Stock Transactions — TRI CONTL CORP

Total Bought
520,695
66 transactions
Total Sold
224,510
46 transactions
Net
+296,185
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.0131,968+131,9680.000.11+0.11buy
Shaker Financial Services, LLC90,287162,350+72,0631.081.86+0.79buy
Allspring Global Investments Holdings, LLC276,551311,551+35,0000.010.02+0.00buy
Bard Financial Services, Inc.443,834470,799+26,9651.661.78+0.12buy
READYSTATE ASSET MANAGEMENT LP11,06435,835+24,7710.020.05+0.03buy
Allworth Financial LP16,44840,485+24,0370.000.01+0.00buy
Cornerstone Advisors, LLC021,078+21,0780.000.02+0.02buy
&PARTNERS020,768+20,7680.000.01+0.01buy
HighTower Advisors, LLC28,61348,502+19,8890.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC134,784154,054+19,2700.080.08+0.00buy
JANE STREET GROUP, LLC014,222+14,2220.000.00+0.00buy
LPL Financial LLC47,98562,130+14,1450.000.00+0.00buy
TWO SIGMA SECURITIES, LLC07,603+7,6030.000.03+0.03buy
First Command Advisory Services, Inc.07,449+7,4490.000.00+0.00buy
Cornerstone Advisory, LLC132,096139,177+7,0810.460.47+0.01buy
Baird Financial Group, Inc.06,949+6,9490.000.00+0.00buy
Main Street Financial Solutions, LLC06,532+6,5320.000.02+0.02buy
Quantedge Capital Pte Ltd17,25122,951+5,7000.170.67+0.50buy
GUGGENHEIM CAPITAL LLC23,72928,819+5,0900.010.01+0.00buy
UBS Group AG336,310340,872+4,5620.000.00-0.00buy
OSAIC HOLDINGS, INC.24,13828,681+4,5430.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC411,702415,743+4,0412.392.20-0.19buy
GHP Investment Advisors, Inc.04,000+4,0000.000.01+0.01buy
RAYMOND JAMES FINANCIAL INC259,625263,482+3,8570.000.00-0.00buy
CITIGROUP INC03,054+3,0540.000.00+0.00buy
Stolper Co55,36858,389+3,0210.560.61+0.05buy
Mariner, LLC82,72885,464+2,7360.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC124,064126,281+2,2170.010.01-0.00buy
BANK OF AMERICA CORP /DE/42,02043,970+1,9500.000.00-0.00buy
FIRST TRUST ADVISORS LP60,70362,617+1,9140.000.00-0.00buy
STIFEL FINANCIAL CORP96,57198,126+1,5550.000.00-0.00buy
Platform Technology Partners61,50063,022+1,5220.550.52-0.03buy
Pathstone Holdings, LLC11,29112,691+1,4000.000.00+0.00buy
Ameritas Advisory Services, LLC01,229+1,2290.000.00+0.00buy
Advisors Asset Management, Inc.24,04425,269+1,2250.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS2001,259+1,0590.000.00+0.00buy
TWIN FOCUS CAPITAL PARTNERS, LLC11,61112,611+1,0000.060.06+0.00buy
Concurrent Investment Advisors, LLC34,76435,443+6790.030.02-0.00buy
MGO ONE SEVEN LLC20,51721,101+5840.020.02-0.00buy
Tower Wealth Partners, Inc.13,85214,323+4710.230.27+0.04buy
LEVEL FOUR ADVISORY SERVICES, LLC8,2658,718+4530.010.01-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC11,29811,683+3850.010.01-0.00buy
ROYAL BANK OF CANADA56,48456,851+3670.000.00-0.00buy
American Institute for Advanced Investment Management, LLP11,44011,723+2830.270.26-0.01buy
CORA CAPITAL ADVISORS LLC11,00511,275+2700.160.16-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.7,8488,073+2250.000.00+0.00buy
NORTHERN TRUST CORP10,82311,042+2190.000.00-0.00buy
Waverly Advisors, LLC12,70812,922+2140.000.00-0.00buy
TANDEM CAPITAL MANAGEMENT CORP /ADV8,1008,300+2000.140.13-0.01buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC7,4597,644+1850.020.02-0.00buy
1620 INVESTMENT ADVISORS, INC.91,22691,342+1162.142.05-0.09buy
COMERICA BANK2,5512,657+1060.000.00-0.00buy
IFP Advisors, Inc180280+1000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP2,2682,356+880.000.00-0.00buy
US BANCORP \DE\5,6965,766+700.000.00-0.00buy
McIlrath & Eck, LLC2,1062,158+520.010.01-0.00buy
NewEdge Advisors, LLC1,8541,899+450.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,2063,237+310.000.00-0.00buy
GPS Wealth Strategies Group, LLC786812+260.000.00-0.00buy
JOHNSON INVESTMENT COUNSEL INC17,43417,452+180.010.00-0.00buy
Flaharty Asset Management, LLC333344+110.000.00-0.00buy
CWM, LLC1,7761,786+100.000.00-0.00buy
Steward Partners Investment Advisory, LLC4,3294,338+90.000.00-0.00buy
Thomas J. Herzfeld Advisors, Inc.174179+50.000.00+0.00buy
Stone House Investment Management, LLC131135+40.000.00-0.00buy
Putney Financial Group LLC196200+40.010.01+0.00buy
MAI Capital Management4,9904,99000.000.00-0.00hold
ATWOOD & PALMER INC2,7262,72600.010.01-0.00hold
PRENTISS SMITH & CO INC7,6897,68900.150.14-0.01hold
LAZARD ASSET MANAGEMENT LLC449,805449,80500.020.02-0.00hold
PRINCIPAL SECURITIES, INC.191900.000.00-0.00hold
Plante Moran Financial Advisors, LLC1,1051,10500.000.00-0.00hold
Ancora Advisors LLC5,9005,90000.000.00-0.00hold
BROWN BROTHERS HARRIMAN & CO3,0573,05700.000.00-0.00hold
Savant Capital, LLC18,95018,95000.000.00-0.00hold
JFS WEALTH ADVISORS, LLC646400.000.00-0.00hold
Heritage Wealth Advisors19,02819,02800.030.03-0.00hold
Capstone Financial Advisors, Inc.75,51375,51300.150.14-0.01hold
Anchor Investment Management, LLC2,0002,00000.010.01-0.00hold
First PREMIER Bank16,57416,57400.130.13-0.00hold
Parallel Advisors, LLC3,2403,24000.000.00-0.00hold
BFSG, LLC3,4063,40600.010.01-0.00hold
Sound Income Strategies, LLC858500.000.00+0.00hold
CX Institutional55755700.000.00-0.00hold
Independent Family Office, LLC6,9876,98700.110.10-0.01hold
Costello Asset Management, INC1,5751,57500.020.02-0.00hold
CVA Family Office, LLC46446400.000.00-0.00hold
Center for Financial Planning, Inc.242400.000.00-0.00hold
First Pacific Financial21121100.000.00-0.00hold
Blue Trust, Inc.36836800.000.00-0.00hold
SJS Investment Consulting Inc.23123100.000.00-0.00hold
BancFirst Trust & Investment Management11,06111,06100.170.16-0.01hold
ARMSTRONG ADVISORY GROUP, INC1,1091,10900.000.00-0.00hold
Strategic Investment Solutions, Inc. /IL13413400.000.00+0.00hold
Valued Wealth Advisors LLC10010000.000.00-0.00hold
Hilltop National Bank37037000.000.00-0.00hold
Crews Bank & Trust8,5098,50900.040.04-0.00hold
MSH Capital Advisors LLC10,89410,89400.100.10-0.00hold
Prospera Capital Management, LLC29,34529,34500.510.46-0.05hold
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.15715700.000.00-0.00hold
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