western Wealth Management, LLC093+930.000.00+0.00buy
Kestra Advisory Services, LLC18,96019,030+700.000.00-0.00buy
WHITENER CAPITAL MANAGEMENT, INC.33,75233,821+690.250.24-0.01buy
Sound Income Strategies, LLC85145+600.000.00+0.00buy
BANK OF AMERICA CORP /DE/46,82846,881+530.000.00-0.00buy
Waverly Advisors, LLC12,91112,935+240.000.00-0.00buy
Successful Portfolios LLC15,19715,205+80.260.26+0.00buy
ARMSTRONG ADVISORY GROUP, INC1,1531,159+60.000.00-0.00buy
CX Institutional597602+50.000.00+0.00buy
JOHNSON INVESTMENT COUNSEL INC16,92016,925+50.000.00-0.00buy
CWM, LLC6,4216,424+30.000.00-0.00buy
OPPENHEIMER & CO INC10,00710,010+30.000.00-0.00buy
First Pacific Financial228230+20.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.194195+10.000.00-0.00buy
Stone House Investment Management, LLC146147+10.000.00+0.00buy
MAI Capital Management4,9904,99000.000.00-0.00hold
ATWOOD & PALMER INC2,7262,72600.010.00-0.00hold
ALBION FINANCIAL GROUP /UT30,49630,49600.060.06+0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV11,00611,00600.020.02-0.00hold
MONETA GROUP INVESTMENT ADVISORS LLC6,6096,60900.000.00-0.00hold
PRENTISS SMITH & CO INC7,0267,02600.140.13-0.01hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,0503,05000.000.00-0.00hold
ASSETMARK, INC1,6391,63900.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC12,61112,61100.050.05-0.00hold
GHP Investment Advisors, Inc.2,7672,76700.000.00-0.00hold
MERIDIAN INVESTMENT COUNSEL INC.9,7559,75500.080.07-0.00hold
Ancora Advisors LLC5,9005,90000.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO3,0573,05700.000.00-0.00hold
BROWN, LISLE/CUMMINGS, INC.4,2004,20000.030.03-0.00hold
Baltimore-Washington Financial Advisors, Inc.24,41624,41600.030.03+0.00hold
Capstone Financial Advisors, Inc.75,51375,51300.130.13-0.00hold
Joel Isaacson & Co., LLC11,86611,86600.010.01-0.00hold
Koshinski Asset Management, Inc.10,19910,19900.020.02-0.00hold
NewEdge Advisors, LLC13813800.000.00-0.00hold
IFP Advisors, Inc18018000.000.00-0.00hold
First PREMIER Bank16,57416,57400.120.12-0.00hold
Parallel Advisors, LLC3,2403,24000.000.00-0.00hold
McIlrath & Eck, LLC2,2932,29300.010.01-0.00hold
First Command Advisory Services, Inc.4,6944,69400.000.00-0.00hold
Quadrant Private Wealth Management, LLC38,40638,40600.210.19-0.02hold
Independent Family Office, LLC6,9876,98700.100.09-0.00hold
Costello Asset Management, INC1,3751,37500.010.02+0.00hold
CVA Family Office, LLC46446400.000.00-0.00hold
Center for Financial Planning, Inc.252500.000.00-0.00hold
American Institute for Advanced Investment Management, LLP10,17010,17000.210.21-0.01hold
Platform Technology Partners66,99666,99600.470.41-0.06hold
Blue Trust, Inc.36836800.000.00-0.00hold
SJS Investment Consulting Inc.23123100.000.00-0.00hold
Quent Capital, LLC5,4055,40500.010.01-0.00hold
Strategic Investment Solutions, Inc. /IL13413400.000.00-0.00hold
CORA CAPITAL ADVISORS LLC11,98111,98100.150.13-0.03hold
Savvy Advisors, Inc.11,59811,59800.010.01-0.00hold
Hilltop National Bank37037000.000.00-0.00hold
Crews Bank & Trust4,4344,43400.020.02-0.00hold
MSH Capital Advisors LLC12,71912,71900.090.09-0.00hold
GatePass Capital, LLC14,75614,75600.250.23-0.02hold
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